PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:11 AM ET

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Brian Farley

Named as an officer, director or promoter on SEC Form D filings · TX · Dec 31, 2018 → Dec 31, 2018

1deal (issuers)
$14.1Mreported sold
83investors
1Form D filing
2018year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:42 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Farley is listed as a director on 1 SEC Form D filing by 1 issuer in Dec 2018: ENDOSTIM, INC. (Dallas, TX — other health care — 2018; $14.1M reported sold to 83 investors).

What this means One deal on file with the SEC, filed Dec 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alexander Schmitz (1 shared filing), Douglas D. French (1 shared filing), Paul Goode (1 shared filing) and Virender K. Sharma (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 17 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Brian Farley and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Brian Farley" (MN) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Farley has not run yet — it is joining a line of 48,578 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:42 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Brian E. Farley Administrative proceeding
SEC · Mar 17, 1999 · Parties as named in the release: Brian E. Farley Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
;Omni International Trading, Inc., Daniel J. Bubalo, John C. Hetherington, Michael A. Wilcox, Daniel L. Koehler, Brian E. Farley and Scott A. Litigation release
SEC · Sep 27, 1996 · Parties as named in the release: ;Omni International Trading, Inc., Daniel J. Bubalo, John C. Hetherington, Michael A. Wilcox, Daniel L. Koehler, Brian E. Farley and Scott A. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Farley..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 1 open, 16 closed (disposition not in docket feed)

Brian C Farley and Cassandra C Farley open
United States Bankruptcy Court, N.D. Illinois · No. 18-07699 · Filed Mar 16, 2018
Role of Brian C Farley and Cassandra C Farley: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Brian C Farley and Cassandra C Farley closed
United States Bankruptcy Court, N.D. Illinois · No. 17-01439 · Filed Jan 18, 2017 · Closed May 4, 2018
Role of Brian C Farley and Cassandra C Farley: Debtor · Outcome: Case closed 2018-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Brian C Farley closed
United States Bankruptcy Court, N.D. Illinois · No. 13-40694 · Filed Oct 17, 2013 · Closed Feb 3, 2017
Role of Brian C Farley: Debtor · Outcome: Case closed 2017-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Brian Farley closed
United States Bankruptcy Court, D. New Jersey · No. 11-40012 · Filed Oct 15, 2011 · Closed Feb 24, 2012
Role of Brian Farley: Debtor · Outcome: Case closed 2012-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Brian K Farley closed
United States Bankruptcy Court, M.D. Florida · No. 6:11-bk-05479 · Filed Apr 15, 2011 · Closed Jul 20, 2011
Role of Brian K Farley: Debtor · Outcome: Case closed 2011-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Brian J Farley and Denise A Farley closed
United States Bankruptcy Court, E.D. New York · No. 8-10-76019 · Filed Aug 2, 2010 · Closed Jun 8, 2011
Role of Brian J Farley and Denise A Farley: Debtor · Outcome: Case closed 2011-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
BRIAN FARLEY closed
United States Bankruptcy Court, D. Nevada · No. 09-13134 · Filed Mar 7, 2009 · Closed Aug 12, 2009
Role of BRIAN FARLEY: Debtor · Outcome: Case closed 2009-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
Brian K Farley closed
United States Bankruptcy Court, N.D. Alabama · No. 08-02762 · Filed Jun 9, 2008 · Closed Apr 28, 2009
Role of Brian K Farley: Debtor · Outcome: Case closed 2009-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Brian Farley and Diane Farley closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 05-25248 · Filed Sep 7, 2005 · Closed Nov 29, 2006
Role of Brian Farley and Diane Farley: Debtor · Outcome: Case closed 2006-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Brian L. Farley closed
United States Bankruptcy Court, S.D. Ohio · No. 1:04-bk-10090 · Filed Jan 7, 2004 · Closed Aug 14, 2009
Role of Brian L. Farley: Debtor · Outcome: Case closed 2009-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
Brian J. Farley and Lisa J. Farley closed
United States Bankruptcy Court, D. Maine · No. 02-21919 · Filed Dec 2, 2002 · Closed Mar 11, 2003
Role of Brian J. Farley and Lisa J. Farley: Debtor · Outcome: Case closed 2003-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in ME (not a filing state)
Brian S. Farley closed
United States Bankruptcy Court, E.D. Kentucky · No. 01-50254 · Filed Feb 1, 2001 · Closed May 2, 2001
Role of Brian S. Farley: Debtor · Outcome: Case closed 2001-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in KY (not a filing state)
Brian Farley and Diane B. Farley closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-23763 · Filed Sep 10, 1999 · Closed Jun 23, 2000
Role of Brian Farley and Diane B. Farley: Debtor · Outcome: Case closed 2000-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Brian Farley and Cathy Farley closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 98-28360 · Filed Oct 20, 1998 · Closed Feb 16, 1999
Role of Brian Farley and Cathy Farley: Debtor · Outcome: Case closed 1999-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Brian M. Farley and Tina M. Farley closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 97-21984 · Filed Mar 24, 1997 · Closed Jul 15, 1997
Role of Brian M. Farley and Tina M. Farley: Debtor · Outcome: Case closed 1997-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
BRIAN L. FARLEY and TAMMY L. FARLEY closed
United States Bankruptcy Court, N.D. Alabama · No. 90-70488 · Filed Mar 1, 1990 · Closed Oct 23, 1990
Role of BRIAN L. FARLEY and TAMMY L. FARLEY: Debtor · Outcome: Case closed 1990-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
BRIAN K. FARLEY and ANITA FARLEY closed
United States Bankruptcy Court, N.D. Alabama · No. 89-06769 · Filed May 12, 1989 · Closed Sep 7, 1989
Role of BRIAN K. FARLEY and ANITA FARLEY: Debtor · Outcome: Case closed 1989-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:42 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Brian Farley (compared 1 filing on Oct 24, 2026)

