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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:13 AM ET

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Barton Biggs

Named as an officer, director or promoter on SEC Form D filings · NY, CT · Mar 16, 2009 → Mar 21, 2012

8deals (issuers)
$3.97Breported sold
386investors
38Form D filings
2009–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Barton Biggs is listed as an executive officer on 38 SEC Form D filings by 8 issuers between Mar 2009 and Jan 2013. Largest by amount reported sold: TRAXIS FUND LP (Greenwich, CT — pooled investment fund — 2009–2013; $1.5B reported sold to 2 investors), TRAXIS FUND ONSHORE LP (Greenwich, CT — pooled investment fund — 2009–2013; $995.4M reported sold to 49 investors), SIVIK HEALTHCARE PARTNERS, L.P. (Greenwich, CT — pooled investment fund — 2011–2013; $492.5M reported sold to 134 investors), TRAXIS GLOBAL EQUITY MACRO ONSHORE FUND L.P. (Greenwich, CT — pooled investment fund — 2009–2013; $346.2M reported sold to 68 investors), TRAXIS FUND OFFSHORE LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2013; $232.7M reported sold to 88 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $3.97B sold in total.

Listed alongside Amer Bisat (30 shared filings), Cyril Moulle-Berteaux (21 shared filings), Madhav Dhar (17 shared filings), Andy Skov (12 shared filings), Krishen Sud (4 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Barton. Each name links to their own page.

All 8 issuers belong to the sponsor group Traxis (15 issuers, $4.26B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Traxis has 15 companies on file and $4.26B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 38 public filings for Barton Biggs and found 11 differences, 7 worth asking the sponsor about: Amount sold went down between filings; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Barton Biggs has not run yet — it is joining a line of 49,565 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Barton Biggs..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Barton J. Biggs and Kristine B. Biggs closed
United States Bankruptcy Court, N.D. Ohio · No. 03-21301 · Filed Aug 26, 2003 · Closed Dec 3, 2003
Role of Barton J. Biggs and Kristine B. Biggs: Debtor · Outcome: Case closed 2003-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Barton Biggs — 7 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · Mar 29, 2011 – Mar 21, 2012

Amount sold went down between filings — TRAXIS FUND OFFSHORE II L P

The Mar 29, 2011 filing says $105,245,000 sold; the Mar 21, 2012 Form D/A says $101,685,000 sold — $3,560,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 29, 2011 ↗Form D/A (later) · Mar 21, 2012 ↗TRAXIS FUND OFFSHORE II L P — PartnerFacts page ↗
Sources
Worth asking · Mar 29, 2011 – Mar 21, 2012

Amount sold went down between filings — TRAXIS FUND OFFSHORE LP

The Mar 29, 2011 filing says $232,691,596 sold; the Mar 21, 2012 Form D/A says $229,830,000 sold — $2,861,596 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 29, 2011 ↗Form D/A (later) · Mar 21, 2012 ↗TRAXIS FUND OFFSHORE LP — PartnerFacts page ↗
Sources
Worth asking · Apr 15, 2009 – Mar 21, 2012

5 offerings reported fewer investors on a later filing

Investor count went down between filings — TRAXIS FUND OFFSHORE II L P · Investor count went down between filings — TRAXIS FUND OFFSHORE LP · Investor count went down between filings — SIVIK HEALTHCARE PARTNERS, L.P. · Investor count went down between filings — TRAXIS EMERGING MARKETS OPPORTUNITIES ONSHORE FUND L.P. · Investor count went down between filings — TRAXIS FUND LP

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 29, 2011 ↗Form D/A (later) · Mar 21, 2012 ↗TRAXIS FUND OFFSHORE II L P — PartnerFacts page ↗Form D/A (earlier) · Mar 29, 2011 ↗
Sources
Worth asking · Apr 14, 2003 – Apr 15, 2010

Form D filed 2,558 days after the first sale — TRAXIS FUND OFFSHORE LP

The filing says the first sale was Apr 14, 2003. The Form D was filed Apr 15, 2010 — 2,558 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,543 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 15, 2010 ↗TRAXIS FUND OFFSHORE LP — PartnerFacts page ↗
Sources
Worth asking · Apr 1, 2003 – Apr 15, 2010

Form D filed 2,571 days after the first sale — TRAXIS FUND ONSHORE LP

The filing says the first sale was Apr 1, 2003. The Form D was filed Apr 15, 2010 — 2,571 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,556 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 15, 2010 ↗TRAXIS FUND ONSHORE LP — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2003 – Apr 15, 2010

