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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:52 AM ET

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Anthony T. Bozza

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 13, 2009 → Jan 9, 2026

2deals (issuers)
$7.25Breported sold
1,100investors
25Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Anthony T. Bozza is listed as an executive officer and director on 25 SEC Form D filings by 2 issuers between Mar 2009 and Jan 2026: Lakewood Capital Partners, LP (New York, NY — pooled investment fund — 2009–2015; $4.64B reported sold to 715 investors) and Lakewood Capital Offshore Fund, Ltd. (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2026; $2.61B reported sold to 385 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $7.25B sold in total.

Listed alongside Geoff Ruddick (12 shared filings), Inderjit Singh (12 shared filings), Lakewood Capital Management, LP (12 shared filings, management entity), Bozza Jackson Holdings, LLC (1 shared filing, management entity), Lakewood Capital Advisors, LLC (1 shared filing, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anthony. Each name links to their own page.

All 2 issuers belong to the sponsor group Lakewood (3 issuers, $7.28B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Lakewood has 3 companies on file and $7.28B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 25 public filings for Anthony T. Bozza and found 10 differences, 5 worth asking the sponsor about: Bankruptcy case: Bozza Ravioli & Macaroni Co., Inc; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Anthony T. Bozza has not run yet — it is joining a line of 42,675 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Anthony T. Bozza..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Bozza v. First Bank closed
United States Bankruptcy Court, W.D. Tennessee · No. 08-05144 · Filed Jun 20, 2008 · Closed Sep 8, 2008
Role of Bozza: Plaintiff · Outcome: Case closed 2008-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 15 federal dockets); surname only in the caption; court in TN (not a filing state)
Bozza Ravioli & Macaroni Co., Inc closed
United States Bankruptcy Court, W.D. New York · No. 2-99-22064 · Filed Jul 2, 1999 · Closed Sep 20, 1999
Role of Bozza Ravioli & Macaroni Co., Inc: Debtor · Outcome: Case closed 1999-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 15 federal dockets); surname only in the caption; court in the person's filing state (NY)
Anthony J. Bozza closed
United States Bankruptcy Court, D. New Jersey · No. 96-34771 · Filed Jun 3, 1996 · Closed Sep 20, 1996
Role of Anthony J. Bozza: Debtor · Outcome: Case closed 1996-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 15 federal dockets); first name matches; court in NJ (not a filing state); middle initial differs
Ronald Lamar Holmes and Marion Sue Bozza Holmes closed
United States Bankruptcy Court, W.D. Kentucky · No. 86-50084 · Filed Feb 24, 1986 · Closed May 4, 1990
Role of Ronald Lamar Holmes and Marion Sue Bozza Holmes: Debtor · Outcome: Case closed 1990-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 15 federal dockets); different first name (sue); court in KY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Anthony T. Bozza — 5 worth asking about (compared 25 filings on Oct 24, 2026)

Worth asking · Jul 2, 1999 – Sep 20, 1999

Bankruptcy case: Bozza Ravioli & Macaroni Co., Inc — filed Jul 2, 1999

United States Bankruptcy Court, W.D. New York docket "Bozza Ravioli & Macaroni Co., Inc" filed Jul 2, 1999, closed Sep 20, 1999. Anthony T. Bozza is listed as Debtor ("Bozza Ravioli & Macaroni Co., Inc"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗
Sources
Note · Jun 20, 2008 – Sep 8, 2008

Bankruptcy case: Bozza v. First Bank — filed Jun 20, 2008

United States Bankruptcy Court, W.D. Tennessee docket "Bozza v. First Bank" filed Jun 20, 2008, closed Sep 8, 2008. Anthony T. Bozza is listed as Plaintiff ("Bozza"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Tennessee ↗
Sources
Worth asking · Feb 22, 2013 – Jan 28, 2014

Amount sold went down between filings — Lakewood Capital Offshore Fund, Ltd.

The Feb 22, 2013 filing says $1,155,219,000 sold; the Jan 28, 2014 Form D/A says $778,367,263 sold — $376,851,737 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 22, 2013 ↗Form D/A (later) · Jan 28, 2014 ↗Lakewood Capital Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Feb 22, 2013 – Jan 28, 2014

Amount sold went down between filings — Lakewood Capital Partners, LP

The Feb 22, 2013 filing says $1,895,714,000 sold; the Jan 28, 2014 Form D/A says $1,086,301,942 sold — $809,412,058 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 22, 2013 ↗Form D/A (later) · Jan 28, 2014 ↗Lakewood Capital Partners, LP — PartnerFacts page ↗
Sources
Worth asking · Feb 22, 2013 – Jan 28, 2014

Investor count went down between filings — Lakewood Capital Offshore Fund, Ltd.

