Bob Workman is listed as a director and promoter on 2 SEC Form D filings by 1 issuer between Aug 2009 and Apr 2010: LUCERNEX INC (Plano, TX — industry reported as "Other" — 2009–2010; $4.05M reported sold to 11 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Jan Alton (1 shared filing), Janis K. Alton (1 shared filing), Joseph Valeri (1 shared filing), Ken Brown (1 shared filing), Michael E Nuzum (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bob. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Bob Workman and found 3 differences, 1 worth asking the sponsor about: Form D filed 388 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.