Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Mar 17, 2010 → Sep 17, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
9 of 13 offerings report sales commissions totalling $45,750,000; 0 report finder's fees; 3 report proceeds to related persons totalling $98,605,214. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 17, 2026 D File 021-597767 | $0 | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ Brookfield Investment Management (Canada) ULC no CRD number reported Brookfield Private Capital (UK) Limited no CRD number reported Brookfield Capital Securities Ltd. no CRD number reported Brookfield Private Wealth LLC BrokerCheck CRD 313390 ↗ |
| EDGAR ↗ | Jun 17, 2025 D/A File 021-484166 | $15,000,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported via Brookfield Private Capital (UK) Limited Brookfield Singapore Pte. Ltd no CRD number reported via Brookfield Singapore Pte. Ltd Brookfield Advisors (Hong Kong) Ltd no CRD number reported via Brookfield Advisors (Hong Kong) Ltd Brookfield Investment Management (Canada) ULC no CRD number reported via Brookfield Investment Management (Canada) ULC Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗ via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗) Brookfield Capital Securities Ltd. no CRD number reported via Brookfield Capital Securities Ltd. |
| EDGAR ↗ | Jan 10, 2025 D File 021-534791 | $600,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported via Brookfield Private Capital (UK) Limited Brookfield Singapore Pte. Ltd no CRD number reported via Brookfield Singapore Pte. Ltd Brookfield Advisors (Hong Kong) Ltd no CRD number reported via Brookfield Advisors (Hong Kong) Ltd Brookfield Investment Management (Canada) ULC no CRD number reported via Brookfield Investment Management (Canada) ULC Brookfield Oaktree Wealth Solutions LLC no CRD number reported via Brookfield Oaktree Wealth Solutions LLC Brookfield Capital Securities Ltd. no CRD number reported via Brookfield Capital Securities Ltd. |
| EDGAR ↗ | May 4, 2021 D/A File 021-373012 | $22,500,000 | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported Brookfield Singapore Pte. Ltd no CRD number reported Brookfield Advisors (Hong Kong) Ltd no CRD number reported Brookfield Investment Management (Canada) Inc no CRD number reported Morgan Stanley BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Apr 8, 2021 D File 021-395129 | $1,500,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) |
| EDGAR ↗ | Aug 20, 2019 D File 021-346954 | $1,000,000 (est.) | $0 | $0 | Brookfield Advisors (Hong Kong) Ltd. no CRD number reported |
| EDGAR ↗ | Jun 7, 2019 D File 021-341466 | $5,000,000 (est.) | $0 | $0 | Brookfield Investment Management (Canada) Inc. no CRD number reported |
| EDGAR ↗ | Mar 25, 2014 D File 021-214175 | $50,000 (est.) | $0 | $0 The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value. | Anton Katz BrokerCheck CRD 1221289 ↗ via Saxony Securities, Inc (CRD 115547 ↗) |
| EDGAR ↗ | Mar 25, 2014 D File 021-214182 | $50,000 (est.) | $0 | $0 The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value. | Anton Katz BrokerCheck CRD 1221289 ↗ via Saxony Securities, Inc (CRD 115547 ↗) |
| EDGAR ↗ | Mar 25, 2014 D File 021-214184 | $50,000 (est.) | $0 | $0 The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value. | Anton Katz BrokerCheck CRD 1221289 ↗ via Saxony Securities, Inc (CRD 115547 ↗) |
| EDGAR ↗ | Jul 31, 2013 D/A File 021-73545 | $0 | $0 | $53,780,207 (est.) Management Fee paid to Administrative General Partner | None listed on this filing |
| EDGAR ↗ | Jul 31, 2013 D/A File 021-73546 | $0 | $0 | $44,801,667 (est.) Management Fee paid to Investment Manager | None listed on this filing |
