Fred Mason is listed as an executive officer on 2 SEC Form D filings by 1 issuer in Mar 2012: Prodigy Gold Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2012; $2.64M reported sold to 3 investors).
What this means One deal on file with the SEC, filed Mar 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brian Maher (2 shared filings), DAVID RICHARDSON (2 shared filings), David Watkins (2 shared filings), George Salamis (2 shared filings), Michael E.J. Phelps (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Fred. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Fred Mason and found 3 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: National Bank Financial Inc; Paid seller listed without a CRD number: Byron Capital Markets Ltd; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.