Brian C. Beh is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 3 issuers between Mar 2009 and Nov 2017: First Light Focus Fund, LP (Edina, MN — pooled investment fund — 2015–2017; $367.7M reported sold to 118 investors), RQS Migration Fund, Ltd. (Santa Monica, CA — pooled investment fund — 2009; $12.4M reported sold to 28 investors) and RQS Migration Fund LLC (Santa Monica, CA — pooled investment fund — 2009; $2.83M reported sold to 10 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $382.9M sold in total.
The issuers belong to 2 sponsor groups: Rqs Migration (2 issuers, $15.2M reported sold, 2009) and First Light (6 issuers, $807.1M reported sold, 2015–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Brian C. Beh and found 6 differences, 3 worth asking the sponsor about: Form D filed 569 days after the first sale; Brian C. Beh is no longer listed on the Aug 6, 2018 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.