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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:26 AM ET

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Brian Erickson

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 23, 2023 → Jun 23, 2023

1deal (issuers)
$6.56Mreported sold
25investors
1Form D filing
2023year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:54 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Erickson is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jun 2023: Transfix, Inc. (New York, NY — other technology — 2023; $6.56M reported sold to 25 investors).

What this means One deal on file with the SEC, filed Jun 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Andrew McElroy (1 shared filing), Carmen Chang (1 shared filing), Colin Bryant (1 shared filing), Jeffrey Immelt (1 shared filing), Jonathan Salama (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 35 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Brian Erickson and found 5 differences: Brian Erickson appears on 1 deal that stopped filing before reaching its target; Form D filed 23 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Erickson has not run yet — it is joining a line of 32,999 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:54 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Erickson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

35 cases: 35 closed (disposition not in docket feed)

Brian E. Erickson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-21-12563 · Filed Dec 28, 2021 · Closed Apr 29, 2022
Role of Brian E. Erickson: Debtor · Outcome: Case closed 2022-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Brian J. Erickson closed
United States Bankruptcy Court, D. Minnesota · No. 21-50071 · Filed Feb 5, 2021 · Closed May 20, 2021
Role of Brian J. Erickson: Debtor · Outcome: Case closed 2021-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
ANDREA R. ERICKSON and BRIAN G. ERICKSON closed
United States Bankruptcy Court, D. Nevada · No. 15-51683 · Filed Dec 29, 2015 · Closed Apr 8, 2016
Role of BRIAN G. ERICKSON: Debtor · Outcome: Case closed 2016-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Brian Erickson closed
United States Bankruptcy Court, D. Utah · No. 15-27138 · Filed Jul 30, 2015 · Closed Oct 20, 2016
Role of Brian Erickson: Debtor · Outcome: Case closed 2016-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
Brian Erickson and Kelley Caveney closed
United States Bankruptcy Court, E.D. Wisconsin · No. 14-31396 · Filed Sep 9, 2014 · Closed May 1, 2017
Role of Brian Erickson and Kelley Caveney: Debtor · Outcome: Case closed 2017-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Brian Erickson and Christine Marie Erickson closed
United States Bankruptcy Court, W.D. Michigan · No. 14-05777 · Filed Aug 31, 2014 · Closed Feb 25, 2015
Role of Brian Erickson and Christine Marie Erickson: Debtor · Outcome: Case closed 2015-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Brian Erickson and Amy Erickson closed
United States Bankruptcy Court, D. Utah · No. 14-27751 · Filed Jul 25, 2014 · Closed Sep 30, 2015
Role of Brian Erickson and Amy Erickson: Debtor · Outcome: Case closed 2015-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
Brian K. Erickson and Julie E. Erickson closed
United States Bankruptcy Court, C.D. California · No. 2:14-bk-20353 · Filed May 27, 2014 · Closed Sep 16, 2014
Role of Brian K. Erickson and Julie E. Erickson: Debtor · Outcome: Case closed 2014-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
BRIAN R ERICKSON closed
United States Bankruptcy Court, D. Minnesota · No. 12-33020 · Filed May 17, 2012 · Closed Oct 4, 2012
Role of BRIAN R ERICKSON: Debtor · Outcome: Case closed 2012-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Brian W Erickson and Veronica S Vanderbilt closed
United States Bankruptcy Court, E.D. Wisconsin · No. 12-26719 · Filed May 3, 2012 · Closed Aug 29, 2012
Role of Brian W Erickson and Veronica S Vanderbilt: Debtor · Outcome: Case closed 2012-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Brian A Erickson closed
United States Bankruptcy Court, W.D. Washington · No. 12-42689 · Filed Apr 19, 2012 · Closed Aug 20, 2012
Role of Brian A Erickson: Debtor · Outcome: Case closed 2012-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Brian Erickson closed
United States Bankruptcy Court, E.D. Washington · No. 12-00721 · Filed Feb 21, 2012 · Closed Jun 5, 2012
Role of Brian Erickson: Debtor · Outcome: Case closed 2012-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Brian T Erickson and Janet L Erickson closed
United States Bankruptcy Court, W.D. Washington · No. 11-20344 · Filed Aug 31, 2011 · Closed May 29, 2018
Role of Brian T Erickson and Janet L Erickson: Debtor · Outcome: Case closed 2018-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Brian C Erickson and Nicole M Erickson closed
United States Bankruptcy Court, E.D. Virginia · No. 11-15239 · Filed Jul 18, 2011 · Closed Nov 7, 2011
Role of Brian C Erickson and Nicole M Erickson: Debtor · Outcome: Case closed 2011-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
Brian L Erickson closed
United States Bankruptcy Court, D. Wyoming · No. 09-20815 · Filed Aug 19, 2009 · Closed Feb 19, 2010