Form D filed 2,558 days after the first sale — TRAXIS FUND OFFSHORE II L P

The filing says the first sale was Apr 14, 2003. The Form D was filed Apr 15, 2010 — 2,558 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,543 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 15, 2010 ↗TRAXIS FUND OFFSHORE II L P — PartnerFacts page ↗
Sources
Note · Apr 1, 2003 – Jan 9, 2013

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — TRAXIS EMERGING MARKETS EQUITY ONSHORE FUND L.P. (latest filing Jan 9, 2013) · No amendment in the last 12 months on an offering that may still be open — TRAXIS GLOBAL EQUITY MACRO ONSHORE FUND L.P. (latest filing Jan 9, 2013) · No amendment in the last 12 months on an offering that may still be open — TRAXIS EMERGING MARKETS OPPORTUNITIES ONSHORE FUND L.P. (latest filing Jan 9, 2013) · No amendment in the last 12 months on an offering that may still be open — TRAXIS FUND OFFSHORE II L P (latest filing Jan 9, 2013) · No amendment in the last 12 months on an offering that may still be open — TRAXIS FUND OFFSHORE LP (latest filing Jan 9, 2013) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 9, 2013 ↗TRAXIS EMERGING MARKETS EQUITY ONSHORE FUND L.P. — PartnerFacts page ↗Form D/A · Jan 9, 2013 ↗TRAXIS GLOBAL EQUITY MACRO ONSHORE FUND L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 9, 2013 – Feb 14, 2014

Barton Biggs is no longer listed on the Feb 14, 2014 amendment — SIVIK HEALTHCARE PARTNERS, L.P.

Barton Biggs appears on the Jan 9, 2013 Form D/A (executive officer) but not on the Feb 14, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 9, 2013 ↗Form D/A · Feb 14, 2014 ↗Barton Biggs — PartnerFacts page ↗SIVIK HEALTHCARE PARTNERS, L.P. — PartnerFacts page ↗
Sources
Note · Aug 26, 2013

Same name, different state: "Barton M. Biggs" (NY) is a separate record

This page covers filings where the address state is NY or CT. A separate record, "Barton M. Biggs" with address state NY, is listed on 1 filing — most recently by RIVERVIEW INSTITUTIONAL FUND OF HEDGE FUNDS LP (Aug 26, 2013). The two records do not overlap in time: this page runs Mar 16, 2009 to Mar 21, 2012; the other has one filing dated Aug 26, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Barton M. Biggs (NY) — PartnerFacts page ↗Form D · Aug 26, 2013 ↗RIVERVIEW INSTITUTIONAL FUND OF HEDGE FUNDS LP — PartnerFacts page ↗Barton Biggs (NY,CT) — this page ↗
Sources
Note · May 2, 2011 – Jan 9, 2013

8 address changes between filings

Address moved from New York, NY to Greenwich, CT — SIVIK HEALTHCARE PARTNERS, L.P. · Address moved from New York, NY to Greenwich, CT — TRAXIS EMERGING MARKETS EQUITY ONSHORE FUND L.P. · Address moved from New York, NY to Greenwich, CT — TRAXIS GLOBAL EQUITY MACRO ONSHORE FUND L.P. · Address moved from New York, NY to Greenwich, CT — TRAXIS EMERGING MARKETS OPPORTUNITIES ONSHORE FUND L.P. · Address moved from New York, NY to Greenwich, CT — TRAXIS FUND OFFSHORE II L P · and 3 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · May 2, 2011 ↗Form D/A · Jan 9, 2013 ↗SIVIK HEALTHCARE PARTNERS, L.P. — PartnerFacts page ↗Form D/A · Nov 10, 2011 ↗
Sources
Note · Mar 16, 2009 – Jan 9, 2013

