Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:35 AM ET

Sponsor Check › Person

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Arthur Brown

Named as an officer, director or promoter on SEC Form D filings · OH · Jun 12, 2014 → Jun 12, 2014

1deal (issuers)

$16.6Mreported sold

18investors

1Form D filing

2014year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Arthur Brown is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jun 2014: Laguna Pharmaceuticals, Inc. (La Jolla, CA — pharmaceuticals — 2014; $16.6M reported sold to 18 investors).

What this means One deal on file with the SEC, filed Jun 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Howard Dittrich (1 shared filing), Jim Graham (1 shared filing), Kevin Lalande (1 shared filing) and Rajesh Khosla (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Arthur. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 27 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Arthur Brown and found 3 differences: Same name, different state: "Arthur Brown" (CO) is a separate record; Same name, different state: "ARTHUR BROWN" (A1) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Arthur Brown has not run yet — it is joining a line of 57,229 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Arthur Brown..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 27 closed (disposition not in docket feed)

Arthur B Brown closed

United States Bankruptcy Court, N.D. Ohio · No. 21-60841 · Filed Jun 15, 2021 · Closed Oct 8, 2021

Role of Arthur B Brown: Debtor · Outcome: Case closed 2021-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur L Brown closed

United States Bankruptcy Court, N.D. Ohio · No. 19-15914 · Filed Sep 24, 2019 · Closed Jan 14, 2020

Role of Arthur L Brown: Debtor · Outcome: Case closed 2020-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur Brown closed

United States Bankruptcy Court, N.D. Ohio · No. 19-14774 · Filed Aug 1, 2019 · Closed Nov 12, 2019

Role of Arthur Brown: Debtor · Outcome: Case closed 2019-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur Brown and Christin Brown closed

United States Bankruptcy Court, S.D. Ohio · No. 2:15-bk-50941 · Filed Feb 20, 2015 · Closed Nov 16, 2020

Role of Arthur Brown and Christin Brown: Debtor · Outcome: Case closed 2020-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur L Brown, III and Kelly L Brown closed

United States Bankruptcy Court, N.D. Ohio · No. 14-41611 · Filed Jul 31, 2014 · Closed Dec 5, 2014

Role of Arthur L Brown, III: Debtor · Outcome: Case closed 2014-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur Brown and Rita D. Ponce-Brown closed

United States Bankruptcy Court, E.D. California · No. 14-26564 · Filed Jun 24, 2014 · Closed Oct 31, 2014

Role of Arthur Brown and Rita D. Ponce-Brown: Debtor · Outcome: Case closed 2014-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur Brown, Jr closed

United States Bankruptcy Court, C.D. California · No. 2:11-bk-15548 · Filed Feb 9, 2011 · Closed Jul 15, 2011

Role of Arthur Brown, Jr: Debtor · Outcome: Case closed 2011-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur W. Brown closed

United States Bankruptcy Court, C.D. California · No. 9:10-bk-10416 · Filed Jan 29, 2010 · Closed Jun 7, 2010

Role of Arthur W. Brown: Debtor · Outcome: Case closed 2010-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur L. Brown and Elizabeth Brown closed

United States Bankruptcy Court, E.D. California · No. 09-24157 · Filed Mar 11, 2009 · Closed Jul 29, 2009

Role of Arthur L. Brown and Elizabeth Brown: Debtor · Outcome: Case closed 2009-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur Brown, Jr. closed

United States Bankruptcy Court, N.D. Ohio · No. 08-14239 · Filed Jun 4, 2008 · Closed Mar 15, 2012

Role of Arthur Brown, Jr.: Debtor · Outcome: Case closed 2012-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur Brown, Jr. closed

United States Bankruptcy Court, N.D. Ohio · No. 08-10374 · Filed Jan 18, 2008 · Closed Dec 15, 2008

Role of Arthur Brown, Jr.: Debtor · Outcome: Case closed 2008-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur Brown closed

United States Bankruptcy Court, N.D. Ohio · No. 06-13393 · Filed Aug 4, 2006 · Closed Sep 12, 2007

Role of Arthur Brown: Debtor · Outcome: Case closed 2007-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur C Brown and Debra J Sykes closed

United States Bankruptcy Court, N.D. Ohio · No. 03-53767 · Filed Apr 2, 2003 · Closed Mar 9, 2004

Role of Arthur C Brown and Debra J Sykes: Debtor · Outcome: Case closed 2004-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur C Brown and Debra J Sykes closed

United States Bankruptcy Court, N.D. Ohio · No. 03-14108 · Filed Apr 2, 2003 · Closed Jul 21, 2003

Role of Arthur C Brown and Debra J Sykes: Debtor · Outcome: Case closed 2003-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur C Brown and Mary L Brown closed

United States Bankruptcy Court, S.D. Ohio · No. 2:02-bk-64929 · Filed Nov 12, 2002 · Closed Apr 25, 2008

Role of Arthur C Brown and Mary L Brown: Debtor · Outcome: Case closed 2008-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur G. Brown closed

