PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

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Adam Hoffman

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 25, 2014 → May 10, 2022

14deals (issuers)
$2.6Breported sold
548investors
51Form D filings
2014–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Adam Hoffman is listed as an executive officer and promoter on 51 SEC Form D filings by 14 issuers between Mar 2014 and May 2022. Largest by amount reported sold: CASTLERIGG PARTNERS, L.P. (New York, NY — pooled investment fund — 2014–2016; $1.35B reported sold to 184 investors), CASTLERIGG INTERNATIONAL LTD (Road Town, Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2014–2016; $800.5M reported sold to 127 investors), Hunting Hill Series Fund, LP - Flagship Arbitrage Series (New York, NY — pooled investment fund — 2018–2022; $224.7M reported sold to 76 investors), Hunting Hill Series Fund, LP - ETF & Index Opportunities Series (New York, NY — pooled investment fund — 2018–2022; $78.6M reported sold to 15 investors), Hunting Hill Offshore Fund, SPC - Flagship Arbitrage, SP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2022; $70.2M reported sold to 81 investors) and 9 more (all listed below).

What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer and promoter, over about 8 years. Across those companies the filings report $2.6B sold in total.

Listed alongside Adam Guren (28 shared filings), Thomas Eric Sandell (23 shared filings), Daniel Borenstein (18 shared filings), Dozier Douglas (15 shared filings), Douglas Dozier, Jr. (13 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adam. Each name links to their own page.

The issuers belong to 2 sponsor groups: Hunting Hill (11 issuers, $495.6M reported sold, 2012–2026) and Castlerigg Merger Arbitrage (8 issuers, $2.2B reported sold, 2010–2018).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 51 public filings for Adam Hoffman and found 14 differences, 1 worth asking the sponsor about: 10 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Adam Hoffman has not run yet — it is joining a line of 34,235 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Adam Hoffman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

ADAM A HOFFMAN closed
United States Bankruptcy Court, D. Arizona · No. 2:21-bk-06170 · Filed Aug 10, 2021 · Closed Feb 1, 2022
Role of ADAM A HOFFMAN: Debtor · Outcome: Case closed 2022-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Adam L Hoffman closed
United States Bankruptcy Court, E.D. Missouri · No. 19-45192 · Filed Aug 20, 2019 · Closed Dec 4, 2019
Role of Adam L Hoffman: Debtor · Outcome: Case closed 2019-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Adam J Hoffman and Cindy E Hoffman closed
United States Bankruptcy Court, D. Minnesota · No. 14-42917 · Filed Jul 14, 2014 · Closed Oct 29, 2014
Role of Adam J Hoffman and Cindy E Hoffman: Debtor · Outcome: Case closed 2014-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Adam C Hoffman closed
United States Bankruptcy Court, S.D. Illinois · No. 13-32000 · Filed Oct 23, 2013 · Closed Mar 11, 2014
Role of Adam C Hoffman: Debtor · Outcome: Case closed 2014-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Adam M Hoffman closed
United States Bankruptcy Court, S.D. Ohio · No. 1:12-bk-15850 · Filed Oct 31, 2012 · Closed Feb 11, 2013
Role of Adam M Hoffman: Debtor · Outcome: Case closed 2013-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Adam D. Hoffman closed
United States Bankruptcy Court, D. New Mexico · No. 10-13539 · Filed Jul 14, 2010 · Closed Apr 21, 2011
Role of Adam D. Hoffman: Debtor · Outcome: Case closed 2011-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in NM (not a filing state)
Adam B. Hoffman closed
United States Bankruptcy Court, E.D. New York · No. 8-09-77560 · Filed Oct 7, 2009 · Closed Dec 2, 2011
Role of Adam B. Hoffman: Debtor · Outcome: Case closed 2011-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
Adam M Hoffman and Lori L Hoffman closed
United States Bankruptcy Court, C.D. Illinois · No. 09-80232 · Filed Jan 28, 2009 · Closed Jun 2, 2009
Role of Adam M Hoffman and Lori L Hoffman: Debtor · Outcome: Case closed 2009-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Adam T. Hoffman closed
United States Bankruptcy Court, W.D. Michigan · No. 05-19213 · Filed Oct 14, 2005 · Closed Mar 15, 2006
Role of Adam T. Hoffman: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Adam J. Hoffman closed
United States Bankruptcy Court, E.D. California · No. 05-23315 · Filed Mar 24, 2005 · Closed Jul 12, 2005
Role of Adam J. Hoffman: Debtor · Outcome: Case closed 2005-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Adam B. Hoffman closed
United States Bankruptcy Court, S.D. Texas · No. 03-33033 · Filed Mar 3, 2003 · Closed Apr 27, 2004
Role of Adam B. Hoffman: Debtor · Outcome: Case closed 2004-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Adam M. Hoffman closed
United States Bankruptcy Court, E.D. Michigan · No. 02-33452 · Filed Oct 8, 2002 · Closed May 16, 2007
Role of Adam M. Hoffman: Debtor · Outcome: Case closed 2007-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Adam Hoffman closed
United States Bankruptcy Court, C.D. California · No. 8:02-bk-10095 · Filed Jan 3, 2002 · Closed May 7, 2002
Role of Adam Hoffman: Debtor · Outcome: Case closed 2002-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Adam J Hoffman closed
United States Bankruptcy Court, S.D. Ohio · No. 2:95-bk-56474 · Filed Nov 9, 1995 · Closed Mar 13, 1996
Role of Adam J Hoffman: Debtor · Outcome: Case closed 1996-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Adam Hoffman — 1 worth asking about (compared the newest 50 of 51 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 1, 2016 – May 10, 2023

