Brad Smith is listed as an executive officer and director on 6 SEC Form D filings by 2 issuers between Aug 2013 and Dec 2023: MAIN STREET RURAL, INC. (Nashville, TN — other health care — 2021–2023; $189.9M reported sold to 43 investors) and Aspire Health, Inc. (Nashville, TN — other health care — 2013–2016; $31.3M reported sold to 34 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $221.2M sold in total.
Listed alongside WILLIAM FRIST (6 shared filings), Diane Seloff (5 shared filings), Ann Lamont (4 shared filings), Gene Fleming (4 shared filings), Andrew Lasher (3 shared filings) and 20 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brad. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Brad Smith and found 13 differences, 1 worth asking the sponsor about: Form D filed 224 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.