Benjamin J. Bornstein is listed as an executive officer, director, and promoter on 11 SEC Form D filings by 3 issuers between Dec 2009 and Sep 2026: BEAUMONT FUND LP (Chicago, IL — pooled investment fund — 2009–2015; $33.9M reported sold to 49 investors), Prospero Opportunity Fund, L.P. (Chicago, IL — pooled investment fund — 2013–2015; $2.11M reported sold to 10 investors) and Bourbon Opportunity Fund, LLC (Chicago, IL — pooled investment fund — 2025–2026; $1.76M reported sold to 12 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $37.8M sold in total.
Listed alongside Prospero Capital Management, LLC (9 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Benjamin. Each name links to their own page.
2 of the issuers belong to the sponsor group Prospero (2 issuers, $36M reported sold, 2009–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Prospero has 2 companies on file and $36M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for Benjamin J. Bornstein and found 5 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Benjamin Bornstein" (MA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.