10 people are no longer listed on a later amendment

Adam Hoffman is no longer listed on the May 10, 2023 amendment — Hunting Hill Series Fund, LP - ETF & Index Opportunities Series · Adam Hoffman is no longer listed on the May 10, 2023 amendment — Hunting Hill Series Fund, LP - Flagship Arbitrage Series · Adam Hoffman is no longer listed on the May 10, 2023 amendment — Hunting Hill Offshore Fund, SPC - Flagship Arbitrage, SP · Adam Hoffman is no longer listed on the May 10, 2023 amendment — Hunting Hill Offshore Fund, SPC - ETF & Index Opportunities SP · Adam Hoffman is no longer listed on the Mar 1, 2023 amendment — Hunting Hill Crypto Opportunities Offshore Fund, Ltd. · and 5 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · May 10, 2022 ↗Form D/A · May 10, 2023 ↗Adam Hoffman — PartnerFacts page ↗Hunting Hill Series Fund, LP - ETF & Index Opportunities Series — PartnerFacts page ↗
Sources
Note · May 8, 2020 – May 10, 2021

Minimum investment changed between filings — Hunting Hill Series Fund, LP - ETF & Index Opportunities Series

The May 8, 2020 filing lists a minimum of $0; the May 10, 2021 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 8, 2020 ↗Form D/A (later) · May 10, 2021 ↗Hunting Hill Series Fund, LP - ETF & Index Opportunities Series — PartnerFacts page ↗
Sources
Note · May 8, 2020 – May 10, 2021

Minimum investment changed between filings — Hunting Hill Series Fund, LP - Flagship Arbitrage Series

The May 8, 2020 filing lists a minimum of $0; the May 10, 2021 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 8, 2020 ↗Form D/A (later) · May 10, 2021 ↗Hunting Hill Series Fund, LP - Flagship Arbitrage Series — PartnerFacts page ↗
Sources
Note · May 8, 2020 – May 10, 2021

Minimum investment changed between filings — Hunting Hill Offshore Fund, SPC - Flagship Arbitrage, SP

The May 8, 2020 filing lists a minimum of $100,000; the May 10, 2021 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 8, 2020 ↗Form D/A (later) · May 10, 2021 ↗Hunting Hill Offshore Fund, SPC - Flagship Arbitrage, SP — PartnerFacts page ↗
Sources
Note · May 8, 2020 – May 10, 2021

Minimum investment changed between filings — Hunting Hill Offshore Fund, SPC - ETF & Index Opportunities SP

The May 8, 2020 filing lists a minimum of $100,000; the May 10, 2021 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 8, 2020 ↗Form D/A (later) · May 10, 2021 ↗Hunting Hill Offshore Fund, SPC - ETF & Index Opportunities SP — PartnerFacts page ↗
Sources
Note · Feb 28, 2020 – Mar 1, 2021

Minimum investment changed between filings — Hunting Hill Crypto Opportunities Fund LP

The Feb 28, 2020 filing lists a minimum of $0; the Mar 1, 2021 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 28, 2020 ↗Form D/A (later) · Mar 1, 2021 ↗Hunting Hill Crypto Opportunities Fund LP — PartnerFacts page ↗
Sources
Note · May 11, 2017 – May 11, 2018

Minimum investment changed between filings — Hunting Hill Series Fund, LP - Flagship Arbitrage Series

The May 11, 2017 filing lists a minimum of $1,000,000; the May 11, 2018 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 11, 2017 ↗Form D/A (later) · May 11, 2018 ↗Hunting Hill Series Fund, LP - Flagship Arbitrage Series — PartnerFacts page ↗
Sources
Note · May 11, 2017 – May 11, 2018

Minimum investment changed between filings — Hunting Hill Offshore Fund, SPC - Flagship Arbitrage, SP

The May 11, 2017 filing lists a minimum of $1,000,000; the May 11, 2018 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 11, 2017 ↗Form D/A (later) · May 11, 2018 ↗Hunting Hill Offshore Fund, SPC - Flagship Arbitrage, SP — PartnerFacts page ↗
Sources
Note · Jul 31, 2013 – Jul 30, 2014

Minimum investment changed between filings — CASTLERIGG PARTNERS, L.P.

