Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

Sponsor Check › Person

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Brian Farrell

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 8, 2024 → Mar 10, 2026

1deal (issuers)

$76.9Mreported sold

6investors

3Form D filings

2024–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Farrell is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Mar 2024 and Mar 2026: Azimut GP Stakes Fund I-A, L.P. (New York, NY — pooled investment fund — 2024–2026; $76.9M reported sold to 6 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside AACP General Partner LLC (3 shared filings, management entity), AACP Investments, LLC (3 shared filings, management entity), Azimut GP Stakes Fund I General Partner, L.P. (3 shared filings, management entity), Jeffry Brown (3 shared filings), Michael Shedosky (3 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

The issuer belongs to the sponsor group Constellation Generation (35 issuers, $11.77B reported sold, 2018–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Constellation Generation has 35 companies on file and $11.77B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 34 bankruptcy cases matching the name listed in Key records below.

What this means 36 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Brian Farrell and found 7 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: A2Z Private Capital Pte Ltd; Paid seller listed without a CRD number: 16Capital Advisors FZE; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Farrell has not run yet — it is joining a line of 51,517 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 dismissed

Jonathan Kaplan v. Brian J Farrell dismissed

District Court, C.D. California · No. 2:12-cv-08182 · Filed Sep 21, 2012 · Closed Sep 18, 2014 · Nature of suit: 160 Stockholders Suits · Cause: 28:1332 Diversity - Stockholders Suits

Role of Brian J Farrell: Defendant · Outcome: Terminated 2014-09-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)

Hawaii Laborers Pension Fund v. Brian J Farrell dismissed

District Court, C.D. California · No. 2:06-cv-06935 · Filed Oct 31, 2006 · Closed Dec 13, 2007 · Nature of suit: 160 Stockholders Suits · Cause: 15:78m(a) Securities Exchange Act

Role of Brian J Farrell: Defendant · Outcome: Terminated 2007-12-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Farrell..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 3 open, 31 closed (disposition not in docket feed)

Brian P. O'Farrell open

United States Bankruptcy Court, D. Rhode Island · No. 1:25-bk-10691 · Filed Aug 27, 2025

Role of Brian P. O'Farrell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in RI (not a filing state)

Brian Farrell open

United States Bankruptcy Court, N.D. Texas · No. 25-10081 · Filed May 6, 2025

Role of Brian Farrell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)

Brian Farrell open

United States Bankruptcy Court, N.D. Texas · No. 25-10043 · Filed Mar 4, 2025

Role of Brian Farrell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)

Brian Farrell closed

United States Bankruptcy Court, N.D. Texas · No. 25-10003 · Filed Jan 7, 2025 · Closed Feb 14, 2025

Role of Brian Farrell: Debtor · Outcome: Case closed 2025-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)

Brian A Farrell closed

United States Bankruptcy Court, E.D. New York · No. 8-24-70392 · Filed Jan 31, 2024 · Closed May 8, 2024

Role of Brian A Farrell: Debtor · Outcome: Case closed 2024-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)

Brian E. Farrell and Nicole M. Farrell closed

United States Bankruptcy Court, N.D. New York · No. 18-60192 · Filed Feb 17, 2018 · Closed Jun 12, 2018

Role of Brian E. Farrell and Nicole M. Farrell: Debtor · Outcome: Case closed 2018-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)

Brian Farrell closed

United States Bankruptcy Court, D. Maryland · No. 17-10825 · Filed Jan 23, 2017 · Closed May 2, 2017

Role of Brian Farrell: Debtor · Outcome: Case closed 2017-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)

Brian Farrell closed

United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-13783 · Filed Nov 25, 2014 · Closed Jul 10, 2015

Role of Brian Farrell: Debtor · Outcome: Case closed 2015-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)

Brian M Farrell closed

United States Bankruptcy Court, S.D. Ohio · No. 1:14-bk-14902 · Filed Nov 25, 2014 · Closed Apr 14, 2015

Role of Brian M Farrell: Debtor · Outcome: Case closed 2015-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)

Brian L Farrell closed

United States Bankruptcy Court, C.D. Illinois · No. 12-82726 · Filed Dec 17, 2012 · Closed Feb 4, 2013

Role of Brian L Farrell: Debtor · Outcome: Case closed 2013-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)

