Benjamin Schmidt is listed as an executive officer on 8 SEC Form D filings by 3 issuers between Jul 2011 and Aug 2014: AETNA MULTI-STRATEGY 1099 FUND (Milwaukee, WI — pooled investment fund — 2012–2014; $70.2M reported sold to 164 investors), INFINITY CORE ALTERNATIVE FUND (Milwaukee, WI — pooled investment fund — 2013; $19.5M reported sold to 10 investors) and Center Coast Core MLP Fund I, LLC (Houston, TX — pooled investment fund — 2011–2014; $5.4M reported sold to 29 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $95.1M sold in total.
2 of the issuers belong to the sponsor group Ft Vest (43 issuers, $7.29B reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Ft Vest has 43 companies on file and $7.29B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Benjamin Schmidt and found 10 differences, 2 worth asking the sponsor about: Benjamin Schmidt is no longer listed on the Aug 13, 2015 amendment; Benjamin Schmidt is no longer listed on the Jul 1, 2015 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.