Barry Nussbaum is listed as a director on 2 SEC Form D filings by 1 issuer in Jan 2010: Surge Global Energy, Inc. (Palm Desert, CA — oil and gas — 2010; $400K reported sold to 2 investors).
What this means One deal on file with the SEC, filed Jan 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Charles Sage (2 shared filings), David Rapaport (2 shared filings), Edwin Korhonen (2 shared filings), Fred B Zaziski (2 shared filings), Jeffrey Bernstein (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Barry. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Barry Nussbaum and found 5 differences, 2 worth asking the sponsor about: 260% of the money raised went to insiders; 909% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.