Brian J. Farrell closed

United States Bankruptcy Court, D. Massachusetts · No. 11-44073 · Filed Sep 28, 2011 · Closed Mar 2, 2012

Role of Brian J. Farrell: Debtor · Outcome: Case closed 2012-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)

Brian Farrell and Judy Farrell closed

United States Bankruptcy Court, C.D. California · No. 6:10-bk-35843 · Filed Aug 14, 2010 · Closed Jan 12, 2011

Role of Brian Farrell and Judy Farrell: Debtor · Outcome: Case closed 2011-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)

Brian D Farrell closed

United States Bankruptcy Court, S.D. New York · No. 10-36081 · Filed Apr 14, 2010 · Closed Jul 16, 2010

Role of Brian D Farrell: Debtor · Outcome: Case closed 2010-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)

Brian T. Farrell closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 09-27077 · Filed Sep 24, 2009 · Closed Jan 8, 2010

Role of Brian T. Farrell: Debtor · Outcome: Case closed 2010-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)

Brian E Farrell closed

United States Bankruptcy Court, D. Massachusetts · No. 06-14755 · Filed Dec 14, 2006 · Closed Jul 9, 2007

Role of Brian E Farrell: Debtor · Outcome: Case closed 2007-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)

Brian J Farrell and Melissa R Farrell closed

United States Bankruptcy Court, D. Minnesota · No. 06-32896 · Filed Nov 16, 2006 · Closed Mar 5, 2007

Role of Brian J Farrell and Melissa R Farrell: Debtor · Outcome: Case closed 2007-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in MN (not a filing state)

Brian R. Farrell and Melissa D. Farrell closed

United States Bankruptcy Court, D. New Mexico · No. 06-12085 · Filed Nov 13, 2006 · Closed Mar 5, 2007

Role of Brian R. Farrell and Melissa D. Farrell: Debtor · Outcome: Case closed 2007-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in NM (not a filing state)

Brian A Farrell closed

United States Bankruptcy Court, N.D. Illinois · No. 05-54985 · Filed Oct 14, 2005 · Closed Mar 27, 2006

Role of Brian A Farrell: Debtor · Outcome: Case closed 2006-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)

Brian Farrell and Kathy Farrell closed

United States Bankruptcy Court, W.D. Washington · No. 05-16419 · Filed May 16, 2005 · Closed May 7, 2009

Role of Brian Farrell and Kathy Farrell: Debtor · Outcome: Case closed 2009-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in WA (not a filing state)

Brian M. Farrell and Mary Farrell closed

United States Bankruptcy Court, D. New Jersey · No. 04-49721 · Filed Dec 21, 2004 · Closed Mar 28, 2005

Role of Brian M. Farrell and Mary Farrell: Debtor · Outcome: Case closed 2005-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

Brian T. Farrell closed

United States Bankruptcy Court, E.D. Michigan · No. 04-31773 · Filed Apr 26, 2004 · Closed Mar 28, 2007

Role of Brian T. Farrell: Debtor · Outcome: Case closed 2007-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)

Brian A Farrell closed

United States Bankruptcy Court, E.D. New York · No. 8-04-80925 · Filed Feb 17, 2004 · Closed Jun 7, 2004

Role of Brian A Farrell: Debtor · Outcome: Case closed 2004-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)

Brian Farrell and Kathy Farrell closed

United States Bankruptcy Court, W.D. Washington · No. 03-14683 · Filed Apr 10, 2003 · Closed May 11, 2005

Role of Brian Farrell and Kathy Farrell: Debtor · Outcome: Case closed 2005-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in WA (not a filing state)

Brian T Farrell and Cinda L Farrell closed

United States Bankruptcy Court, N.D. Ohio · No. 03-10146 · Filed Jan 6, 2003 · Closed Apr 28, 2003

Role of Brian T Farrell and Cinda L Farrell: Debtor · Outcome: Case closed 2003-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)

Brian Farrell closed

United States Bankruptcy Court, W.D. New York · No. 1-02-13276 · Filed May 29, 2002 · Closed Sep 17, 2002

Role of Brian Farrell: Debtor · Outcome: Case closed 2002-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)

Brian D. O'Farrell and Lori L. O'Farrell closed

United States Bankruptcy Court, E.D. Michigan · No. 02-21072 · Filed Apr 3, 2002 · Closed Jul 24, 2002