Role of Brian L Erickson: Debtor · Outcome: Case closed 2010-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in WY (not a filing state)
Brian J. Erickson closed
United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-13816 · Filed Sep 10, 2008 · Closed Jan 25, 2010
Role of Brian J. Erickson: Debtor · Outcome: Case closed 2010-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Brian L. Erickson closed
United States Bankruptcy Court, D. Minnesota · No. 08-42620 · Filed May 29, 2008 · Closed Sep 8, 2008
Role of Brian L. Erickson: Debtor · Outcome: Case closed 2008-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Brian G. Erickson and Andrea Tesone closed
United States Bankruptcy Court, S.D. California · No. 07-03187 · Filed Jun 18, 2007 · Closed Sep 21, 2007
Role of Brian G. Erickson and Andrea Tesone: Debtor · Outcome: Case closed 2007-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
BRIAN W. ERICKSON and SUZAN K. ERICKSON closed
United States Bankruptcy Court, D. Nevada · No. 05-54690 · Filed Oct 15, 2005 · Closed Dec 5, 2006
Role of BRIAN W. ERICKSON and SUZAN K. ERICKSON: Debtor · Outcome: Case closed 2006-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Brian R. Erickson closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:03-bk-31517 · Filed Mar 20, 2003 · Closed Sep 9, 2003
Role of Brian R. Erickson: Debtor · Outcome: Case closed 2003-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
BRIAN D ERICKSON closed
United States Bankruptcy Court, D. Arizona · No. 2:02-bk-20436 · Filed Dec 20, 2002 · Closed Mar 16, 2004
Role of BRIAN D ERICKSON: Debtor · Outcome: Case closed 2004-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Brian E. Erickson closed
United States Bankruptcy Court, W.D. Missouri · No. 02-46769 · Filed Dec 3, 2002 · Closed Mar 14, 2003
Role of Brian E. Erickson: Debtor · Outcome: Case closed 2003-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
Brian J. Erickson closed
United States Bankruptcy Court, D. Utah · No. 01-35318 · Filed Oct 16, 2001 · Closed Dec 21, 2005
Role of Brian J. Erickson: Debtor · Outcome: Case closed 2005-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
Brian W Erickson closed
United States Bankruptcy Court, N.D. Illinois · No. 01-18934 · Filed May 25, 2001 · Closed Sep 19, 2001
Role of Brian W Erickson: Debtor · Outcome: Case closed 2001-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Brian S Erickson closed
United States Bankruptcy Court, N.D. Illinois · No. 01-02751 · Filed Jan 26, 2001 · Closed Nov 14, 2003
Role of Brian S Erickson: Debtor · Outcome: Case closed 2003-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Brian C. Erickson and Tina C. Erickson closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-34669 · Filed Nov 27, 2000 · Closed Mar 21, 2001
Role of Brian C. Erickson and Tina C. Erickson: Debtor · Outcome: Case closed 2001-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Brian P. Erickson and Tammy J. Erickson closed
United States Bankruptcy Court, W.D. Michigan · No. 99-90551 · Filed Aug 2, 1999 · Closed Nov 19, 1999
Role of Brian P. Erickson and Tammy J. Erickson: Debtor · Outcome: Case closed 1999-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Brian Erickson and Tessa Erickson closed
United States Bankruptcy Court, D. Oregon · No. 99-33243 · Filed May 5, 1999 · Closed Jun 15, 2001
Role of Brian Erickson and Tessa Erickson: Debtor · Outcome: Case closed 2001-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)
Brian S Erickson closed
United States Bankruptcy Court, N.D. Illinois · No. 98-39723 · Filed Dec 10, 1998 · Closed Jan 10, 2001
Role of Brian S Erickson: Debtor · Outcome: Case closed 2001-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Brian K. Erickson closed
United States Bankruptcy Court, N.D. Ohio · No. 98-51936 · Filed Jun 23, 1998 · Closed Dec 3, 1998
Role of Brian K. Erickson: Debtor · Outcome: Case closed 1998-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
BRIAN K ERICKSON and MARYANN ERICKSON closed
United States Bankruptcy Court, D. Minnesota · No. 97-48083 · Filed Nov 21, 1997 · Closed Mar 24, 1998
Role of BRIAN K ERICKSON and MARYANN ERICKSON: Debtor · Outcome: Case closed 1998-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Brian J. Erickson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 97-21808 · Filed Mar 4, 1997 · Closed Jul 2, 1997
Role of Brian J. Erickson: Debtor · Outcome: Case closed 1997-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Brian Erickson closed
United States Bankruptcy Court, E.D. Michigan · No. 93-48151 · Filed Jul 27, 1993 · Closed Dec 3, 1993
Role of Brian Erickson: Debtor · Outcome: Case closed 1993-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Brian A. Erickson and Debra J. Erickson closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:92-bk-34708 · Filed Oct 8, 1992 · Closed Mar 21, 1996
Role of Brian A. Erickson and Debra J. Erickson: Debtor · Outcome: Case closed 1996-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Brian Erickson and Janice Erickson closed
United States Bankruptcy Court, D. Utah · No. 89-23667 · Filed Jun 15, 1989 · Closed Oct 16, 1989
Role of Brian Erickson and Janice Erickson: Debtor · Outcome: Case closed 1989-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 76 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Brian Erickson (compared 1 filing on Oct 24, 2026)

