PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

Sponsor Check › Person

BC
No photo found yet (own website and image search run after this page is viewed)

Brad Cox

Named as an officer, director or promoter on SEC Form D filings · CT, CA · May 26, 2009 → Feb 1, 2012

5deals (issuers)
$62.6Mreported sold
94investors
12Form D filings
2009–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brad Cox is listed as an executive officer on 12 SEC Form D filings by 5 issuers between May 2009 and Apr 2012: CARITAS ROYALTY FUND LLC (Rancho Santa Fe, CA — pooled investment fund — 2010–2012; $43.3M reported sold to 55 investors), CARITAS ROYALTY FUND II LLC (Greenwich, CT — pooled investment fund — 2010; $9.26M reported sold to 15 investors), CENTAUR COMMERCIAL MATERIALS FUND LLC (Greenwich, CT — pooled investment fund — 2009–2011; $8.13M reported sold to 23 investors), Caritas Energy Growth Fund I, LLC (Greenwich, CT — pooled investment fund — 2009; $1.93M reported sold to 1 investors) and Caritas Royalty Fund III, LLC (Greenwich, CT — pooled investment fund — 2009).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $62.6M sold in total.

Listed alongside Centaur Performance Group, LLC (11 shared filings, management entity), David Bruce McMahan (11 shared filings), Patricia Ransom (9 shared filings), Ronald Fertig (9 shared filings), Cornerstone Acquisition & Management Company, LLC (8 shared filings, management entity) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brad. Each name links to their own page.

All 5 issuers belong to the sponsor group Caritas Royalty (9 issuers, $96.4M reported sold, 2009–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Caritas Royalty has 9 companies on file and $96.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Brad Cox and found 11 differences, 7 worth asking the sponsor about: Regulator action naming a team member: Cornerstone Acquisition & Management Company LLC, Derren Lee Geiger, and She Hwea Ngo (May 27, 2022); Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brad Cox has not run yet — it is joining a line of 57,949 names; searches run around the clock at the hosts' allowed rate. Searched so far: 648 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brad Cox..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Brad J Cox closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:05-bk-09638 · Filed Oct 15, 2005 · Closed Apr 3, 2006
Role of Brad J Cox: Debtor · Outcome: Case closed 2006-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in PA (not a filing state)
Brad L. Cox and Josie B. Cox closed
United States Bankruptcy Court, E.D. Missouri · No. 02-50414 · Filed Sep 13, 2002 · Closed Mar 3, 2015
Role of Brad L. Cox and Josie B. Cox: Debtor · Outcome: Case closed 2015-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in MO (not a filing state)
Brad D. Cox closed
United States Bankruptcy Court, M.D. Georgia · No. 97-30596 · Filed Apr 28, 1997 · Closed Apr 8, 1999
Role of Brad D. Cox: Debtor · Outcome: Case closed 1999-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Brad Cox — 7 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · May 27, 2022

Regulator action naming a team member: Cornerstone Acquisition & Management Company LLC, Derren Lee Geiger, and She Hwea Ngo (May 27, 2022)

An SEC litigation release dated May 27, 2022 names Derren Lee Geiger (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Cornerstone Acquisition & Management Company LLC, Derren Lee Geiger, and She Hwea Ngo ↗Derren Lee Geiger — PartnerFacts page ↗
Sources
Worth asking · Apr 23, 2012 – Apr 23, 2013

Amount sold went down between filings — CARITAS ROYALTY FUND LLC

The Apr 23, 2012 filing says $37,451,084 sold; the Apr 23, 2013 Form D/A says $35,826,061 sold — $1,625,023 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 23, 2012 ↗Form D/A (later) · Apr 23, 2013 ↗CARITAS ROYALTY FUND LLC — PartnerFacts page ↗
Sources
Worth asking · Oct 14, 2010 – Sep 6, 2011

Amount sold went down between filings — CENTAUR COMMERCIAL MATERIALS FUND LLC

The Oct 14, 2010 filing says $8,126,617 sold; the Sep 6, 2011 Form D/A says $561,000 sold — $7,565,617 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Oct 14, 2010 ↗Form D/A (later) · Sep 6, 2011 ↗CENTAUR COMMERCIAL MATERIALS FUND LLC — PartnerFacts page ↗
Sources
Worth asking · Oct 14, 2010 – Sep 6, 2011

