Barry Smith is listed as a director on 5 SEC Form D filings by 2 issuers between Nov 2009 and Apr 2010: KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP (San Ramon, CA — pooled investment fund — 2009–2010; $73.5M reported sold to 94 investors) and Keystone Private Equity Opportunities II (Q), L.P. (San Ramon, CA — pooled investment fund — 2010; $73.5M reported sold to 58 investors).
What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $147M sold in total.
All 2 issuers belong to the sponsor group Keystone (35 issuers, $4.21B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Keystone has 35 companies on file and $4.21B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases, 5 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Barry Smith and found 9 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.