Barbara Yanni is listed as a director on 3 SEC Form D filings by 1 issuer between Aug 2015 and May 2017: Symic Holdings, LLC (Emeryville, CA — biotechnology — 2015–2017; $29.4M reported sold to 42 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Symic (2 issuers, $30.8M reported sold, 2013–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Symic has 2 companies on file and $30.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 court cases matching the name, 2 SEC releases, 4 bankruptcy cases matching the name listed in Key records below.
What this means 14 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Barbara Yanni and found 8 differences, 1 worth asking the sponsor about: Form D filed 126 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.