The Jul 31, 2013 filing lists a minimum of $0; the Jul 30, 2014 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 31, 2013 ↗Form D/A (later) · Jul 30, 2014 ↗CASTLERIGG PARTNERS, L.P. — PartnerFacts page ↗
Sources
Note · Jul 31, 2013 – Jul 30, 2014

Minimum investment changed between filings — Castlerigg Merger Arbitrage & Equity Event Fund, L.P.

The Jul 31, 2013 filing lists a minimum of $0; the Jul 30, 2014 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 31, 2013 ↗Form D/A (later) · Jul 30, 2014 ↗Castlerigg Merger Arbitrage & Equity Event Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jul 31, 2013 – Jul 30, 2014

Minimum investment changed between filings — CASTLERIGG INTERNATIONAL LTD

The Jul 31, 2013 filing lists a minimum of $50,000; the Jul 30, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 31, 2013 ↗Form D/A (later) · Jul 30, 2014 ↗CASTLERIGG INTERNATIONAL LTD — PartnerFacts page ↗
Sources
Note · Mar 25, 2014 – Jul 15, 2014

Adam Hoffman is written 2 different ways on the filings

listed as "Adam Hoffman" on 40 filings (from Mar 25, 2014), and "Adam L Hoffman" on 11 filings (from Jul 15, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 25, 2014 ↗Form D · Jul 15, 2014 ↗Adam Hoffman — PartnerFacts page ↗
Sources
Note · Jul 25, 2024

Same name, different state: "Adam Hoffman" (CT) is a separate record

This page covers filings where the address state is NY. A separate record, "Adam Hoffman" with address state CT, is listed on 1 filing — most recently by ClaimInformatics, Inc. (Jul 25, 2024). The two records do not overlap in time: this page runs Mar 25, 2014 to May 10, 2022; the other has one filing dated Jul 25, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Adam Hoffman (CT) — PartnerFacts page ↗Form D · Jul 25, 2024 ↗ClaimInformatics, Inc. — PartnerFacts page ↗Adam Hoffman (NY) — this page ↗
Sources
Note · Aug 1, 2016 – Aug 1, 2017

4 address changes between filings

Address moved from New York, NY to Boca Raton, FL — CASTLERIGG PARTNERS, L.P. · Address moved from New York, NY to Boca Raton, FL — Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. · Address moved from New York, NY to Boca Raton, FL — Castlerigg Merger Arbitrage & Equity Event Fund, L.P. · Address moved from New York, NY to Boca Raton, FL — CASTLERIGG INTERNATIONAL LTD

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 1, 2016 ↗Form D/A · Aug 1, 2017 ↗CASTLERIGG PARTNERS, L.P. — PartnerFacts page ↗Form D/A · Aug 1, 2016 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 51 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 16 offerings report sales commissions totalling $100,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 10, 2022 D/A
Hunting Hill Series Fund, LP - Flagship Arbitrage Series
File 021-286585
$0 (est.)$0 (est.)$0 (est.)
The general partner, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
James Lawler BrokerCheck CRD 2346453 ↗
via General Wellington Capital LLC (CRD 282139 ↗)

Sunil Brett Sachdev BrokerCheck CRD 3016328 ↗
via General Wellington Capital LLC (CRD 282139 ↗)

Greg Coleman BrokerCheck CRD 2504279 ↗
via Pickwick Capital Partners (CRD 130672 ↗)

PJT Park Hill BrokerCheck CRD 171058 ↗		EDGAR ↗
May 10, 2022 D/A
Hunting Hill Offshore Fund, SPC - Flagship Arbitrage, SP
File 021-286587
$0 (est.)$0 (est.)$0 (est.)
The investment manager of the Issuer, Hunting Hill Global Capital, LLC, is entitled to receive a management fee equal to a percentage of the Issuer's net asset value.
James Lawler BrokerCheck CRD 2346453 ↗
via General Wellington Capital LLC (CRD 282139 ↗)

Sunil Brett Sachdev BrokerCheck CRD 3016328 ↗
via General Wellington Capital LLC (CRD 282139 ↗)

Greg Coleman BrokerCheck CRD 2504279 ↗
via Pickwick Capital Partners (CRD 130672 ↗)

