BRIAN J. JACKSON is listed as an executive officer and director on 14 SEC Form D filings by 4 issuers between Oct 2009 and Jan 2024: Fine Wine Appreciation Fund-3, L.L.L.P. (Woodland, MN — industry reported as "Other" — 2011; $12.1M reported sold to 17 investors), St. Teresa Medical, Inc. (Eagan, MN — other health care — 2010–2019; $6.15M reported sold to 63 investors), FINE WINE APPRECIATION PARTNERSHIP (Orono, MN — industry reported as "Other" — 2009; $1M reported sold to 14 investors) and Vista Biomedical, Inc. (Las Vegas, NV — biotechnology — 2024).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $19.2M sold in total.
2 of the issuers belong to the sponsor group Fine Wine Appreciation (2 issuers, $13.1M reported sold, 2009–2011).
What this means A sponsor group is one team that sets up a new company for each deal. Fine Wine Appreciation has 2 companies on file and $13.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 4 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 14 public filings for BRIAN J. JACKSON and found 9 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Keith Sims; 12 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.