Benjamin Silver

Gateway Mezzanine Partners II, L.P. (last filing Feb 4, 2015; $58,322,250 sold of $176,091,060); Gateway Mezzanine Partners I, L.P. (last filing Apr 11, 2013; $72,384,689 sold of $414,784,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

The filing says the first sale was Feb 22, 2023. The Form D was filed Mar 16, 2023 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jun 16, 2021. The Form D was filed Jul 2, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Dec 19, 2013. The Form D was filed Feb 4, 2014 — 47 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 32 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The latest filing for this offering is dated Mar 16, 2023 (first sale Feb 22, 2023). It reports $28,271,743 sold of $39,999,892 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Feb 4, 2015 (first sale Dec 19, 2013). It reports $58,322,250 sold of $155,526,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The Feb 4, 2014 filing says $176,091,060 offered; the Feb 4, 2015 Form D/A says $155,526,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

The Apr 18, 2011 filing says $358,108,000 offered; the Apr 11, 2012 Form D/A says $414,784,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Apr 6, 2011 filing says $408,925,201 offered; the Apr 18, 2011 Form D/A says $358,108,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

The Apr 18, 2011 filing lists a minimum of $0; the Apr 11, 2012 Form D/A lists $5,184,800.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Apr 6, 2011 filing lists a minimum of $5,111,565; the Apr 18, 2011 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

This page covers filings where the address state is C3 or MA. A separate record, "Benjamin Silver" with address state CA, is listed on 1 filing — most recently by BREDIF REIT LLC (Dec 29, 2021). Both records have filings in the same period (Dec 29, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Address moved from Watertown, MA to Boston, MA — Zus Health, Inc. · Address moved from Sydney, New South Wales, Australia (as filed: C3) to Springfield, MA — Gateway Mezzanine Partners I, L.P. · Address moved from Sydney, Australia (as filed: C3) to Sydney, New South Wales, Australia (as filed: C3) — Gateway Mezzanine Partners I, L.P. · Address moved from Sydney, New South Wales, Australia (as filed: C3) to Sydney, Australia (as filed: C3) — Gateway Mezzanine Partners I, L.P.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Australia (as filed: C3) on 1 filing (Apr 18, 2011); MA on 4 filings (Feb 4, 2014 to Mar 16, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.