United States Bankruptcy Court, N.D. Ohio · No. 02-35141 · Filed Aug 7, 2002 · Closed Mar 7, 2003

Role of Arthur G. Brown: Debtor · Outcome: Case closed 2003-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur Brown and Oranjarie Brown closed

United States Bankruptcy Court, C.D. California · No. 2:01-bk-18549 · Filed Mar 23, 2001 · Closed Jul 24, 2001

Role of Arthur Brown and Oranjarie Brown: Debtor · Outcome: Case closed 2001-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur Brown closed

United States Bankruptcy Court, E.D. California · No. 00-90565 · Filed Feb 15, 2000 · Closed May 31, 2000

Role of Arthur Brown: Debtor · Outcome: Case closed 2000-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur Brown Jr closed

United States Bankruptcy Court, C.D. California · No. 8:98-bk-11544 · Filed Jan 30, 1998 · Closed May 22, 1998

Role of Arthur Brown Jr: Debtor · Outcome: Case closed 1998-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur A Brown closed

United States Bankruptcy Court, C.D. California · No. 1:97-bk-20731 · Filed Aug 4, 1997 · Closed Dec 31, 1997

Role of Arthur A Brown: Debtor · Outcome: Case closed 1997-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur A Brown closed

United States Bankruptcy Court, C.D. California · No. 1:97-bk-12734 · Filed Feb 28, 1997 · Closed Jun 18, 1997

Role of Arthur A Brown: Debtor · Outcome: Case closed 1997-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur L. Brown and Patricia Ann Brown closed

United States Bankruptcy Court, N.D. Ohio · No. 94-41243 · Filed Jul 22, 1994 · Closed Dec 29, 1994

Role of Arthur L. Brown and Patricia Ann Brown: Debtor · Outcome: Case closed 1994-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur L. Brown closed

United States Bankruptcy Court, N.D. Ohio · No. 94-11279 · Filed Mar 25, 1994 · Closed Jul 18, 1995

Role of Arthur L. Brown: Debtor · Outcome: Case closed 1995-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur Brown closed

United States Bankruptcy Court, N.D. California · No. 92-46182 · Filed Aug 26, 1992 · Closed Jul 21, 1997

Role of Arthur Brown: Debtor · Outcome: Case closed 1997-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur G. Brown closed

United States Bankruptcy Court, N.D. Ohio · No. 91-32790 · Filed Jul 17, 1991 · Closed Oct 23, 1992

Role of Arthur G. Brown: Debtor · Outcome: Case closed 1992-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)

Arthur F Brown and Gwenda Brown closed

United States Bankruptcy Court, S.D. California · No. 86-02268 · Filed Apr 11, 1986 · Closed Aug 14, 1995

Role of Arthur F Brown and Gwenda Brown: Debtor · Outcome: Case closed 1995-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

Arthur F Brown and Carol L Brown closed

United States Bankruptcy Court, C.D. California · No. 1:85-bk-08445 · Filed Jun 19, 1985 · Closed Oct 1, 1992

Role of Arthur F Brown and Carol L Brown: Debtor · Outcome: Case closed 1992-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 433 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Arthur Brown (compared 1 filing on Oct 24, 2026)

Note · Dec 4, 2017 – Aug 16, 2021

Same name, different state: "Arthur Brown" (CO) is a separate record

This page covers filings where the address state is OH. A separate record, "Arthur Brown" with address state CO, is listed on 4 filings — most recently by Artist Owned Inc. (Aug 16, 2021). The two records do not overlap in time: this page has one filing dated Jun 12, 2014; the other runs Dec 4, 2017 to Aug 16, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Arthur Brown (CO) — PartnerFacts page ↗Form D · Aug 16, 2021 ↗Artist Owned Inc. — PartnerFacts page ↗Arthur Brown (OH) — this page ↗

Sources

Arthur Brown (CO) — PartnerFacts page ↗ (Aug 16, 2021)
Form D · Aug 16, 2021 ↗ (Aug 16, 2021)
Artist Owned Inc. — PartnerFacts page ↗ (Aug 16, 2021)
Arthur Brown (OH) — this page ↗ (Jun 12, 2014)

Note · Dec 27, 2010 – Feb 6, 2020

Same name, different state: "ARTHUR BROWN" (A1) is a separate record

This page covers filings where the address state is OH. A separate record, "ARTHUR BROWN" with address state A1, is listed on 14 filings — most recently by SILVER SPRUCE RESOURCES INC. (Feb 6, 2020). Both records have filings in the same period (Jun 12, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

ARTHUR BROWN (A1) — PartnerFacts page ↗Form D · Feb 6, 2020 ↗SILVER SPRUCE RESOURCES INC. — PartnerFacts page ↗Arthur Brown (OH) — this page ↗

Sources

ARTHUR BROWN (A1) — PartnerFacts page ↗ (Feb 6, 2020)
Form D · Feb 6, 2020 ↗ (Feb 6, 2020)
SILVER SPRUCE RESOURCES INC. — PartnerFacts page ↗ (Jun 10, 2026)
Arthur Brown (OH) — this page ↗ (Jun 12, 2014)

Note · Oct 5, 2012 – Nov 3, 2014

Same name, different state: "Arthur Brown" (ID) is a separate record

This page covers filings where the address state is OH. A separate record, "Arthur Brown" with address state ID, is listed on 4 filings — most recently by BLUE WATER TECHNOLOGIES INC (Nov 3, 2014). Both records have filings in the same period (Jun 12, 2014).