Investor count went down between filings — CENTAUR COMMERCIAL MATERIALS FUND LLC

The Oct 14, 2010 filing reports 19 investors; the Sep 6, 2011 Form D/A reports 11 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Oct 14, 2010 ↗Form D/A (later) · Sep 6, 2011 ↗CENTAUR COMMERCIAL MATERIALS FUND LLC — PartnerFacts page ↗
Sources
Worth asking · May 26, 2009 – Oct 5, 2009

Investor count went down between filings — CENTAUR COMMERCIAL MATERIALS FUND LLC

The May 26, 2009 filing reports 23 investors; the Oct 5, 2009 Form D/A reports 21 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 26, 2009 ↗Form D/A (later) · Oct 5, 2009 ↗CENTAUR COMMERCIAL MATERIALS FUND LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 20, 2005 – Oct 14, 2010

Form D filed 1,912 days after the first sale — CENTAUR COMMERCIAL MATERIALS FUND LLC

The filing says the first sale was Jul 20, 2005. The Form D was filed Oct 14, 2010 — 1,912 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,897 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Oct 14, 2010 ↗CENTAUR COMMERCIAL MATERIALS FUND LLC — PartnerFacts page ↗
Sources
Note · Jul 20, 2005 – Sep 6, 2011

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CENTAUR COMMERCIAL MATERIALS FUND LLC (latest filing Sep 6, 2011) · No amendment in the last 12 months on an offering that may still be open — CARITAS ROYALTY FUND II LLC (latest filing Jan 25, 2010) · No amendment in the last 12 months on an offering that may still be open — Caritas Energy Growth Fund I, LLC (latest filing Dec 23, 2009) · No amendment in the last 12 months on an offering that may still be open — CENTAUR COMMERCIAL MATERIALS FUND LLC (latest filing Oct 5, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 6, 2011 ↗CENTAUR COMMERCIAL MATERIALS FUND LLC — PartnerFacts page ↗Form D/A · Jan 25, 2010 ↗CARITAS ROYALTY FUND II LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 23, 2012 – Apr 23, 2013

Brad Cox is no longer listed on the Apr 23, 2013 amendment — CARITAS ROYALTY FUND LLC

Brad Cox appears on the Apr 23, 2012 Form D/A (executive officer) but not on the Apr 23, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 23, 2012 ↗Form D/A · Apr 23, 2013 ↗Brad Cox — PartnerFacts page ↗CARITAS ROYALTY FUND LLC — PartnerFacts page ↗
Sources
Note · Feb 1, 2012 – Apr 23, 2012

Address moved from Norwalk, CT to Rancho Santa Fe, CA — CARITAS ROYALTY FUND LLC

The people listed on the Feb 1, 2012 filing give Norwalk, CT; on the Apr 23, 2012 filing they give Rancho Santa Fe, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 1, 2012 ↗Form D/A · Apr 23, 2012 ↗CARITAS ROYALTY FUND LLC — PartnerFacts page ↗
Sources
Note · Jan 25, 2010 – Feb 1, 2012

Address moved from Greenwich, CT to Norwalk, CT — CARITAS ROYALTY FUND LLC

The people listed on the Jan 25, 2010 filing give Greenwich, CT; on the Feb 1, 2012 filing they give Norwalk, CT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 25, 2010 ↗Form D/A · Feb 1, 2012 ↗CARITAS ROYALTY FUND LLC — PartnerFacts page ↗
Sources
Note · May 26, 2009 – Apr 23, 2012