Role of Brian D. O'Farrell and Lori L. O'Farrell: Debtor · Outcome: Case closed 2002-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)

Brian P. Farrell closed

United States Bankruptcy Court, E.D. Virginia · No. 01-72676 · Filed Aug 15, 2001 · Closed Nov 24, 2004

Role of Brian P. Farrell: Debtor · Outcome: Case closed 2004-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in VA (not a filing state)

Brian E. Farrell closed

United States Bankruptcy Court, D. Massachusetts · No. 00-45897 · Filed Nov 7, 2000 · Closed Jun 10, 2004

Role of Brian E. Farrell: Debtor · Outcome: Case closed 2004-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)

Brian J. Farrell closed

United States Bankruptcy Court, S.D. Florida. · No. 99-31770 · Filed Apr 9, 1999 · Closed Jul 10, 2001

Role of Brian J. Farrell: Debtor · Outcome: Case closed 2001-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)

Brian O'farrell and Roketti Matafele O'farrell closed

United States Bankruptcy Court, C.D. California · No. 8:98-bk-10345 · Filed Jan 9, 1998 · Closed Apr 21, 1998

Role of Brian O'farrell and Roketti Matafele O'farrell: Debtor · Outcome: Case closed 1998-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)

Brian E. Farrell and Jane A. Farrell closed

United States Bankruptcy Court, D. New Jersey · No. 97-39783 · Filed Aug 29, 1997 · Closed Dec 18, 1997

Role of Brian E. Farrell and Jane A. Farrell: Debtor · Outcome: Case closed 1997-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

Brian Farrell closed

United States Bankruptcy Court, E.D. Michigan · No. 96-46516 · Filed May 15, 1996 · Closed Oct 22, 1996

Role of Brian Farrell: Debtor · Outcome: Case closed 1996-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)

Brian M. Farrell closed

United States Bankruptcy Court, D. New Jersey · No. 90-34109 · Filed Sep 24, 1990 · Closed Apr 5, 1991

Role of Brian M. Farrell: Debtor · Outcome: Case closed 1991-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

Brian K. Farrell closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:90-bk-00186 · Filed Feb 23, 1990 · Closed Oct 9, 1990

Role of Brian K. Farrell: Debtor · Outcome: Case closed 1990-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Brian Farrell — 3 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Mar 10, 2025 – Mar 10, 2026

Paid seller listed without a CRD number: A2Z Private Capital Pte Ltd — Azimut GP Stakes Fund I-A, L.P.

A2Z Private Capital Pte Ltd is listed as receiving sales compensation on 2 filings (Mar 10, 2025 to Mar 10, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 10, 2026 ↗BrokerCheck search: A2Z Private Capital Pte Ltd ↗Azimut GP Stakes Fund I-A, L.P. — PartnerFacts page ↗

Sources

Form D/A · Mar 10, 2026 ↗ (Mar 10, 2026)
BrokerCheck search: A2Z Private Capital Pte Ltd ↗
Azimut GP Stakes Fund I-A, L.P. — PartnerFacts page ↗ (Mar 10, 2026)

Worth asking · Mar 10, 2026

Paid seller listed without a CRD number: 16Capital Advisors FZE — Azimut GP Stakes Fund I-A, L.P.

16Capital Advisors FZE is listed as receiving sales compensation on 1 filing (Mar 10, 2026) with no FINRA CRD number given.

Form D/A · Mar 10, 2026 ↗BrokerCheck search: 16Capital Advisors FZE ↗Azimut GP Stakes Fund I-A, L.P. — PartnerFacts page ↗

Sources

Form D/A · Mar 10, 2026 ↗ (Mar 10, 2026)
BrokerCheck search: 16Capital Advisors FZE ↗
Azimut GP Stakes Fund I-A, L.P. — PartnerFacts page ↗ (Mar 10, 2026)

Worth asking · Mar 10, 2026

Paid seller listed without a CRD number: Azimut (ME) Limited — Azimut GP Stakes Fund I-A, L.P.

Azimut (ME) Limited is listed as receiving sales compensation on 1 filing (Mar 10, 2026) with no FINRA CRD number given.

