PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:12 AM ET

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Brian Baldwin

Named as an officer, director or promoter on SEC Form D filings · United Kingdom (as filed: X0) · Oct 8, 2024 → Oct 8, 2024

1deal (issuers)
$29.1Mreported sold
17investors
1Form D filing
2024year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:57 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Baldwin is listed as a director on 1 SEC Form D filing by 1 issuer in Oct 2024: JANUS HENDERSON GROUP PLC (London, United Kingdom (as filed: X0) — other banking and financial services — 2024; $29.1M reported sold to 17 investors).

What this means One deal on file with the SEC, filed Oct 2024. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Ali Dibadj (1 shared filing), Alison Quirk (1 shared filing), Angela Seymour-Jackson (1 shared filing), Anne Sheehan (1 shared filing), Eugene Flood Jr. (1 shared filing) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 31 bankruptcy cases matching the name listed in Key records below.

What this means 31 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Brian Baldwin and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Brian Baldwin" (IL) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Baldwin has not run yet — it is joining a line of 48,874 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:57 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Baldwin..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

31 cases: 29 closed (disposition not in docket feed), 2 open

Brian A. Baldwin closed
United States Bankruptcy Court, E.D. Wisconsin · No. 24-22872 · Filed May 30, 2024 · Closed Sep 13, 2024
Role of Brian A. Baldwin: Debtor · Outcome: Case closed 2024-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Brian S Baldwin and Krisie Ann Baldwin open
United States Bankruptcy Court, N.D. Illinois · No. 21-80048 · Filed Jan 18, 2021
Role of Brian S Baldwin and Krisie Ann Baldwin: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Brian K Baldwin and Crystal L Baldwin open
United States Bankruptcy Court, E.D. Arkansas · No. 3:19-bk-15927 · Filed Nov 7, 2019
Role of Brian K Baldwin and Crystal L Baldwin: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Brian J. Baldwin closed
United States Bankruptcy Court, N.D. Indiana · No. 18-10036 · Filed Jan 12, 2018 · Closed Apr 10, 2019
Role of Brian J. Baldwin: Debtor · Outcome: Case closed 2019-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
BRIAN K BALDWIN closed
United States Bankruptcy Court, D. Minnesota · No. 14-33109 · Filed Jul 28, 2014 · Closed Nov 12, 2014
Role of BRIAN K BALDWIN: Debtor · Outcome: Case closed 2014-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Brian K Baldwin closed
United States Bankruptcy Court, N.D. New York · No. 14-61239 · Filed Jul 23, 2014 · Closed Nov 9, 2015
Role of Brian K Baldwin: Debtor · Outcome: Case closed 2015-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Brian Baldwin closed
United States Bankruptcy Court, N.D. Texas · No. 14-31031 · Filed Mar 1, 2014 · Closed Jan 5, 2015
Role of Brian Baldwin: Debtor · Outcome: Case closed 2015-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Brian S Baldwin and Lora Marie Baldwin closed
United States Bankruptcy Court, S.D. Georgia · No. 12-30324 · Filed Aug 22, 2012 · Closed Nov 14, 2016
Role of Brian S Baldwin and Lora Marie Baldwin: Debtor · Outcome: Case closed 2016-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Brian P Baldwin and Connie M Baldwin closed
United States Bankruptcy Court, N.D. Alabama · No. 12-00586 · Filed Feb 8, 2012 · Closed May 7, 2012
Role of Brian P Baldwin and Connie M Baldwin: Debtor · Outcome: Case closed 2012-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Brian R Baldwin closed
United States Bankruptcy Court, S.D. Florida. · No. 11-36290 · Filed Sep 23, 2011 · Closed Dec 27, 2011
Role of Brian R Baldwin: Debtor · Outcome: Case closed 2011-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Brian E Baldwin, Sr and Joanne R Baldwin closed
United States Bankruptcy Court, C.D. California · No. 9:11-bk-11470 · Filed Mar 30, 2011 · Closed Jun 1, 2012
Role of Brian E Baldwin, Sr: Debtor · Outcome: Case closed 2012-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Brian E Baldwin, Sr and Joanne R Baldwin closed
United States Bankruptcy Court, C.D. California · No. 9:10-bk-15748 · Filed Nov 9, 2010 · Closed Jul 29, 2011
Role of Brian E Baldwin, Sr: Debtor · Outcome: Case closed 2011-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Brian E Baldwin, Sr and Joanne R Baldwin closed
United States Bankruptcy Court, C.D. California · No. 9:10-bk-14752 · Filed Sep 15, 2010 · Closed Nov 9, 2010