Note · Dec 17, 2018 – Dec 31, 2018

No amendment in the last 12 months on an offering that may still be open — ENDOSTIM, INC. (latest filing Dec 31, 2018)

The latest filing for this offering is dated Dec 31, 2018 (first sale Dec 17, 2018). It reports $2,808,000 sold of $7,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 31, 2018 ↗ENDOSTIM, INC. — PartnerFacts page ↗
Sources
Note · Dec 31, 2013 – Oct 4, 2021

Same name, different state: "Brian Farley" (MN) is a separate record

This page covers filings where the address state is TX. A separate record, "Brian Farley" with address state MN, is listed on 2 filings — most recently by Cardionomic, Inc. (Oct 4, 2021). Both records have filings in the same period (Dec 31, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Farley (MN) — PartnerFacts page ↗Form D · Oct 4, 2021 ↗Cardionomic, Inc. — PartnerFacts page ↗Brian Farley (TX) — this page ↗
Sources
Note · Nov 25, 2009 – Nov 13, 2018

Same name, different state: "Brian Farley" (CA) is a separate record

This page covers filings where the address state is TX. A separate record, "Brian Farley" with address state CA, is listed on 5 filings — most recently by MYOSCIENCE, INC (Nov 13, 2018). The two records do not overlap in time: this page has one filing dated Dec 31, 2018; the other runs Nov 25, 2009 to Nov 13, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Farley (CA) — PartnerFacts page ↗Form D · Nov 13, 2018 ↗MYOSCIENCE, INC — PartnerFacts page ↗Brian Farley (TX) — this page ↗
Sources
Note · Aug 18, 2011 – Jul 26, 2017

Same name, different state: "Brian E. Farley" (MN) is a separate record

This page covers filings where the address state is TX. A separate record, "Brian E. Farley" with address state MN, is listed on 2 filings — most recently by ENTELLUS MEDICAL INC (Jul 26, 2017). The two records do not overlap in time: this page has one filing dated Dec 31, 2018; the other runs Aug 18, 2011 to Jul 26, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian E. Farley (MN) — PartnerFacts page ↗Form D · Jul 26, 2017 ↗ENTELLUS MEDICAL INC — PartnerFacts page ↗Brian Farley (TX) — this page ↗
Sources
Note · Dec 3, 2014 – Jun 13, 2017

Same name, different state: "Brian Farley" (PA) is a separate record

This page covers filings where the address state is TX. A separate record, "Brian Farley" with address state PA, is listed on 3 filings — most recently by Neuronetics, Inc. (Jun 13, 2017). The two records do not overlap in time: this page has one filing dated Dec 31, 2018; the other runs Dec 3, 2014 to Jun 13, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Farley (PA) — PartnerFacts page ↗Form D · Jun 13, 2017 ↗Neuronetics, Inc. — PartnerFacts page ↗Brian Farley (TX) — this page ↗
Sources
Note · May 13, 2009 – Mar 3, 2010

Same name, different state: "Brian Farley" (IL) is a separate record

This page covers filings where the address state is TX. A separate record, "Brian Farley" with address state IL, is listed on 3 filings — most recently by AZTECAMERICA BANCORP INC (Mar 3, 2010). The two records do not overlap in time: this page has one filing dated Dec 31, 2018; the other runs May 13, 2009 to Mar 3, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Farley (IL) — PartnerFacts page ↗Form D · Mar 3, 2010 ↗AZTECAMERICA BANCORP INC — PartnerFacts page ↗Brian Farley (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 31, 2018 D
ENDOSTIM, INC.
File 021-329283
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Brian Farley on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

E
Other Health Care

ENDOSTIM, INC.

Dallas, TX · Dec 31, 2018
  • Dec 31, 2018 · D · $2,808,000 sold of $7,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.1M from 83 investors (100% of the $7M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brian Farley — CA, 4 issuers, Nov 25, 2009 → Nov 13, 2018 · no shared issuer
  • Brian Farley — MN, 2 issuers, Dec 31, 2013 → Oct 4, 2021 · no shared issuer
  • Brian Farley — IL, 1 issuer, May 13, 2009 → Mar 3, 2010 · no shared issuer
  • Brian E. Farley — MN, 1 issuer, Aug 18, 2011 → Jul 26, 2017 · no shared issuer
  • Brian Farley — PA, 1 issuer, Dec 3, 2014 → Jun 13, 2017 · no shared issuer
  • Brian P Farley — CA, 1 issuer, Aug 7, 2018 → Aug 10, 2018 · no shared issuer

People around Brian 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas D. French

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Douglas D. French is on 10 issuers in total — a repeat sponsor. Their page lists every one.

VS
No photo found yet (own website and image search run after this page is viewed)
Person

Virender K. Sharma

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Farley. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Goode

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Farley. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Schmitz

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Farley. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Farley by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Farley is listed on: none on file. No website or social profile named in ENDOSTIM, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #242,307 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

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