Arthur Brown (ID) — PartnerFacts page ↗Form D · Nov 3, 2014 ↗BLUE WATER TECHNOLOGIES INC — PartnerFacts page ↗Arthur Brown (OH) — this page ↗

Sources

Arthur Brown (ID) — PartnerFacts page ↗ (Nov 3, 2014)
Form D · Nov 3, 2014 ↗ (Nov 3, 2014)
BLUE WATER TECHNOLOGIES INC — PartnerFacts page ↗ (Nov 3, 2014)
Arthur Brown (OH) — this page ↗ (Jun 12, 2014)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 12, 2014 D Laguna Pharmaceuticals, Inc. File 021-219036	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Arthur Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

Laguna Pharmaceuticals, Inc.

La Jolla, CA · Jun 12, 2014

Jun 12, 2014 · D · $1,000,000 sold of $1,000,000 · 7 investors · min. $3,499 · role: Executive Officer, Director EDGAR ↗

Raised $16.6M from 18 investors (100% of the $1M target) as of the latest filing. Arthur is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

ARTHUR BROWN — British Columbia, Canada (as filed: A1), 3 issuers, Dec 27, 2010 → Feb 6, 2020 · no shared issuer
Arthur Brown — CO, 3 issuers, Dec 4, 2017 → Aug 16, 2021 · no shared issuer
Arthur Brown — ID, 1 issuer, Oct 5, 2012 → Nov 3, 2014 · no shared issuer

People around Arthur 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Howard Dittrich

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Howard Dittrich is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Rajesh Khosla

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Brown. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jim Graham

Director · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Brown. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Lalande

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Arthur Brown. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

StepStone Secondary Opportunities Fund VI Offshore, L.P. La Jolla, CA · 2026
StepStone Secondary Opportunities Fund VI, L.P. La Jolla, CA · 2026
StepStone VC Blockchain II (Cayman), L.P. La Jolla, CA · 2025
SilverStone Flame Aggregator, LP La Jolla, CA · 2026
SilverStone Sentinel Aggregator, L.P. La Jolla, CA · 2026
StepStone Capital Partners VI Offshore, L.P. La Jolla, CA · 2025
StepStone Capital Partners VI, L.P. La Jolla, CA · 2025
SilverStone Renaissance Aggregator, L.P. La Jolla, CA · 2026
SilverStone Obsidian Blocker, L.P. La Jolla, CA · 2026
StepStone SISS Infrastructure Opportunities Partnership, L.P. La Jolla, CA · 2026
SilverStone Secondary Transaction Vehicle B, L.P. La Jolla, CA · 2026
SilverStone Secondary Transaction Vehicle A, L.P. La Jolla, CA · 2026
SilverStone 2026 Secondary Aggregator V, L.P. La Jolla, CA · 2026
StepStone HB Real Estate Opportunities Fund, L.P. La Jolla, CA · 2021
SSOF VI Overage Offshore, L.P. La Jolla, CA · 2026
SilverStone Obsidian, L.P. La Jolla, CA · 2026
StepStone Boulder II Equity Feeder, L.P. La Jolla, CA · 2026
StepStone Boulder II Equity S, L.P. La Jolla, CA · 2026
StepStone Boulder II Equity, L.P. La Jolla, CA · 2026
StepStone Boulder II, L.P. La Jolla, CA · 2026
StepStone GP Solutions Fund Offshore, L.P. La Jolla, CA · 2026
StepStone GP Solutions Fund, L.P. La Jolla, CA · 2026
SREP V Silver Investco (CIV), L.P. La Jolla, CA · 2026
Juniversitas Real Estate Diversified Fund SS (USD), L.P. La Jolla, CA · 2024
StepStone NLGI Infrastructure Opportunities Fund, L.P. La Jolla, CA · 2026
SilverStone Teton Offshore Aggregator, L.P. La Jolla, CA · 2026
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A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Arthur Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Arthur Brown is listed on: none on file. No website or social profile named in Laguna Pharmaceuticals, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #299,466 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Arthur Brown

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Same name, different state: "Arthur Brown" (CO) is a separate record

Same name, different state: "ARTHUR BROWN" (A1) is a separate record

Same name, different state: "Arthur Brown" (ID) is a separate record

5. Money to insiders

Deals 1

Laguna Pharmaceuticals, Inc.

People around Arthur 4

Howard Dittrich

Rajesh Khosla

Jim Graham

Kevin Lalande

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person