Role of Brian E Baldwin, Sr: Debtor · Outcome: Case closed 2010-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Brian M Baldwin closed
United States Bankruptcy Court, N.D. New York · No. 10-12740 · Filed Jul 23, 2010 · Closed Nov 17, 2010
Role of Brian M Baldwin: Debtor · Outcome: Case closed 2010-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Brian Baldwin and Victoria Baldwin closed
United States Bankruptcy Court, N.D. Illinois · No. 08-71932 · Filed Jun 19, 2008 · Closed Oct 20, 2008
Role of Brian Baldwin and Victoria Baldwin: Debtor · Outcome: Case closed 2008-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Brian K Baldwin closed
United States Bankruptcy Court, W.D. Washington · No. 08-10852 · Filed Feb 16, 2008 · Closed Jul 2, 2008
Role of Brian K Baldwin: Debtor · Outcome: Case closed 2008-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Brian K. Baldwin closed
United States Bankruptcy Court, N.D. New York · No. 08-60014 · Filed Jan 4, 2008 · Closed Feb 17, 2009
Role of Brian K. Baldwin: Debtor · Outcome: Case closed 2009-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Brian K Baldwin closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:08-bk-10344 · Filed Oct 26, 2006 · Closed Aug 13, 2008
Role of Brian K Baldwin: Debtor · Outcome: Case closed 2008-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Brian H Baldwin closed
United States Bankruptcy Court, D. Colorado · No. 05-49491 · Filed Oct 15, 2005 · Closed Mar 21, 2006
Role of Brian H Baldwin: Debtor · Outcome: Case closed 2006-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)
Brian T. Baldwin closed
United States Bankruptcy Court, W.D. Louisiana · No. 04-13209 · Filed Sep 9, 2004 · Closed Mar 16, 2005
Role of Brian T. Baldwin: Debtor · Outcome: Case closed 2005-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Brian K Baldwin and Jenni S Baldwin closed
United States Bankruptcy Court, N.D. Ohio · No. 03-36240 · Filed Aug 8, 2003 · Closed Apr 29, 2004
Role of Brian K Baldwin and Jenni S Baldwin: Debtor · Outcome: Case closed 2004-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Brian Baldwin closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:02-bk-24389 · Filed Dec 16, 2002 · Closed Mar 24, 2003
Role of Brian Baldwin: Debtor · Outcome: Case closed 2003-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Brian M. Baldwin closed
United States Bankruptcy Court, D. Colorado · No. 02-22036 · Filed Aug 6, 2002 · Closed May 11, 2005
Role of Brian M. Baldwin: Debtor · Outcome: Case closed 2005-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)
Jennifer M. Baldwin and Brian K. Baldwin closed
United States Bankruptcy Court, W.D. Kentucky · No. 02-33293 · Filed May 22, 2002 · Closed Sep 9, 2002
Role of Brian K. Baldwin: Debtor · Outcome: Case closed 2002-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
Brian Baldwin and Kristi Baldwin closed
United States Bankruptcy Court, W.D. Washington · No. 01-14128 · Filed Apr 11, 2001 · Closed Aug 30, 2001
Role of Brian Baldwin and Kristi Baldwin: Debtor · Outcome: Case closed 2001-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Brian K. Baldwin closed
United States Bankruptcy Court, N.D. New York · No. 99-14109 · Filed Jul 9, 1999 · Closed Aug 19, 2002
Role of Brian K. Baldwin: Debtor · Outcome: Case closed 2002-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Brian J. Baldwin closed
United States Bankruptcy Court, N.D. Iowa · No. 97-01817 · Filed Jun 12, 1997 · Closed Oct 3, 1997
Role of Brian J. Baldwin: Debtor · Outcome: Case closed 1997-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)
Brian M. Baldwin closed
United States Bankruptcy Court, N.D. New York · No. 97-13731 · Filed Jun 2, 1997 · Closed Oct 15, 1997
Role of Brian M. Baldwin: Debtor · Outcome: Case closed 1997-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Brian E. Baldwin and Karen Baldwin closed
United States Bankruptcy Court, S.D. Florida. · No. 96-23023 · Filed Jun 26, 1996 · Closed Oct 25, 1996
Role of Brian E. Baldwin and Karen Baldwin: Debtor · Outcome: Case closed 1996-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Brian D. Baldwin closed
United States Bankruptcy Court, N.D. Georgia · No. 90-08486 · Filed Jun 21, 1990 · Closed Oct 26, 1990
Role of Brian D. Baldwin: Debtor · Outcome: Case closed 1990-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Brian A. Baldwin closed
United States Bankruptcy Court, M.D. Florida · No. 3:90-bk-00020 · Filed Jan 3, 1990 · Closed Sep 20, 1990
Role of Brian A. Baldwin: Debtor · Outcome: Case closed 1990-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:57 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Brian Baldwin (compared 1 filing on Oct 24, 2026)

