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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:07 AM ET

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BS
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Bob Smith

Named as an officer, director or promoter on SEC Form D filings · KY · Dec 10, 2010 → Dec 10, 2010

1deal (issuers)
$11Mreported sold
8investors
1Form D filing
2010year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Bob Smith is listed as a director on 1 SEC Form D filing by 1 issuer in Dec 2010: Appriss Holdings Inc (Louisville, KY — other technology — 2010; $11M reported sold to 8 investors).

What this means One deal on file with the SEC, filed Dec 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bob Nye (1 shared filing), Douglas Cobb (1 shared filing), JEFF SCHWARTZ (1 shared filing), Jim Swift (1 shared filing), Mark Miller (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bob. Each name links to their own page.

The issuer belongs to the sponsor group Appriss (4 issuers, $99.3M reported sold, 2010–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Appriss has 4 companies on file and $99.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 20 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Bob Smith and found 3 differences: Same name, different state: "Bob Smith" (AZ) is a separate record; Same name, different state: "Bob Smith" (TX) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Bob Smith has not run yet — it is joining a line of 22,041 names; searches run around the clock at the hosts' allowed rate. Searched so far: 411 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Bob Smith v. 3M Company, The closed
District Court, D. South Carolina · No. 2:23-cv-06910 · Filed Dec 28, 2023 · Closed Aug 19, 2024
Role of Bob Smith: Plaintiff · Outcome: Terminated 2024-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in SC (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Bob Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

20 cases: 20 closed (disposition not in docket feed)

Bob H. Smith closed
United States Bankruptcy Court, N.D. Texas · No. 10-37536 · Filed Oct 28, 2010 · Closed Feb 2, 2011
Role of Bob H. Smith: Debtor · Outcome: Case closed 2011-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Bob Smith closed
United States Bankruptcy Court, D. Massachusetts · No. 08-17920 · Filed Oct 20, 2008 · Closed Jan 26, 2009
Role of Bob Smith: Debtor · Outcome: Case closed 2009-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Bob H Smith and Roda L. Smith closed
United States Bankruptcy Court, W.D. Kentucky · No. 08-10334 · Filed Mar 6, 2008 · Closed Jun 18, 2008
Role of Bob H Smith and Roda L. Smith: Debtor · Outcome: Case closed 2008-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (KY)
Bob D. Smith closed
United States Bankruptcy Court, S.D. Iowa · No. 07-03737 · Filed Oct 31, 2007 · Closed Jan 31, 2008
Role of Bob D. Smith: Debtor · Outcome: Case closed 2008-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in IA (not a filing state)
Bob Smith closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-23564 · Filed May 8, 2002 · Closed Jun 26, 2002
Role of Bob Smith: Debtor · Outcome: Case closed 2002-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Bob I. Smith and Linda K. Smith closed
United States Bankruptcy Court, D. Nebraska · No. 02-81234 · Filed Apr 19, 2002 · Closed Jul 25, 2002
Role of Bob I. Smith and Linda K. Smith: Debtor · Outcome: Case closed 2002-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings
Bob W. Smith and Teresa A. Smith closed
United States Bankruptcy Court, D. Utah · No. 01-21939 · Filed Feb 14, 2001 · Closed May 24, 2001
Role of Bob W. Smith and Teresa A. Smith: Debtor · Outcome: Case closed 2001-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in UT (not a filing state)
Bob A. Smith closed
United States Bankruptcy Court, W.D. Oklahoma · No. 00-16982 · Filed Sep 5, 2000 · Closed Jul 13, 2001
Role of Bob A. Smith: Debtor · Outcome: Case closed 2001-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in OK (not a filing state)
Carolyn M Smith and Bob C Smith closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:00-bk-02465 · Filed Jul 13, 2000 · Closed Oct 27, 2000
Role of Bob C Smith: Debtor · Outcome: Case closed 2000-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Bob O. Smith and Juanita E. Smith closed
United States Bankruptcy Court, D. New Mexico · No. 00-13768 · Filed Jul 13, 2000 · Closed Oct 24, 2000
Role of Bob O. Smith and Juanita E. Smith: Debtor · Outcome: Case closed 2000-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in NM (not a filing state)
Bob Smith Jr and Paula Denise Smith closed
United States Bankruptcy Court, C.D. California · No. 6:99-bk-25916 · Filed Sep 22, 1999 · Closed Sep 28, 2000
Role of Bob Smith Jr and Paula Denise Smith: Debtor · Outcome: Case closed 2000-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Bob Smith Jr and Paula Denise Smith closed
United States Bankruptcy Court, C.D. California · No. 6:99-bk-23192 · Filed Aug 3, 1999 · Closed Nov 3, 1999
Role of Bob Smith Jr and Paula Denise Smith: Debtor · Outcome: Case closed 1999-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Bob Smith closed
United States Bankruptcy Court, C.D. California · No. 6:97-bk-30699 · Filed Nov 26, 1997 · Closed Mar 24, 1998
Role of Bob Smith: Debtor · Outcome: Case closed 1998-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Bob Smith and Linda Smith closed
United States Bankruptcy Court, E.D. Missouri · No. 95-10307 · Filed Jun 26, 1995 · Closed Oct 16, 1995
Role of Bob Smith and Linda Smith: Debtor · Outcome: Case closed 1995-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
Bob R. Smith closed
United States Bankruptcy Court, S.D. California · No. 94-11340 · Filed Oct 26, 1994 · Closed Mar 21, 1995
Role of Bob R. Smith: Debtor · Outcome: Case closed 1995-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Bob C. Smith closed
United States Bankruptcy Court, N.D. Georgia · No. 92-72733 · Filed Aug 3, 1992 · Closed Nov 19, 1992
Role of Bob C. Smith: Debtor · Outcome: Case closed 1992-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Bob R. Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 1:92-bk-13550 · Filed Jul 7, 1992 · Closed Oct 26, 1992
Role of Bob R. Smith: Debtor · Outcome: Case closed 1992-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Bob L. Smith and Hattie Smith closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:88-bk-30064 · Filed Mar 1, 1988 · Closed Oct 28, 1988
Role of Bob L. Smith and Hattie Smith: Debtor · Outcome: Case closed 1988-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Bob W. Smith and Teresa A. Smith closed
United States Bankruptcy Court, D. Utah · No. 88-20555 · Filed Jan 29, 1988 · Closed May 16, 1988
Role of Bob W. Smith and Teresa A. Smith: Debtor · Outcome: Case closed 1988-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in UT (not a filing state)
Bob L. Smith closed
United States Bankruptcy Court, D. Utah · No. 86-25118 · Filed Nov 20, 1986 · Closed Mar 9, 1987
Role of Bob L. Smith: Debtor · Outcome: Case closed 1987-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in UT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Bob Smith (compared 1 filing on Oct 24, 2026)

