PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:49 PM ET

Sponsor Check › Person

Brian Maher

Related person on Form D filings · address states as listed: A1, A6 · listed Aug 5, 2013 → May 7, 2025

3issuers
12Form D filings
2013–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 11 offerings report sales commissions totalling $196,868; 1 reports finder's fees totalling $244,570; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗May 7, 2025 D
File 021-545465
$0$0$0None listed on this filing
EDGAR ↗Feb 7, 2025 D
File 021-537681
$0$0$0None listed on this filing
EDGAR ↗May 2, 2024 D
File 021-512177
$8,403$0$0Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
EDGAR ↗Sep 20, 2023 D
File 021-492602
$0$0$0None listed on this filing
EDGAR ↗Apr 5, 2022 D
File 021-440398
$0$0$0None listed on this filing
EDGAR ↗Dec 28, 2016 D
File 021-277154
$0$244,570$0Medalist Capital Ltd. no CRD number reported
via Global Alliance Securities, LLC (CRD 167164 ↗)
EDGAR ↗Aug 17, 2016 D
File 021-269051
$0$0$0None listed on this filing
EDGAR ↗Sep 9, 2014 D
File 021-224340
$0$0$0None listed on this filing
EDGAR ↗Aug 5, 2013 D
File 021-200745
$0$0$0None listed on this filing
EDGAR ↗Mar 21, 2012 D/A
File 021-175267
$131,955$0$0Casimir Capital Ltd. no CRD number reported
via Casimir Capital L.P. (CRD 105061 ↗)

Paradigm Capital Inc. no CRD number reported
via Paradigm Capital U.S. Inc. (CRD 104425 ↗)

National Bank Financial Inc. no CRD number reported
Byron Capital Markets Ltd. no CRD number reported
PI Financial Corp. no CRD number reported
EDGAR ↗Jun 23, 2011 D
File 021-161753
$56,510$0$0Casimir Capital Ltd. no CRD number reported
via Casimir Capital L.P. (CRD 105061 ↗)

Paradigm Capital Inc. no CRD number reported
via Paradigm Capital U.S. Inc. (CRD 104425 ↗)

National Bank Financial Inc. no CRD number reported
Byron Capital Markets Ltd. no CRD number reported
Macquarie Capital Markets Ltd. no CRD number reported

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Lahontan Gold Corp.Executive OfficerMay 7, 2025D$2,318,764
similar: $500,000–$7,000,000
$1,288,2025
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Lahontan Gold Corp.Executive OfficerFeb 7, 2025D$139,420
similar: $500,000–$7,000,000
$139,4201
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Lahontan Gold Corp.Executive OfficerMay 2, 2024D$432,535
similar: $500,000–$7,000,000
$231,3452
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Lahontan Gold Corp.Executive OfficerSep 20, 2023D$816,081
similar: $500,000–$7,000,000
$326,4566
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Lahontan Gold Corp.DirectorApr 5, 2022D$2,779,886
similar: $500,000–$7,000,000
$1,614,1271
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗PPX Mining Corp.Executive Officer, DirectorDec 28, 2016D$7,158,750
similar: $500,000–$7,000,000
$4,190,4882
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗PPX Mining Corp.Executive Officer, DirectorAug 17, 2016D$59,789
similar: $500,000–$7,000,000
$34,1652
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗PPX Mining Corp.Executive Officer, DirectorSep 9, 2014D$802,982
similar: $500,000–$7,000,000
$802,9824
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗PPX Mining Corp.Executive Officer, DirectorAug 5, 2013D$49,329
similar: $500,000–$7,000,000
$29,1121
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Prodigy Gold Inc.Executive OfficerMar 21, 2012D/A$2,639,090
similar: $500,000–$7,000,000
$2,639,0903
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Prodigy Gold Inc.Executive OfficerMar 20, 2012D$2,639,090
similar: $500,000–$7,000,000
$2,639,0903
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Prodigy Gold Inc.Executive OfficerJun 23, 2011D$941,829
similar: $500,000–$7,000,000
$941,8292
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Brian Maher — address state CA, 2 issuers, Nov 4, 2025 → Apr 29, 2026

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 35 names on the same filings (0 management entities, 35 people)

People and management entities the issuers listed as related persons on the same Form D filings as Brian Maher. Source: the EDGAR rows in the table above.

  • Kimberly Ann Arntson — 6 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • John McNeice — 5 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • George Salamis — 4 shared filings (2 issuers) · role as listed: Director · also listed on 7 other issuers
  • Tony Wood — 4 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Brian Imrie — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Josh Serfass — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Chris Donaldson — 3 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Bob McKnight — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • DAVID RICHARDSON — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • David Watkins — 3 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Chris Irwin — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 15 other issuers
  • Robert John Harrington — 3 shared filings (1 issuer) · role as listed: Director
  • John McConnell — 3 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Tom Mullan — 3 shared filings (1 issuer) · role as listed: Director
  • Thomas K. Barber — 3 shared filings (1 issuer) · role as listed: Director
  • Michael E.J. Phelps — 3 shared filings (1 issuer) · role as listed: Director
  • Tom Pollock — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Fred Mason — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Warren Pratt — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Luis-Felipe Arizmendi E. — 2 shared filings (1 issuer) · role as listed: Director
  • Jorge Benavides — 2 shared filings (1 issuer) · role as listed: Director
  • Jorge D. Benavides Alfaro — 2 shared filings (1 issuer) · role as listed: Director
  • Diego De la Torre de la Piedra — 2 shared filings (1 issuer) · role as listed: Director
  • Felix Navarro-Grau Hurtado — 2 shared filings (1 issuer) · role as listed: Director
  • MICHAEL MCINNIS — 1 shared filing (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • David B. Allworth — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Kimberley Ann — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Declan Livesey — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Charles Littlejohn — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Kimbery Ann Arntson, — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Paul Gray — 1 shared filing (1 issuer) · role as listed: Director
  • Shane Williams — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Kimberly Ann — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Max Pluss — 1 shared filing (1 issuer) · role as listed: Director
  • Evan Pelletier — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Export this report as PDF (members · included free during the launch period)

Change history

No corrections have been requested for this page.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Brian Maher appears on a new Form D, or when a court case or SEC action is matched to them. See plans →