Beth D. Gudeman is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 1 issuer between Mar 2009 and Jan 2015: CBA PHARMA INC (Lexington, KY — biotechnology — 2009–2015; $5.3M reported sold to 149 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside George P. Julius, Jr. (5 shared filings), Lawrence S. Martini (5 shared filings), Robert K. Oldham, MD (5 shared filings), Robert P. Granacher, Jr., MD, MBA (5 shared filings), Scott D. McKinney (5 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Beth. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Beth D. Gudeman and found 6 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.