Barton Biggs is listed with 2 different address states: NY, CT

NY on 30 filings (Mar 16, 2009 to Mar 21, 2012); CT on 8 filings (Jan 9, 2013 to Jan 9, 2013).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 16, 2009 ↗Form D/A · Jan 9, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2013 D/A
TRAXIS FUND LP
File 021-56252
$0 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley and Co., Inc. (CRD 8209 ↗)
EDGAR ↗
Jan 9, 2013 D/A
TRAXIS GLOBAL EQUITY MACRO ONSHORE FUND L.P.
File 021-133555
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 9, 2013 D/A
TRAXIS EMERGING MARKETS OPPORTUNITIES ONSHORE FUND L.P.
File 021-123174
$0$0$0 (est.)
The general partner, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jan 9, 2013 D/A
TRAXIS EMERGING MARKETS EQUITY ONSHORE FUND L.P.
File 021-124494
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 9, 2013 D/A
TRAXIS FUND OFFSHORE II L P
File 021-140692
$0 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley and Co., Inc. (CRD 8209 ↗)
EDGAR ↗
Jan 9, 2013 D/A
TRAXIS FUND ONSHORE LP
File 021-140700
$0 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley and Co., Inc. (CRD 8209 ↗)
EDGAR ↗
Jan 9, 2013 D/A
TRAXIS FUND OFFSHORE LP
File 021-140702
$0 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley and Co., Inc. (CRD 8209 ↗)
EDGAR ↗
Jan 9, 2013 D/A
SIVIK HEALTHCARE PARTNERS, L.P.
File 021-95810
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 15, 2009 D/A
TRAXIS FUND OFFSHORE II L P
File 021-56285
$0$0$0 (est.)
The general partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
N/A no CRD number reported
via Morgan Stanley and Co., Inc. (CRD 8209 ↗)
EDGAR ↗
Apr 15, 2009 D/A
TRAXIS FUND ONSHORE LP
File 021-56279
$0$0$0 (est.)
The general partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
N/A no CRD number reported
via Morgan Stanley and Co., Inc. (CRD 8209 ↗)
EDGAR ↗
Apr 15, 2009 D/A
TRAXIS FUND OFFSHORE LP
File 021-56276
$0$0$0 (est.)
The genral partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
N/A no CRD number reported
via Morgan Stanley and Co., Inc. (CRD 8209 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Barton Biggs on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SH
Pooled Investment Fund · group: Traxis

SIVIK HEALTHCARE PARTNERS, L.P.

Greenwich, CT · May 2, 2011 → Jan 9, 2013 · 2 filings
  • Jan 9, 2013 · D/A · $481,899,601 sold of Indefinite · 127 investors · min. $500,000 · role: Executive Officer (Barton Biggs is an Executive Officer of Traxis Partners, LP, the Investment Manager of the Issuer.) EDGAR ↗
  • May 2, 2011 · D/A · $480,049,601 sold of Indefinite · 125 investors · min. $500,000 · role: Executive Officer (Barton Biggs is an Executive Officer of Traxis Partners, LP, the Investment Manager of the Issuer.) EDGAR ↗

Raised $492.5M from 134 investors as of the latest filing. Barton is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TE
Pooled Investment Fund · group: Traxis

TRAXIS EMERGING MARKETS EQUITY ONSHORE FUND L.P.

Greenwich, CT · Nov 13, 2009 → Jan 9, 2013 · 4 filings
  • Jan 9, 2013 · D/A · $137,441,166 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Nov 10, 2011 · D/A · $128,342,952 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Nov 10, 2010 · D/A · $114,390,256 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Nov 13, 2009 · D/A · $112,647,984 sold of Indefinite · 8 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $137.4M from 9 investors as of the latest filing. Barton is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TG
Pooled Investment Fund · group: Traxis

TRAXIS GLOBAL EQUITY MACRO ONSHORE FUND L.P.

Greenwich, CT · Aug 12, 2009 → Jan 9, 2013 · 4 filings
  • Jan 9, 2013 · D/A · $346,208,356 sold of Indefinite · 68 investors · min. $500,000 · role: Executive Officer (Mr. Biggs is a co-founding principal of Traxis Partners L.P. which serves as the investment manager to the Issuer.) EDGAR ↗
  • Aug 12, 2011 · D/A · $249,243,242 sold of Indefinite · 55 investors · min. $500,000 · role: Executive Officer (Mr. Biggs is a co-founding principal of Traxis Partners L.P. which serves as the investment manager to the Issuer.) EDGAR ↗
  • Aug 13, 2010 · D/A · $119,606,000 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (Mr. Biggs is a co-founding principal of Traxis Partners L.P. which serves as the investment manager to the Issuer.) EDGAR ↗
  • Aug 12, 2009 · D · $31,006,000 sold of Indefinite · 3 investors · min. $500,000 · role: Executive Officer (Mr. Biggs is a co-founding principal of Traxis Partners L.P. which serves as the investment manager to the Issuer.) EDGAR ↗

Raised $346.2M from 68 investors as of the latest filing. Barton is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TE
Pooled Investment Fund · group: Traxis

TRAXIS EMERGING MARKETS OPPORTUNITIES ONSHORE FUND L.P.

