BlockTower LLC is a management entity listed as an executive officer on 6 SEC Form D filings by 2 issuers between Oct 2017 and Oct 2019: BlockTower Capital Partners LP (Miami, FL — pooled investment fund — 2017–2019; $238.8M reported sold to 274 investors) and BlockTower Capital Partners Offshore Ltd. (Miami, FL — pooled investment fund — 2017–2019; $141M reported sold to 93 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $379.8M sold in total.
All 2 issuers belong to the sponsor group Blocktower (13 issuers, $697.4M reported sold, 2017–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Blocktower has 13 companies on file and $697.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for BlockTower LLC and found 6 differences, 2 worth asking the sponsor about: BlockTower LLC is no longer listed on the Oct 28, 2020 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.