Form D/A · Mar 10, 2026 ↗BrokerCheck search: Azimut (ME) Limited ↗Azimut GP Stakes Fund I-A, L.P. — PartnerFacts page ↗

Sources

Form D/A · Mar 10, 2026 ↗ (Mar 10, 2026)
BrokerCheck search: Azimut (ME) Limited ↗
Azimut GP Stakes Fund I-A, L.P. — PartnerFacts page ↗ (Mar 10, 2026)

Note · Aug 15, 2025

Same name, different state: "Brian Farrell" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Brian Farrell" with address state CA, is listed on 1 filing — most recently by BREP Scioto QOF, LLC (Aug 15, 2025). Both records have filings in the same period (Aug 15, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Farrell (CA) — PartnerFacts page ↗Form D · Aug 15, 2025 ↗BREP Scioto QOF, LLC — PartnerFacts page ↗Brian Farrell (NY) — this page ↗

Sources

Brian Farrell (CA) — PartnerFacts page ↗ (Aug 15, 2025)
Form D · Aug 15, 2025 ↗ (Aug 15, 2025)
BREP Scioto QOF, LLC — PartnerFacts page ↗ (Aug 15, 2025)
Brian Farrell (NY) — this page ↗ (Mar 10, 2026)

Note · Jan 10, 2022

Same name, different state: "Brian Farrell" (NC) is a separate record

This page covers filings where the address state is NY. A separate record, "Brian Farrell" with address state NC, is listed on 1 filing — most recently by Drs. Farrell, Farrell, Nale, Cook, Kapitan, Mohamed, Franco, Wessel, Howell & Kain Associates, PC (Jan 10, 2022). The two records do not overlap in time: this page runs Mar 8, 2024 to Mar 10, 2026; the other has one filing dated Jan 10, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Farrell (NC) — PartnerFacts page ↗Form D · Jan 10, 2022 ↗Drs. Farrell, Farrell, Nale, Cook, Kapitan, Mohamed, Franco, Wessel, Howell & Kain Associates, PC — PartnerFacts page ↗Brian Farrell (NY) — this page ↗

Sources

Brian Farrell (NC) — PartnerFacts page ↗ (Jan 10, 2022)
Form D · Jan 10, 2022 ↗ (Jan 10, 2022)
Drs. Farrell, Farrell, Nale, Cook, Kapitan, Mohamed, Franco, Wessel, Howell & Kain Associates, PC — PartnerFacts page ↗ (Jan 10, 2022)
Brian Farrell (NY) — this page ↗ (Mar 10, 2026)

Note · Apr 17, 2019 – Mar 31, 2021

Same name, different state: "BRIAN FARRELL" (A1) is a separate record

This page covers filings where the address state is NY. A separate record, "BRIAN FARRELL" with address state A1, is listed on 2 filings — most recently by 1933 Industries Inc. (Mar 31, 2021). The two records do not overlap in time: this page runs Mar 8, 2024 to Mar 10, 2026; the other runs Apr 17, 2019 to Mar 31, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

BRIAN FARRELL (A1) — PartnerFacts page ↗Form D · Mar 31, 2021 ↗1933 Industries Inc. — PartnerFacts page ↗Brian Farrell (NY) — this page ↗

Sources

BRIAN FARRELL (A1) — PartnerFacts page ↗ (Mar 31, 2021)
Form D · Mar 31, 2021 ↗ (Mar 31, 2021)
1933 Industries Inc. — PartnerFacts page ↗ (Mar 31, 2021)
Brian Farrell (NY) — this page ↗ (Mar 10, 2026)

Note · Jan 3, 2019

Same name, different state: "BRIAN FARRELL" (MN) is a separate record

This page covers filings where the address state is NY. A separate record, "BRIAN FARRELL" with address state MN, is listed on 1 filing — most recently by 282 Lowertown Northland, LLC (Jan 3, 2019). The two records do not overlap in time: this page runs Mar 8, 2024 to Mar 10, 2026; the other has one filing dated Jan 3, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

BRIAN FARRELL (MN) — PartnerFacts page ↗Form D · Jan 3, 2019 ↗282 Lowertown Northland, LLC — PartnerFacts page ↗Brian Farrell (NY) — this page ↗

Sources

BRIAN FARRELL (MN) — PartnerFacts page ↗ (Jan 3, 2019)
Form D · Jan 3, 2019 ↗ (Jan 3, 2019)
282 Lowertown Northland, LLC — PartnerFacts page ↗ (Jan 3, 2019)
Brian Farrell (NY) — this page ↗ (Mar 10, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $1,287,066; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 10, 2026 D/A Azimut GP Stakes Fund I-A, L.P. File 021-507090	$1,287,066 (est.)	$0	$0	A2Z Private Capital Pte Ltd no CRD number reported FDX Capital LLC BrokerCheck CRD 119302 ↗ 16Capital Advisors FZE no CRD number reported Azimut (ME) Limited no CRD number reported	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Brian Farrell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Constellation Generation

Azimut GP Stakes Fund I-A, L.P.

