BRADLEY HOEPPNER is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in May 2017: THREE SIXTY SOLAR LTD. (Vancouver, British Columbia, Canada (as filed: A1) — other energy — 2017; $190K reported sold to 4 investors).
What this means One deal on file with the SEC, filed May 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside DESMOND BALAKRISHNAN (1 shared filing), JOHN DAVIDSON (1 shared filing) and MORGAN TINCHER (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around BRADLEY. Each name links to their own page.
The issuer belongs to the sponsor group Three Sixty Solar (2 issuers, $3,890 reported sold, 2012–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Three Sixty Solar has 2 companies on file and $3,890 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for BRADLEY HOEPPNER and found 1 difference, 1 worth asking the sponsor about: BRADLEY HOEPPNER is no longer listed on the Nov 15, 2018 amendment.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.