Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · TX · Mar 6, 2012 → Apr 10, 2018
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Brett Ringle is listed as a director on 11 SEC Form D filings by 3 issuers between Mar 2012 and Apr 2018: Peloton Therapeutics, Inc. (Dallas, TX — biotechnology — 2012; $11.7M reported sold to 4 investors), Soliton, Inc. (Houston, TX — other health care — 2014–2018; $9.45M reported sold to 5 investors) and VUCOMP INC (Plano, TX — other technology — 2012–2014; $6.5M reported sold to 33 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $27.7M sold in total.
Listed alongside Christopher Capelli (6 shared filings), Lori H Bisson (6 shared filings), Walter V Klemp (6 shared filings), Joe Tanner (5 shared filings), Lee Stranathan (5 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brett. Each name links to their own page.
1 of the issuers belongs to the sponsor group Column (17 issuers, $2.41B reported sold, 2010–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Column has 17 companies on file and $2.41B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for Brett Ringle and found 14 differences, 1 worth asking the sponsor about: 30% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Brett Ringle has not run yet — it is #1,811 of 51,852 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
7 cases: 2 open, 5 closed (disposition not in docket feed)
Personal Inj. Prod. Liability· Cause:
28:1332nr
367 Health care / pharm
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brett Ringle..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
3 cases: 3 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
14 differences found between the filings for Brett Ringle — 1 worth asking about (compared 11 filings on Oct 24, 2026)
United States Bankruptcy Court, N.D. Texas docket "Stranathan Management, Inc." filed Mar 31, 2008, closed Jun 29, 2011. Lee Stranathan (listed on the same filings) is listed as Debtor ("Stranathan Management, Inc."). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, S.D. Georgia docket "Ringle v. Road Loans, Inc." filed Nov 4, 2005, closed Apr 6, 2006. Brett Ringle is listed as Plaintiff ("Ringle"). Our match estimate: 40%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, S.D. Ohio docket "Hub and Axle Liquidation Company v. Ringle Plating Corp" filed Feb 20, 2002, closed Sep 4, 2002. Brett Ringle is listed as Defendant ("Ringle Plating Corp"). Our match estimate: 40%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
By role: plaintiff in 6. Newest: "RINGLE v. ALLERGAN, INC." (District Court, D. New Jersey, May 13, 2025); "Ringle v. Starbucks Corporation" (District Court, E.D. New York, Jul 28, 2024); "RINGLE v. ALLERGAN, INC." (District Court, D. New Jersey, Jun 30, 2022). Some of these are name matches with a match estimate below 95% — check each docket.
What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.
The Mar 6, 2012 Form D reports $6,500,004 sold and $1,955,526 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "A portion of the proceeds was used to cancel outstanding options and repurchase outstanding shares, including options and shares held be certain officers and directors.".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The Dec 10, 2014 Form D reports $381,627 sold and $70,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Proceeds of the offering are to be primarily used for an employee cash and equity incentive plan; some officers of the company will be participants in the new plan.".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
VUCOMP INC (last filing Dec 10, 2014; $6,500,004 sold of $16,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Nov 21, 2014. The Form D was filed Dec 10, 2014 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Feb 17, 2012. The Form D was filed Mar 6, 2012 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Soliton, Inc. (latest filing Jul 3, 2017) · No amendment in the last 12 months on an offering that may still be open — Soliton, Inc. (latest filing Jul 22, 2016) · No amendment in the last 12 months on an offering that may still be open — Soliton, Inc. (latest filing Nov 25, 2015) · No amendment in the last 12 months on an offering that may still be open — VUCOMP INC (latest filing Dec 10, 2014) · No amendment in the last 12 months on an offering that may still be open — VUCOMP INC (latest filing Nov 27, 2013) · and 2 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Feb 7, 2017 filing says $3,000,000 offered; the Jul 3, 2017 Form D/A says $6,250,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
listed as "Brett Ringle" on 9 filings (from Mar 6, 2012), and "Brett A. Ringle" on 2 filings (from Nov 28, 2014).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
The people listed on the Mar 6, 2012 filing give Richardson, TX; on the Dec 14, 2012 filing they give Dallas, TX. The address now on file (2500 Dallas Parkway Suite 500, Plano, TX) is a registered-agent or shared-office address used by 31 issuers.
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.
The people listed on the Jul 14, 2011 filing give San Francisco, CA; on the Oct 4, 2012 filing they give Dallas, TX.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 9 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $2,463,026. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Apr 10, 2018 D Soliton, Inc. File 021-309717 | $0 | $0 | $37,500 (est.) | None listed on this filing | EDGAR ↗ |
| Jul 3, 2017 D/A Soliton, Inc. File 021-280143 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 22, 2016 D Soliton, Inc. File 021-267548 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 25, 2015 D/A Soliton, Inc. File 021-229181 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 10, 2014 D VUCOMP INC File 021-229850 | $0 | $0 | $70,000 (est.) Proceeds of the offering are to be primarily used for an employee cash and equity incentive plan; some officers of the company will be participants in the new plan. | None listed on this filing | EDGAR ↗ |
| Nov 27, 2013 D VUCOMP INC File 021-207123 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 14, 2012 D VUCOMP INC File 021-188436 | $0 | $0 | $400,000 A portion of the proceeds was used to cancel outstanding options and repurchase outstanding shares, including options and shares held by certain officers and directors. | None listed on this filing | EDGAR ↗ |
| Oct 4, 2012 D/A Peloton Therapeutics, Inc. File 021-162891 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 6, 2012 D VUCOMP INC File 021-174412 | $0 | $0 | $1,955,526 A portion of the proceeds was used to cancel outstanding options and repurchase outstanding shares, including options and shares held be certain officers and directors. | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Brett Ringle on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $9.45M from 5 investors (100% of the $500K target) as of the latest filing. Brett is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $6.5M from 33 investors (100% of the $750K target) as of the latest filing. Brett is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $11.7M from 4 investors (59% of the $20M target) as of the latest filing. Brett is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Walter V Klemp is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Brett Ringle. Their page shows their other deals.
Listed on the same filings as Brett Ringle. Their page shows their other deals.
Listed on the same filings as Brett Ringle. Their page shows their other deals.
Listed on the same filings as Brett Ringle. Their page shows their other deals.
Listed on the same filings as Brett Ringle. Their page shows their other deals.
Tim Kutzkey is on 20 issuers in total — a repeat sponsor. Their page lists every one.
David Goeddel is on 20 issuers in total — a repeat sponsor. Their page lists every one.
One team, 17 deal companies. Brett Ringle is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brett Ringle.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Brett Ringle by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Brett Ringle is listed on: none on file. No website or social profile named in Peloton Therapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #336,845 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Brett Ringle appears on a new Form D, or when a court case or SEC action is matched to them. See plans →