Bob Galloway is listed as a director and promoter on 4 SEC Form D filings by 1 issuer between May 2010 and Jun 2013: Pathfinder Therapeutics, Inc. (Nashville, TN — other health care — 2010–2013; $5.32M reported sold to 8 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Clay Thorp (4 shared filings), Richard Molloy (4 shared filings), Marc Buntaine (3 shared filings), Naji Abumrad (3 shared filings), Bob Morff (2 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bob. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Bob Galloway and found 8 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.