New York, NY · Mar 8, 2024 → Mar 10, 2026 · 3 filings

Mar 10, 2026 · D/A · $76,900,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Mar 10, 2025 · D/A · $76,900,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Mar 8, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $76.9M from 6 investors as of the latest filing. Brian is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

BRIAN FARRELL — MN, 1 issuer, Jan 3, 2019 → Jan 3, 2019 · no shared issuer
BRIAN FARRELL — British Columbia, Canada (as filed: A1), 1 issuer, Apr 17, 2019 → Mar 31, 2021 · no shared issuer
Brian Farrell — NC, 1 issuer, Jan 10, 2022 → Jan 10, 2022 · no shared issuer
Brian Farrell — CA, 1 issuer, Aug 15, 2025 → Aug 15, 2025 · no shared issuer

People around Brian 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

AACP Investments, LLC

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Farrell. Their page shows their other deals.

Management entity

AACP General Partner LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Brian Farrell. Their page shows their other deals.

Management entity

Azimut GP Stakes Fund I General Partner, L.P.

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Brian Farrell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Adler

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Farrell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Shedosky

Executive Officer · 3 shared filings (1 issuer) · also on 7 other issuers

Michael Shedosky is on 8 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Vittorio Pracca

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Farrell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeffry Brown

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Farrell. Their page shows their other deals.

The team behind the deals

Sponsor group

Constellation Generation

35 issuers · 64 filings · $11.77B reported sold · 2018–2026

CC Capital Constellation L.P. Pooled Investment Fund · $1.2B sold · 2018
CC Capital Constellation AS L.P. Pooled Investment Fund · $44.7M sold · 2021
GC Galileo Co-Invest Fund-A, L.P. Pooled Investment Fund · 2026
RE Real Estate Alternative Investments Fund IV-A LP Pooled Investment Fund · 2026
PC Private Capital Holdings LP Pooled Investment Fund · 2026
LC Lincoln Co-Invest Fund-B, L.P. Pooled Investment Fund · 2026
AG Azimut GP Stakes Fund I-A, L.P. Pooled Investment Fund · $76.9M sold · 2024 · listed
CG Constellation Generation V Fund-D, L.P. Pooled Investment Fund · $1.73B sold · 2024
CG Constellation Generation V Fund-C, L.P. Pooled Investment Fund · $1.73B sold · 2024
CG Constellation Generation V Fund-B, L.P. Pooled Investment Fund · $1.73B sold · 2024
CG Constellation Generation V Fund-A, L.P. Pooled Investment Fund · $1.73B sold · 2024
LC Lincoln Co-Invest Fund-A, L.P. Pooled Investment Fund · 2026
RE Real Estate Alternative Investments Fund IV LP Pooled Investment Fund · 2025
CC CC CG V Holdings LP Pooled Investment Fund · $150M sold · 2024
RE Real Estate Alternative Investments Executive Fund III LP Pooled Investment Fund · 2024
RE Real Estate Alternative Investments Executive Fund III-B LP Pooled Investment Fund · 2024
RE Real Estate Alternative Investments Fund III LP Pooled Investment Fund · $83M sold · 2023
RE Real Estate Alternative Investments Fund III-B LP Pooled Investment Fund · 2023
RE Real Estate Alternative Investments Fund III-A LP Pooled Investment Fund · 2023
WE W-Express Employee LLC Pooled Investment Fund · $2.08M sold · 2023
WA Wafra Alternative Yield Strategies Executive Fund LP Pooled Investment Fund · 2022
CG Constellation Generation IV Fund-C, L.P. Pooled Investment Fund · $700M sold · 2022
CG Constellation Generation IV Fund-D, L.P. Pooled Investment Fund · $700M sold · 2022
CC CC CG IV Holdings LP Pooled Investment Fund · 2022
CG Constellation Generation IV Fund-B, L.P. Pooled Investment Fund · $700M sold · 2021
CG Constellation Generation IV Fund-A, L.P. Pooled Investment Fund · $700M sold · 2021
AK Azimut Kennedy Lewis Access (Onshore) Fund III LP Pooled Investment Fund · $1.35M sold · 2021
WP Wafra Private Capital Strategies II LP Pooled Investment Fund · 2021
CC Capital Constellation Feeder L.P. Pooled Investment Fund · $500M sold · 2018
WA Wafra Alternative Yield Strategies Fund LP Pooled Investment Fund · 2019
CG Constellation Generation III, L.P. Pooled Investment Fund · 2019
CG Constellation Generation III Feeder, L.P. Pooled Investment Fund · 2019
WH WIPP LP HOLDINGS LP Pooled Investment Fund · 2018
WI WAFRA INFRASTRUCTURE PARTNERSHIP PROGRAM LP Pooled Investment Fund · 2018
WC Wafra Constellation Partners Ltd. Pooled Investment Fund · 2018