Greenwich, CT · Sep 30, 2009 → Jan 9, 2013 · 4 filings
  • Jan 9, 2013 · D/A · $154,362,993 sold of Indefinite · 16 investors · min. $500,000 · role: Executive Officer (Mr. Biggs is a co-founder and a principal of Traxis Partners, LP which serves as the general partner to the Issuer.) EDGAR ↗
  • Feb 7, 2012 · D/A · $144,085,148 sold of Indefinite · 14 investors · min. $500,000 · role: Executive Officer (Mr. Biggs is a co-founder and a principal of Traxis Partners, LP which serves as the general partner to the Issuer.) EDGAR ↗
  • Feb 8, 2011 · D/A · $125,310,199 sold of Indefinite · 14 investors · min. $500,000 · role: Executive Officer (Mr. Biggs is a co-founder and a principal of Traxis Partners, LP which serves as the general partner to the Issuer.) EDGAR ↗
  • Sep 30, 2009 · D/A · $113,279,648 sold of Indefinite · 23 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $154.4M from 23 investors as of the latest filing. Barton is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TF
Pooled Investment Fund · group: Traxis

TRAXIS FUND OFFSHORE II L P

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Jan 9, 2013 · 6 filings
  • Jan 9, 2013 · D/A · $101,685,000 sold of Indefinite · 12 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 21, 2012 · D/A · $101,685,000 sold of Indefinite · 12 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 29, 2011 · D/A · $105,245,000 sold of Indefinite · 13 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2010 · D · $105,245,000 sold of Indefinite · 13 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2009 · D/A · $30,320,252 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $30,320,252 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $105.2M from 13 investors as of the latest filing. Barton is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TF
Pooled Investment Fund · group: Traxis

TRAXIS FUND OFFSHORE LP

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Jan 9, 2013 · 6 filings
  • Jan 9, 2013 · D/A · $229,830,000 sold of Indefinite · 27 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 21, 2012 · D/A · $229,830,000 sold of Indefinite · 27 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 29, 2011 · D/A · $232,691,596 sold of Indefinite · 88 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2010 · D · $232,030,000 sold of Indefinite · 88 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2009 · D/A · $196,281,635 sold of Indefinite · 88 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $196,281,635 sold of Indefinite · 88 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $232.7M from 88 investors as of the latest filing. Barton is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TF
Pooled Investment Fund · group: Traxis

TRAXIS FUND ONSHORE LP

Greenwich, CT · Mar 16, 2009 → Jan 9, 2013 · 6 filings
  • Jan 9, 2013 · D/A · $995,365,842 sold of Indefinite · 49 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 21, 2012 · D/A · $995,365,842 sold of Indefinite · 49 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 29, 2011 · D/A · $995,165,842 sold of Indefinite · 47 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2010 · D · $931,486,646 sold of Indefinite · 45 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2009 · D/A · $336,664,531 sold of Indefinite · 37 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $336,664,531 sold of Indefinite · 37 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $995.4M from 49 investors as of the latest filing. Barton is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TF
Pooled Investment Fund · group: Traxis

TRAXIS FUND LP

Greenwich, CT · Mar 16, 2009 → Jan 9, 2013 · 6 filings
  • Jan 9, 2013 · D/A · $1,502,161,500 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 21, 2012 · D/A · $1,502,161,500 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 29, 2011 · D/A · $1,502,161,500 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2010 · D/A · $1,502,161,500 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2009 · D/A · $337,018,168 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $337,018,168 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $1.5B from 2 investors as of the latest filing. Barton is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Barton M. Biggs — NY, 1 issuer, Aug 26, 2013 → Aug 26, 2013 · no shared issuer

People around Barton 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Amer Bisat

Executive Officer · 30 shared filings (6 issuers) · also on 4 other issuers

Amer Bisat is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Cyril Moulle-Berteaux

Executive Officer · 21 shared filings (7 issuers) · also on 4 other issuers

Cyril Moulle-Berteaux is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Madhav Dhar

Executive Officer · 17 shared filings (5 issuers) · also on 1 other issuer

Madhav Dhar is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Skov

Executive Officer · 12 shared filings (6 issuers) · also on 1 other issuer

Andy Skov is on 7 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Krishen Sud

Executive Officer · 4 shared filings (2 issuers) · also on 3 other issuers

Krishen Sud is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dhar Madhav

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Barton Biggs. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Traxis

15 issuers · 84 filings · $4.26B reported sold · 2009–2026

One team, 15 deal companies. Barton Biggs is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Barton Biggs.

Same business address

40 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Barton Biggs by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Barton Biggs is listed on: none on file. No website or social profile named in SIVIK HEALTHCARE PARTNERS, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #41,788 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenwich, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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