Brad Cox is listed with 2 different address states: CT, CA

CT on 11 filings (May 26, 2009 to Feb 1, 2012); CA on 1 filing (Apr 23, 2012).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · May 26, 2009 ↗Form D/A · Apr 23, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 23, 2012 D/A
CARITAS ROYALTY FUND LLC
File 021-122845
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2011 D/A
CENTAUR COMMERCIAL MATERIALS FUND LLC
File 021-149065
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2010 D/A
CARITAS ROYALTY FUND II LLC
File 021-122843
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2009 D/A
Caritas Energy Growth Fund I, LLC
File 021-132284
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2009 D/A
Caritas Royalty Fund III, LLC
File 021-132283
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2009 D/A
CENTAUR COMMERCIAL MATERIALS FUND LLC
File 021-126216
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Brad Cox on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CR
Pooled Investment Fund · group: Caritas Royalty

CARITAS ROYALTY FUND LLC

Rancho Santa Fe, CA · Jan 25, 2010 → Apr 23, 2012 · 3 filings
  • Apr 23, 2012 · D/A · $37,451,084 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer) EDGAR ↗
  • Feb 1, 2012 · D/A · $34,798,306 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (Manager of the Issuer) EDGAR ↗
  • Jan 25, 2010 · D/A · $13,265,134 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Principal of Manager and CFO of the Issuer) EDGAR ↗

Raised $43.3M from 55 investors as of the latest filing. Brad is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CC
Pooled Investment Fund · group: Caritas Royalty

CENTAUR COMMERCIAL MATERIALS FUND LLC

Greenwich, CT · May 26, 2009 → Sep 6, 2011 · 4 filings
  • Sep 6, 2011 · D/A · $561,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 14, 2010 · D · $8,126,617 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Manager and Chief Financial Officer of the Issuer) EDGAR ↗
  • Oct 5, 2009 · D/A · $4,706,160 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Manager and Chief Financial Officer of the Issuer) EDGAR ↗
  • May 26, 2009 · D/A · $4,101,096 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $8.13M from 23 investors as of the latest filing. Brad is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Pooled Investment Fund · group: Caritas Royalty

CARITAS ROYALTY FUND II LLC

Greenwich, CT · Jan 25, 2010
  • Jan 25, 2010 · D/A · $9,258,996 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Principal of Manger and CFO of the Issuer) EDGAR ↗

Raised $9.26M from 15 investors as of the latest filing. Brad is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Pooled Investment Fund · group: Caritas Royalty

Caritas Royalty Fund III, LLC

Greenwich, CT · Jun 26, 2009 → Dec 23, 2009 · 2 filings
  • Dec 23, 2009 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Principal of the Manager and CFO of the Issuer) EDGAR ↗
  • Jun 26, 2009 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Brad is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CE
Pooled Investment Fund · group: Caritas Royalty

Caritas Energy Growth Fund I, LLC

Greenwich, CT · Jun 26, 2009 → Dec 23, 2009 · 2 filings
  • Dec 23, 2009 · D/A · $1,932,261 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Principal of Manager of the Issuer) EDGAR ↗
  • Jun 26, 2009 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.93M from 1 investor as of the latest filing. Brad is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Brad 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CP
Management entity

Centaur Performance Group, LLC

Promoter · 11 shared filings (5 issuers) · also on 2 other issuers

Centaur Performance Group, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CA
Management entity

Cornerstone Acquisition & Management Company, LLC

Promoter · 8 shared filings (4 issuers) · also on 3 other issuers

Cornerstone Acquisition & Management Company, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CP
Management entity

Centaur Performance Group, LLC

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brad Cox. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Bruce McMahan

Executive Officer · 11 shared filings (5 issuers)

David Bruce McMahan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia Ransom

Executive Officer · 9 shared filings (5 issuers)

Patricia Ransom is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Fertig

Executive Officer · 9 shared filings (5 issuers)

Ronald Fertig is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Derren Lee Geiger

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Brad Cox. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce McMahan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brad Cox. Their page shows their other deals.

The team behind the deals

CR
Sponsor group

Caritas Royalty

9 issuers · 46 filings · $96.4M reported sold · 2009–2021

One team, 9 deal companies. Brad Cox is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brad Cox.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brad Cox by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brad Cox is listed on: none on file. No website or social profile named in CARITAS ROYALTY FUND LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #187,736 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Rancho Santa Fe, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Brad Cox appears on a new Form D, or when a court case or SEC action is matched to them. See plans →