| EDGAR ↗ | Jul 31, 2013 D/A File 021-175041 | $0 | $0 | $23,340 (est.) Management Fee paid to affiliate of the General Partner | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Brookfield Credit ATRS Beacon Investment Fund, L.P. group: Brookfield | Executive Officer Vice President of the General Partner of the Issuer | Sep 17, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Special Investments Fund II L.P. group: Brookfield | Executive Officer Managing Director of sole member of the GP of Delaware and Cayman Issuers | Jun 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BSI II Graduate Co-Invest I LP group: Brookfield | Executive Officer Managing Director of Sole Member of General Partner of Issuers | Jan 10, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Special Investments Fund II L.P. group: Brookfield | Executive Officer Managing Director of sole member of the GP of Delaware and Cayman Issuers | Jun 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Special Investments Fund II L.P. group: Brookfield | Executive Officer Managing Director of sole member of the GP of Delaware and Cayman Issuers | Jun 14, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Special Investments Fund L.P. group: Brookfield | Executive Officer Managing Director of the sole member of the General Partner of the Delaware and Cayman Issuers | May 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,104,250,000 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BSI Co-Invest (C) L.P. group: Brookfield | Director Managing Director of the Sole Member of the General Partner of the Issuer | Apr 8, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Special Investments Fund L.P. group: Brookfield | Executive Officer Managing Director of the sole member of the General Partner of the Delaware and Cayman Issuers | Aug 12, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Spec Opps Fund (H) L.P. group: Brookfield | Executive Officer Managing Director of the General Partner of the Issuer | Aug 20, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Spec Opps Fund (C) L.P. group: Brookfield | Executive Officer Managing Director of the General Partner of Issuer | Jun 7, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Castlerigg Active Investment Fund, L.P. group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of affiliate of Managing Partner | Mar 25, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Castlerigg Active Investment Fund, Ltd. group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of Investment Manager | Mar 25, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of Investment Manager | Mar 25, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Castlerigg Merger Arbitrage & Equity Event Fund, L.P. group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of affiliate of General Partner | Jul 31, 2013 | D/A | Indefinite | $1,000,000 | 1 | No minimum reported |
| EDGAR ↗ | CASTLERIGG INTERNATIONAL LTD group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of Investment Manager | Jul 31, 2013 | D/A | Indefinite | $800,042,729 | 126 | $50,000 |
| EDGAR ↗ | CASTLERIGG PARTNERS, L.P. group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of affiliate of Managing Partner | Jul 31, 2013 | D/A | Indefinite | $959,659,093 | 183 | No minimum reported |
| EDGAR ↗ | Castlerigg Merger Arbitrage & Equity Event Fund, L.P. group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of affiliate of General Partner | Mar 15, 2012 | D | Indefinite | $1,000,000 | 1 | No minimum reported |
| EDGAR ↗ | CASTLERIGG INTERNATIONAL LTD group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of Investment Manager | Mar 15, 2012 | D/A | Indefinite | $800,042,729 | 126 | $50,000 |
| EDGAR ↗ | CASTLERIGG PARTNERS, L.P. group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of affiliate of Managing Partner | Mar 15, 2012 | D/A | Indefinite | $959,659,093 | 183 | No minimum reported |
| EDGAR ↗ | CASTLERIGG PARTNERS, L.P. group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of affiliate of Managing Partner | Mar 15, 2011 | D/A | Indefinite | $959,659,093 | 183 | No minimum reported |
| EDGAR ↗ | CASTLERIGG INTERNATIONAL LTD group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of Investment Manager | Mar 15, 2011 | D/A | Indefinite | $800,042,729 | 126 | $50,000 |
| EDGAR ↗ | CASTLERIGG INTERNATIONAL LTD group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of Investment Manager | Mar 17, 2010 | D/A | Indefinite | $800,042,729 | 126 | $50,000 |
| EDGAR ↗ | CASTLERIGG PARTNERS, L.P. group: Castlerigg Merger Arbitrage | Executive Officer Chief Financial Officer of affiliate of Managing Partner | Mar 17, 2010 | D/A | Indefinite | $959,659,093 | 183 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Anthony Bavaro. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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