Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, A6 · listed Dec 28, 2009 → Jul 24, 2017
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
11 of 16 offerings report sales commissions totalling $6,878,935; 2 report finder's fees totalling $1,750,000; 1 reports proceeds to related persons totalling $100,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 19, 2018 D File 021-310634 | $232,181 (est.) | $0 | $0 | Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗ via Sprott Global Resource Investments Ltd. (CRD 35878 ↗) |
| EDGAR ↗ | Apr 19, 2018 D File 021-310636 | $3,938 (est.) | $0 | $0 | Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗ via Sprott Global Resource Investments Ltd. (CRD 35878 ↗) |
| EDGAR ↗ | Aug 9, 2017 D File 021-292448 | $211,360 | $0 | $0 | Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Jul 24, 2017 D File 021-291397 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 31, 2017 D/A File 021-264091 | $0 | $1,250,000 (est.) | $0 | Moelis & Company LLC BrokerCheck CRD 145115 ↗ |
| EDGAR ↗ | May 4, 2017 D File 021-286076 | $838,576 (est.) | $0 | $0 | Sprott Global Resource Investments, Ltd. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Mar 7, 2017 D/A File 021-193600 | $0 (est.) | $500,000 (est.) | $0 (est.) The Investment Manager receives customary management fees as provided in the Issuer's offering documents. | N/A no CRD number reported via Cormark Securities (USA) Limited (CRD 101000 ↗) |
| EDGAR ↗ | Dec 21, 2016 D File 021-276738 | $211,360 | $0 | $0 | Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Oct 28, 2016 D File 021-273461 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 31, 2016 D File 021-264090 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 17, 2015 D File 021-243932 | $300,000 (est.) | $0 | $100,000 (est.) This represents Organization and Offering Expenses. | Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Nov 21, 2014 D File 021-228853 | $800,000 (est.) | $0 | $0 | Sprott Global Resource Investments, Ltd. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Feb 28, 2014 D File 021-212705 | $732,263 | $0 | $0 (est.) The Issuer will pay to the General Partner (or one or more of its affiliates) a management fee, expense reimbursements and similar payments as well as payments in respect of their interests in the Issuer. | SPROTT GLOBAL RESOURCE INVESTMENTS, LTD. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Mar 26, 2013 D File 021-193889 | $1,026,208 (est.) | $0 | $0 (est.) The Issuer will pay to the General Partner (or one or more of its affiliates) a management fee, expense reimbursements and similar payments as well as payments in respect of their interests in the Issuer. | Sprott Global Resource Investments, Ltd. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Nov 21, 2012 D File 021-187384 | $1,478,869 | $0 | $0 (est.) The Issuer will pay to the General Partner (or one or more of its affiliates) a management fee, expense reimbursements and similar payments as well as payments in respect of their interests in the Issuer. | Global Resource Investments, Ltd. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Dec 28, 2009 D File 021-137203 | $1,044,180 | $0 | $0 | "Global Resource Investments, Ltd. (""Global"")" BrokerCheck CRD 35878 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Sprott Rights & Pipes Opportunity VII LP group: Sprott | Executive Officer Principal | Apr 19, 2018 | D | $500,000 similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sprott Rights & Pipes Opportunity Fund I LP group: Sprott | Executive Officer Principal | Apr 19, 2018 | D | $12,203,000 similar: $155,000–$5,250,000 | $12,203,000 | 52 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sprott Natural Resource Lending Fund 2016 LP group: Sprott | Executive Officer Principal | Aug 9, 2017 | D | $9,068,034 similar: $155,000–$5,250,000 | $9,068,034 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sprott Private Resource Lending (C-Co-Invest), LP group: Sprott | Executive Officer Principal | Jul 24, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $31,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Sprott Private Resource Lending (US), LP group: Sprott | Executive Officer Principal | May 31, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $292,650,000 | 7 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPROTT RESOURCE HOLDINGS INC. group: Sprott | Executive Officer, Director Chief Investment Officer and Director | May 4, 2017 | D | $40,764,095 similar: $500,000–$7,000,000 | $17,470,326 | 471 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | SPROTT INC. group: Sprott | Director | Mar 7, 2017 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $25,000,001 | 2 similar: 2–24 | $150,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Sprott Natural Resource Lending Fund 2016 LP group: Sprott | Executive Officer Principal | Dec 21, 2016 | D | $10,567,984 similar: $155,000–$5,250,000 | $10,567,984 | 32 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sprott Private Resource Lending (International), LP group: Sprott | Executive Officer Principal | Oct 28, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $57,000,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sprott Private Resource Lending (US), LP group: Sprott | Executive Officer Principal | May 31, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sprott Private Resource Lending (M-Co-invest), LP group: Sprott | Executive Officer Principal | May 31, 2016 | D | $25,000,000 similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPROTT INC. group: Sprott | Director | Mar 7, 2016 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $25,000,001 | 2 similar: 2–24 | $150,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Sprott Toscana Royalty Opportunity LP I group: Sprott | Executive Officer | Jul 17, 2015 | D | $10,000,000 similar: $1,050,000–$13,125,000 | $0 | 0 similar: 3–19 | $100,000 similar: $11,000–$62,888 |
| EDGAR ↗ | SPROTT INC. group: Sprott | Director | Mar 5, 2015 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $25,000,001 | 2 similar: 2–24 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Exploration Capital Partners 2014 Limited Partnership group: Sprott | Executive Officer President of the General Partner of the Issuer | Nov 21, 2014 | D | $27,724,473 similar: $155,000–$5,250,000 | $27,724,473 | 99 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Natural Resource Income Investing Limited Partnership group: Sprott | Executive Officer President of the Issuer's general partner | Feb 28, 2014 | D | $24,408,790 similar: $155,000–$5,250,000 | $24,408,790 | 94 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Exploration Capital Partners 2012 Limited Partnership group: Sprott | Executive Officer President of the Issuer's general partner | Mar 26, 2013 | D | $34,206,925 similar: $155,000–$5,250,000 | $34,206,925 | 99 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Resource Income Partners Limited Partnership group: Sprott | Executive Officer President of the Issuer's general partner | Nov 21, 2012 | D | $49,793,581 similar: $155,000–$5,250,000 | $49,793,581 | 100 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Exploration Capital Partners 2009 Limited Partnership group: Sprott | Executive Officer President of the Issuer's General Partner | Dec 28, 2009 | D | $36,167,677 similar: $155,000–$5,250,000 | $36,167,677 | 100 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other / 506(b) (18,678 filings); Other Banking and Financial Services / 506(b) (1,630 filings); Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Arthur Richards Rule, IV. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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