Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:50 AM ET

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Brian C. Ward

Named as an officer, director or promoter on SEC Form D filings · MO · Sep 27, 2021 → Oct 31, 2025

1deal (issuers)

$300.5Mreported sold

68investors

6Form D filings

2021–2025years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian C. Ward is listed as a director on 6 SEC Form D filings by 1 issuer between Sep 2021 and Oct 2025: CPC, LLC (Kansas City, MO — pooled investment fund — 2021–2025; $300.5M reported sold to 68 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jared E. Poland (6 shared filings), Patrick F. Healy (6 shared filings), Patrick W. Curran (6 shared filings), Robert L. Smith, Jr. (6 shared filings), Steven E. Swartzman (6 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

The issuer belongs to the sponsor group Cpc (2 issuers, $301.4M reported sold, 2021–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Cpc has 2 companies on file and $301.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Brian C. Ward and found 3 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian C. Ward has not run yet — it is joining a line of 41,941 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian C. Ward..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Brian S. Ward and Lori A. Ward closed

United States Bankruptcy Court, E.D. Missouri · No. 05-59836 · Filed Oct 15, 2005 · Closed Apr 20, 2006

Role of Brian S. Ward and Lori A. Ward: Debtor · Outcome: Case closed 2006-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 223 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MO); middle initial differs

Brian K. Ward closed

United States Bankruptcy Court, W.D. Missouri · No. 00-41167 · Filed Mar 29, 2000 · Closed Feb 18, 2003

Role of Brian K. Ward: Debtor · Outcome: Case closed 2003-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 223 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MO); middle initial differs

Brian S. Ward closed

United States Bankruptcy Court, E.D. Missouri · No. 98-42551 · Filed Mar 6, 1998 · Closed Jul 24, 1998

Role of Brian S. Ward: Debtor · Outcome: Case closed 1998-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 223 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MO); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Brian C. Ward — 1 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Nov 1, 2023 – Oct 31, 2024

Investor count went down between filings — CPC, LLC

The Nov 1, 2023 filing reports 68 investors; the Oct 31, 2024 Form D/A reports 62 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 1, 2023 ↗Form D/A (later) · Oct 31, 2024 ↗CPC, LLC — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 1, 2023 ↗ (Nov 1, 2023)
Form D/A (later) · Oct 31, 2024 ↗ (Oct 31, 2024)
CPC, LLC — PartnerFacts page ↗ (Oct 31, 2025)

Note · Mar 1, 2021 – Jan 17, 2023

Same name, different state: "Brian Ward" (IL) is a separate record

This page covers filings where the address state is MO. A separate record, "Brian Ward" with address state IL, is listed on 3 filings — most recently by Two Pointo LLC (Jan 17, 2023). Both records have filings in the same period (Sep 27, 2021 to Jan 17, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Ward (IL) — PartnerFacts page ↗Form D · Jan 17, 2023 ↗Two Pointo LLC — PartnerFacts page ↗Brian C. Ward (MO) — this page ↗

Sources

Brian Ward (IL) — PartnerFacts page ↗ (Jan 17, 2023)
Form D · Jan 17, 2023 ↗ (Jan 17, 2023)
Two Pointo LLC — PartnerFacts page ↗ (Jan 17, 2023)
Brian C. Ward (MO) — this page ↗ (Oct 31, 2025)

Note · Oct 5, 2015

Same name, different state: "Brian Ward" (CA) is a separate record

This page covers filings where the address state is MO. A separate record, "Brian Ward" with address state CA, is listed on 1 filing — most recently by LottoInteractive Inc. (Oct 5, 2015). The two records do not overlap in time: this page runs Sep 27, 2021 to Oct 31, 2025; the other has one filing dated Oct 5, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Ward (CA) — PartnerFacts page ↗Form D · Oct 5, 2015 ↗LottoInteractive Inc. — PartnerFacts page ↗Brian C. Ward (MO) — this page ↗

Sources

Brian Ward (CA) — PartnerFacts page ↗ (Oct 5, 2015)
Form D · Oct 5, 2015 ↗ (Oct 5, 2015)
LottoInteractive Inc. — PartnerFacts page ↗ (Oct 5, 2015)
Brian C. Ward (MO) — this page ↗ (Oct 31, 2025)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 31, 2025 D/A CPC, LLC File 021-408822	$0	$0	$0 The Issuer charges performance-based compensation and makes a quarterly capital contribution to CPC Management as fully discussed inthe Issuer's offering materials.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Brian C. Ward on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Cpc

CPC, LLC

Kansas City, MO · Sep 27, 2021 → Oct 31, 2025 · 6 filings

Oct 31, 2025 · D/A · $300,475,000 sold of Indefinite · 62 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 31, 2024 · D/A · $300,475,000 sold of Indefinite · 62 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 1, 2023 · D/A · $300,475,000 sold of Indefinite · 68 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 4, 2022 · D/A · $300,475,000 sold of Indefinite · 68 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 24, 2022 · D/A · $247,052,000 sold of Indefinite · 57 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 27, 2021 · D/A · $190,452,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $300.5M from 68 investors as of the latest filing. Brian is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Brian Ward — IL, 2 issuers, Mar 1, 2021 → Jan 17, 2023 · no shared issuer
BRIAN P. WARD — TX, 1 issuer, Sep 10, 2009 → Sep 10, 2009 · no shared issuer
Brian M. Ward — WI, 1 issuer, Dec 29, 2009 → Dec 29, 2009 · no shared issuer
Brian Ward — CA, 1 issuer, Oct 5, 2015 → Oct 5, 2015 · no shared issuer

People around Brian 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity