Aron Schwartz is listed as an executive officer and director on 16 SEC Form D filings by 13 issuers between Apr 2014 and May 2018. Largest by amount reported sold: ACON Equity Partners IV, L.P. (Washington, DC — pooled investment fund — 2015–2017; $1.07B reported sold to 138 investors), ACON Funko Investors I, L.L.C. (Washington, DC — manufacturing — 2015; $155M reported sold to 7 investors), ACON Igloo Holdings, LLC (Washington, DC — retailing — 2014–2015; $153.7M reported sold to 11 investors), ACON SEQUITUR INVESTORS II, LLC (Washington, DC — industry reported as "Other" — 2016; $133.3M reported sold to 12 investors), ACON Fiesta Investors I, L.L.C. (Washington, DC — retailing — 2015; $110M reported sold to 1 investors) and 8 more (all listed below).
What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $1.86B sold in total.
Listed alongside Kenneth Brotman (16 shared filings), Andre Bhatia (12 shared filings), Bernard Aronson (12 shared filings), Daniel Jinich (12 shared filings), Jonathan Ginns (12 shared filings) and 22 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Aron. Each name links to their own page.
All 13 issuers belong to the sponsor group Acon (40 issuers, $4.62B reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Acon has 40 companies on file and $4.62B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 16 public filings for Aron Schwartz and found 10 differences, 4 worth asking the sponsor about: Aron Schwartz appears on 3 deals that stopped filing before reaching their target; Paid seller listed without a CRD number: Berg Advisory FZ LLE; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.