One team, 35 deal companies. Brian Farrell is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Farrell.

Same business address

31 other issuers file from the same address

Abacus Multi-Family Partners VII LP New York, NY · 2025
Brixmor Operating Partnership LP New York, NY · 2026
Decisive Point - Vatn Systems II, LLC New York, NY · 2025
NHGGP Opportunities Fund, L.P. New York, NY · 2025
Decisive Point - Standard Nuclear III, LLC New York, NY · 2025
DECISIVE POINT VENTURES FUND IIA, L.P. New York, NY · 2023
AMFP VII B-1 Partners LP New York, NY · 2025
Decisive Point - Standard Nuclear II, LLC New York, NY · 2025
Decisive Point - Standard Nuclear I, LLC New York, NY · 2024
Decisive Point-Radiant Industries I, LLC New York, NY · 2024
Azimut GP Stakes Fund I-B, L.P. New York, NY · 2024
NHGGP CO-INVESTMENT A L.P. New York, NY · 2024
AMFP VI REIT LLC New York, NY · 2023
Abacus Multi-Family Partners VI LP New York, NY · 2022
AMFP VI B-1 Partners LP New York, NY · 2022
AMFP VI C Partners LP New York, NY · 2022
Maverick Lien Fund VI Co-Investors LP New York, NY · 2022
Headwall Group Holdings, L.P. New York, NY · 2022
Azimut Kennedy Lewis Access (Onshore) Fund III LP New York, NY · 2021
NHGGP Japan Opportunities Fund, L.P. New York, NY · 2021
Maverick Lien Fund VI LP New York, NY · 2020
Oregon Abacus Multifamily Associates LP New York, NY · 2020
Abacus Multi-Family Partners V Feeder LLC New York, NY · 2020
Abacus Multi-Family Partners V LP New York, NY · 2020
SELIGMAN HEALTH SPECTRUM PLUS FUND LLC New York, NY · 2009
Seligman Spectrum Focus Fund LLC New York, NY · 2009
Aquavit Pharmaceuticals, Inc. New York, NY · 2011
Threadneedle Institutional Global Equity Fund LLC New York, NY · 2010
SELIGMAN HEALTH SPECTRUM FUND LLC New York, NY · 2009
Seligman Financial Spectrum Fund LLC New York, NY · 2010
IQT INC New York, NY · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Azimut GP Stakes Fund I-A, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Farrell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Farrell is listed on: none on file. No website or social profile named in Azimut GP Stakes Fund I-A, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,562 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Brian Farrell

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Paid seller listed without a CRD number: A2Z Private Capital Pte Ltd — Azimut GP Stakes Fund I-A, L.P.

Paid seller listed without a CRD number: 16Capital Advisors FZE — Azimut GP Stakes Fund I-A, L.P.

Paid seller listed without a CRD number: Azimut (ME) Limited — Azimut GP Stakes Fund I-A, L.P.

Same name, different state: "Brian Farrell" (CA) is a separate record

Same name, different state: "Brian Farrell" (NC) is a separate record

Same name, different state: "BRIAN FARRELL" (A1) is a separate record

Same name, different state: "BRIAN FARRELL" (MN) is a separate record

5. Money to insiders

Deals 1

People around Brian 7

The team behind the deals

31 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person