The Feb 22, 2013 filing reports 100 investors; the Jan 28, 2014 Form D/A reports 91 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 22, 2013 ↗Form D/A (later) · Jan 28, 2014 ↗Lakewood Capital Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jan 22, 2015 – Jan 19, 2016

Anthony T. Bozza is no longer listed on the Jan 19, 2016 amendment — Lakewood Capital Partners, LP

Anthony T. Bozza appears on the Jan 22, 2015 Form D/A (executive officer) but not on the Jan 19, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 22, 2015 ↗Form D/A · Jan 19, 2016 ↗Anthony T. Bozza — PartnerFacts page ↗Lakewood Capital Partners, LP — PartnerFacts page ↗
Sources
Note · Jan 22, 2015 – Jan 19, 2016

Minimum investment changed between filings — Lakewood Capital Offshore Fund, Ltd.

The Jan 22, 2015 filing lists a minimum of $1,000,000; the Jan 19, 2016 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 22, 2015 ↗Form D/A (later) · Jan 19, 2016 ↗Lakewood Capital Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jan 22, 2015 – Jan 19, 2016

Minimum investment changed between filings — Lakewood Capital Partners, LP

The Jan 22, 2015 filing lists a minimum of $1,000,000; the Jan 19, 2016 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 22, 2015 ↗Form D/A (later) · Jan 19, 2016 ↗Lakewood Capital Partners, LP — PartnerFacts page ↗
Sources
Note · Jan 19, 2016 – Jan 19, 2017

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Lakewood Capital Offshore Fund, Ltd.

The people listed on the Jan 19, 2016 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Jan 19, 2017 filing they give New York, NY. The address now on file (Intertrust Corporate Services, 190 Elgin Avenue, George Town, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 2 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 19, 2016 ↗Form D/A · Jan 19, 2017 ↗Lakewood Capital Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jan 28, 2014 – Jan 22, 2015

Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Lakewood Capital Offshore Fund, Ltd.

The people listed on the Jan 28, 2014 filing give New York, NY; on the Jan 22, 2015 filing they give Grand Cayman, Cayman Islands (as filed: E9). The address now on file (Intertrust Corporate Services, 190 Elgin Avenue, George Town, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 2 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 28, 2014 ↗Form D/A · Jan 22, 2015 ↗Lakewood Capital Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2026 D/A
Lakewood Capital Offshore Fund, Ltd.
File 021-107352
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
J.P. Morgan Securities LLC BrokerCheck CRD 000000079 ↗EDGAR ↗
Jan 22, 2015 D/A
Lakewood Capital Partners, LP
File 021-107364
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Anthony T. Bozza on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LC
Pooled Investment Fund · group: Lakewood

Lakewood Capital Offshore Fund, Ltd.

George Town, Cayman Islands (as filed: E9) · Mar 13, 2009 → Jan 9, 2026 · 18 filings
  • Jan 9, 2026 · D/A · $2,612,063,686 sold of Indefinite · 385 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 10, 2025 · D/A · $2,599,763,686 sold of Indefinite · 385 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 12, 2024 · D/A · $2,594,263,686 sold of Indefinite · 383 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 13, 2023 · D/A · $2,591,848,686 sold of Indefinite · 382 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 14, 2022 · D/A · $2,588,878,686 sold of Indefinite · 379 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 15, 2021 · D/A · $2,579,248,686 sold of Indefinite · 375 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 17, 2020 · D/A · $2,547,273,686 sold of Indefinite · 362 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 17, 2019 · D/A · $2,450,288,686 sold of Indefinite · 332 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 17, 2018 · D/A · $2,115,491,889 sold of Indefinite · 276 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 19, 2017 · D/A · $1,621,263,018 sold of Indefinite · 183 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 19, 2016 · D/A · $1,365,388,518 sold of Indefinite · 147 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 22, 2015 · D/A · $1,018,123,263 sold of Indefinite · 112 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 28, 2014 · D/A · $778,367,263 sold of Indefinite · 91 investors · min. $1,000,000 · role: Director (Mr. Bozza is the managing member of Lakewood Capital (GP), LLC, the general partner of Lakewood Capital Management, LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 22, 2013 · D/A · $1,155,219,000 sold of Indefinite · 100 investors · min. $1,000,000 · role: Director (Mr. Bozza is the managing member of Lakewood Capital (GP), LLC, the general partner of Lakewood Capital Management, LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 22, 2012 · D/A · $218,022,338 sold of Indefinite · 42 investors · min. $1,000,000 · role: Director (Mr. Bozza is the managing member of Lakewood Capital (GP), LLC, the general partner of Lakewood Capital Management, LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 25, 2011 · D/A · $90,697,338 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director (Mr. Bozza is the managing member of Lakewood Capital (GP), LLC, the general partner of Lakewood Capital Management, LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $30,850,750 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director (Mr. Bozza is the managing member of Lakewood Capital (GP), LLC, the general partner of Lakewood Capital Management, LP, the investment manager of the Issuer.) EDGAR ↗
  • Mar 13, 2009 · D/A · $30,850,750 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director (Managing Member of Lakewood Capital (GP), LLC, the General Partner of Lakewood Capital Management, LP, the Investment Manager of the Issuer) EDGAR ↗

