Brett Ringle is listed as a director on 11 SEC Form D filings by 3 issuers between Mar 2012 and Apr 2018: Peloton Therapeutics, Inc. (Dallas, TX — biotechnology — 2012; $11.7M reported sold to 4 investors), Soliton, Inc. (Houston, TX — other health care — 2014–2018; $9.45M reported sold to 5 investors) and VUCOMP INC (Plano, TX — other technology — 2012–2014; $6.5M reported sold to 33 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $27.7M sold in total.
Listed alongside Christopher Capelli (6 shared filings), Lori H Bisson (6 shared filings), Walter V Klemp (6 shared filings), Joe Tanner (5 shared filings), Lee Stranathan (5 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brett. Each name links to their own page.
1 of the issuers belongs to the sponsor group Column (17 issuers, $2.41B reported sold, 2010–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Column has 17 companies on file and $2.41B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for Brett Ringle and found 7 differences: Form D filed 19 days after the first sale; Form D filed 18 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.