Note · Jun 23, 2023

Brian Erickson appears on 1 deal that stopped filing before reaching its target

Transfix, Inc. (last filing Jun 23, 2023; $6,562,237 sold of $34,074,522). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Transfix, Inc. — PartnerFacts page ↗
Sources
Note · May 31, 2023 – Jun 23, 2023

Form D filed 23 days after the first sale — Transfix, Inc.

The filing says the first sale was May 31, 2023. The Form D was filed Jun 23, 2023 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 23, 2023 ↗Transfix, Inc. — PartnerFacts page ↗
Sources
Note · May 31, 2023 – Jun 23, 2023

No amendment in the last 12 months on an offering that may still be open — Transfix, Inc. (latest filing Jun 23, 2023)

The latest filing for this offering is dated Jun 23, 2023 (first sale May 31, 2023). It reports $6,562,237 sold of $34,074,522 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 23, 2023 ↗Transfix, Inc. — PartnerFacts page ↗
Sources
Note · Aug 26, 2013

Same name, different state: "Brian Erickson" (PA) is a separate record

This page covers filings where the address state is NY. A separate record, "Brian Erickson" with address state PA, is listed on 1 filing — most recently by RIVERVIEW INSTITUTIONAL FUND OF HEDGE FUNDS LP (Aug 26, 2013). The two records do not overlap in time: this page has one filing dated Jun 23, 2023; the other has one filing dated Aug 26, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Erickson (PA) — PartnerFacts page ↗Form D · Aug 26, 2013 ↗RIVERVIEW INSTITUTIONAL FUND OF HEDGE FUNDS LP — PartnerFacts page ↗Brian Erickson (NY) — this page ↗
Sources
Note · Oct 5, 2010

Same name, different state: "Brian J. Erickson" (IL) is a separate record

This page covers filings where the address state is NY. A separate record, "Brian J. Erickson" with address state IL, is listed on 1 filing — most recently by Gateway Banc Corp (Oct 5, 2010). The two records do not overlap in time: this page has one filing dated Jun 23, 2023; the other has one filing dated Oct 5, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian J. Erickson (IL) — PartnerFacts page ↗Form D · Oct 5, 2010 ↗Gateway Banc Corp — PartnerFacts page ↗Brian Erickson (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 23, 2023 D
Transfix, Inc.
File 021-485002
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Brian Erickson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

T
Other Technology

Transfix, Inc.

New York, NY · Jun 23, 2023
  • Jun 23, 2023 · D · $6,562,237 sold of $34,074,522 · 13 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $6.56M from 25 investors (19% of the $34.1M target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brian J. Erickson — IL, 1 issuer, Oct 5, 2010 → Oct 5, 2010 · no shared issuer
  • Brian Erickson — PA, 1 issuer, Aug 26, 2013 → Aug 26, 2013 · no shared issuer

People around Brian 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Salama

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Erickson. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Hsiao

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Erickson. Their page shows their other deals.

JI
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Immelt

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Erickson. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rachel Meranus

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Erickson. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Colin Bryant

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Erickson. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Tzeng

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Erickson. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Smolansky

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Erickson. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Aschebrook

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Erickson. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Brittain

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Erickson. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Carmen Chang

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Erickson. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Erickson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Erickson is listed on: none on file. No website or social profile named in Transfix, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #122,663 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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