Note · Jul 14, 2026

Same name, different state: "Bob Smith" (AZ) is a separate record

This page covers filings where the address state is KY. A separate record, "Bob Smith" with address state AZ, is listed on 1 filing — most recently by LGL Capital Papago Fund LLC (Jul 14, 2026). The two records do not overlap in time: this page has one filing dated Dec 10, 2010; the other has one filing dated Jul 14, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 28, 2009 – May 18, 2023

Same name, different state: "Bob Smith" (TX) is a separate record

This page covers filings where the address state is KY. A separate record, "Bob Smith" with address state TX, is listed on 2 filings — most recently by Voyage Technologies, LLC (May 18, 2023). Both records have filings in the same period (Dec 10, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 14, 2011 – Sep 13, 2013

Same name, different state: "Bob Smith" (VA) is a separate record

This page covers filings where the address state is KY. A separate record, "Bob Smith" with address state VA, is listed on 4 filings — most recently by Moasis Global Corp (Sep 13, 2013). The two records do not overlap in time: this page has one filing dated Dec 10, 2010; the other runs Sep 14, 2011 to Sep 13, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 10, 2010 D
Appriss Holdings Inc
File 021-151698
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Bob Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology · group: Appriss

Appriss Holdings Inc

Louisville, KY · Dec 10, 2010
  • Dec 10, 2010 · D · $11,000,000 sold of $11,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11M from 8 investors (100% of the $11M target) as of the latest filing. Bob is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Bob Smith — TX, 2 issuers, Dec 28, 2009 → May 18, 2023 · no shared issuer
  • Bob Smith — VA, 1 issuer, Sep 14, 2011 → Sep 13, 2013 · no shared issuer
  • Bob Smith — AZ, 1 issuer, Jul 14, 2026 → Jul 14, 2026 · no shared issuer

People around Bob 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Cobb

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Bob Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Simpson

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Bob Smith. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Davis

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

Michael Davis is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Geary

Director · 1 shared filing (1 issuer)

Listed on the same filings as Bob Smith. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Ted Williams

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Bob Smith. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JEFF SCHWARTZ

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Bob Smith. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Swift

Director · 1 shared filing (1 issuer)

Listed on the same filings as Bob Smith. Their page shows their other deals.

BN
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Nye

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Bob Smith. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Miller

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Bob Smith. Their page shows their other deals.

The team behind the deals

Sponsor group

Appriss

4 issuers · 16 filings · $99.3M reported sold · 2010–2025

One team, 4 deal companies. Bob Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Bob Smith.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Bob Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Bob Smith is listed on: none on file. No website or social profile named in Appriss Holdings Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #356,993 of 374,652 in line (754 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Louisville, KY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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