Note · Oct 1, 2024 – Oct 8, 2024

No amendment in the last 12 months on an offering that may still be open — JANUS HENDERSON GROUP PLC (latest filing Oct 8, 2024)

The latest filing for this offering is dated Oct 8, 2024 (first sale Oct 1, 2024). It reports $29,094,543 sold of $31,098,630 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 8, 2024 ↗JANUS HENDERSON GROUP PLC — PartnerFacts page ↗
Sources
Note · Aug 18, 2020

Same name, different state: "Brian Baldwin" (IL) is a separate record

This page covers filings where the address state is X0. A separate record, "Brian Baldwin" with address state IL, is listed on 1 filing — most recently by Barings Small Business Fund, L.P. (Aug 18, 2020). The two records do not overlap in time: this page has one filing dated Oct 8, 2024; the other has one filing dated Aug 18, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Baldwin (IL) — PartnerFacts page ↗Form D · Aug 18, 2020 ↗Barings Small Business Fund, L.P. — PartnerFacts page ↗Brian Baldwin (X0) — this page ↗
Sources
Note · Dec 3, 2019

Same name, different state: "Brian Baldwin" (MI) is a separate record

This page covers filings where the address state is X0. A separate record, "Brian Baldwin" with address state MI, is listed on 1 filing — most recently by Handstand Innovations, LLC (Dec 3, 2019). The two records do not overlap in time: this page has one filing dated Oct 8, 2024; the other has one filing dated Dec 3, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Baldwin (MI) — PartnerFacts page ↗Form D · Dec 3, 2019 ↗Handstand Innovations, LLC — PartnerFacts page ↗Brian Baldwin (X0) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 8, 2024 D
JANUS HENDERSON GROUP PLC
File 021-526094
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Brian Baldwin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

JH
Other Banking and Financial Services

JANUS HENDERSON GROUP PLC

London, United Kingdom (as filed: X0) · Oct 8, 2024
  • Oct 8, 2024 · D · $29,094,543 sold of $31,098,630 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $29.1M from 17 investors (94% of the $31.1M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brian Baldwin — MI, 1 issuer, Dec 3, 2019 → Dec 3, 2019 · no shared issuer
  • Brian Baldwin — IL, 1 issuer, Aug 18, 2020 → Aug 18, 2020 · no shared issuer

People around Brian 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AQ
No photo found yet (own website and image search run after this page is viewed)
Person

Alison Quirk

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kalpana Desai

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Eugene Flood Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Thompson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Cassaday

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Angela Seymour-Jackson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Leslie Seidman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Dolan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

James Lowry

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Josh Frank

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Georgina Fogo

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Sheehan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle Rosenberg

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Ali Dibadj

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Baldwin. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Baldwin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Baldwin is listed on: none on file. No website or social profile named in JANUS HENDERSON GROUP PLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #88,345 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (London, X0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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