Raised $2.61B from 385 investors as of the latest filing. Anthony is listed as director on 18 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LC
Pooled Investment Fund · group: Lakewood

Lakewood Capital Partners, LP

New York, NY · Mar 13, 2009 → Jan 22, 2015 · 7 filings
  • Jan 22, 2015 · D/A · $1,448,846,942 sold of Indefinite · 225 investors · min. $1,000,000 · role: Executive Officer (Managing Member of the Managing Member of the General Partner) EDGAR ↗
  • Jan 28, 2014 · D/A · $1,086,301,942 sold of Indefinite · 193 investors · min. $1,000,000 · role: Executive Officer (Mr. Bozza is the managing member of Bozza Jackson Holdings, LLC, the managing member of Lakewood Capital Advisors, LLC, the general partner of the Issuer.) EDGAR ↗
  • Feb 22, 2013 · D/A · $1,895,714,000 sold of Indefinite · 150 investors · min. $1,000,000 · role: Executive Officer (Mr. Bozza is the managing member of Bozza Jackson Holdings, LLC, the managing member of Lakewood Capital Advisors, LLC, the general partner of the Issuer.) EDGAR ↗
  • Feb 22, 2012 · D/A · $466,624,939 sold of Indefinite · 107 investors · min. $1,000,000 · role: Executive Officer (Mr. Bozza is the managing member of Bozza Jackson Holdings, LLC, the managing member of Lakewood Capital Advisors, LLC, the general partner of the Issuer.) EDGAR ↗
  • Feb 25, 2011 · D/A · $186,649,620 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer (Mr. Bozza is the managing member of Bozza Jackson Holdings, LLC, the managing member of Lakewood Capital Advisors, LLC, the general partner of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $95,044,620 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Mr. Bozza is the managing member of Bozza Jackson Holdings, LLC, the managing member of Lakewood Capital Advisors, LLC, the general partner of the Issuer.) EDGAR ↗
  • Mar 13, 2009 · D/A · $94,954,981 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Managing Member of Bozza Jackson Holdings, LLC, the Managing Member of the General Partner, Lakewood Capital Advisors, LLC) EDGAR ↗

Raised $4.64B from 715 investors as of the latest filing. Anthony is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Anthony 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LC
Management entity

Lakewood Capital Management, LP

Executive Officer · 12 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Anthony T. Bozza. Their page shows their other deals.

BJ
Management entity

Bozza Jackson Holdings, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony T. Bozza. Their page shows their other deals.

LC
Management entity

Lakewood Capital Advisors, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Anthony T. Bozza. Their page shows their other deals.

TL
Management entity

T. Lakewood Capital Management, LP

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Anthony T. Bozza. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Ruddick

Director · 12 shared filings (1 issuer) · also on 223 other issuers

Geoff Ruddick is on 224 issuers in total — a repeat sponsor. Their page lists every one.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Inderjit Singh

Director · 12 shared filings (1 issuer) · also on 63 other issuers

Inderjit Singh is on 64 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

L
Sponsor group

Lakewood

3 issuers · 48 filings · $7.28B reported sold · 2009–2026

One team, 3 deal companies. Anthony T. Bozza is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Anthony T. Bozza.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 2 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Lakewood Capital Partners, LP, Lakewood Capital Offshore Fund, Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Anthony T. Bozza by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Anthony T. Bozza is listed on: none on file. No website or social profile named in Lakewood Capital Partners, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #46,424 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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