PJT Park Hill BrokerCheck CRD 171058 ↗		EDGAR ↗
May 10, 2022 D/A
Hunting Hill Series Fund, LP - ETF & Index Opportunities Series
File 021-313623
$0 (est.)$0 (est.)$0 (est.)
The general partner, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
James Lawler BrokerCheck CRD 2346453 ↗
via General Wellington Capital LLC (CRD 282139 ↗)

Sunil Brett Sachdev BrokerCheck CRD 3016328 ↗
via General Wellington Capital LLC (CRD 282139 ↗)

Greg Coleman BrokerCheck CRD 2504279 ↗
via Pickwick Capital Partners (CRD 130672 ↗)

PJT Park Hill BrokerCheck CRD 171058 ↗		EDGAR ↗
May 10, 2022 D/A
Hunting Hill Offshore Fund, SPC - ETF & Index Opportunities SP
File 021-313626
$0 (est.)$0 (est.)$0 (est.)
The investment manager of the Issuer, Hunting Hill Global Capital, LLC, is entitled to receive a management fee equal to a percentage of the Issuer's net asset value.
James Lawler BrokerCheck CRD 2346453 ↗
via General Wellington Capital LLC (CRD 282139 ↗)

Sunil Brett Sachdev BrokerCheck CRD 3016328 ↗
via General Wellington Capital LLC (CRD 282139 ↗)

Greg Coleman BrokerCheck CRD 2504279 ↗
via Pickwick Capital Partners (CRD 130672 ↗)

PJT Park Hill BrokerCheck CRD 171058 ↗		EDGAR ↗
Mar 1, 2022 D/A
Hunting Hill Crypto Opportunities Fund LP
File 021-361584
$0$0$0 (est.)
The Investment Manager receives a management fee equal to a percentage of the Issuer's and its affiliate's net asset value on an ongoing basis.
PJT Park Hill BrokerCheck CRD 171058 ↗EDGAR ↗
Mar 1, 2022 D/A
Hunting Hill Crypto Opportunities Offshore Fund, Ltd.
File 021-361586
$0$0$0 (est.)
The Investment Manager receives a management fee equal to a percentage of the Issuer's and its affiliate's net asset value on an ongoing basis.
PJT Park Hill BrokerCheck CRD 171058 ↗EDGAR ↗
Aug 3, 2020 D
Hunting Hill Bitcoin Plus Offshore Fund, Ltd.
File 021-372371
$0$0$0
The Investment Manager receives a management fee equal to a percentage of the Issuer's and its affiliate's net asset value on an ongoing basis.
None listed on this filingEDGAR ↗
Aug 3, 2020 D
Hunting Hill Bitcoin Plus Fund, LP
File 021-372376
$0$0$0
The Investment Manager receives a management fee equal to a percentage of the Issuer's and its affiliate's net asset value on an ongoing basis.
None listed on this filingEDGAR ↗
Aug 1, 2016 D/A
Castlerigg Merger Arbitrage & Equity Event Fund, Ltd.
File 021-214175
$0 (est.)$0$0 (est.)
The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value.
Anton Katz BrokerCheck CRD 1221289 ↗
via Saxony Securities, Inc (CRD 115547 ↗)
EDGAR ↗
Aug 1, 2016 D/A
Castlerigg Active Investment Fund, L.P.
File 021-221106
$0 (est.)$0$0 (est.)
The Investment Manager receives an annual management fee of up to 2.0% of the Issuer's net asset value.
Anton Katz BrokerCheck CRD 1221289 ↗
via Saxony Securities, Inc (CRD 115547 ↗)
EDGAR ↗
Aug 1, 2016 D/A
Castlerigg Active Investment Fund, Ltd.
File 021-221109
$0 (est.)$0$0 (est.)
The Investment Manager receives an annual management fee of up to 2.0% of the Issuer's net asset value.
Anton Katz BrokerCheck CRD 1221289 ↗
via Saxony Securities, Inc (CRD 115547 ↗)
EDGAR ↗
Aug 1, 2016 D/A
CASTLERIGG PARTNERS, L.P.
File 021-73545
$0 (est.)$0$0 (est.)
The Investment Manager receives an annual management fee of up to 2.0% of the Issuer's net asset value.
Anton Katz BrokerCheck CRD 1221289 ↗
via Saxony Securities, Inc (CRD 115547 ↗)
EDGAR ↗
Aug 1, 2016 D/A
CASTLERIGG INTERNATIONAL LTD
File 021-73546
$0 (est.)$0$0 (est.)
The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value.
Anton Katz BrokerCheck CRD 1221289 ↗
via Saxony Securities, Inc (CRD 115547 ↗)
EDGAR ↗
Aug 1, 2016 D/A
Castlerigg Merger Arbitrage & Equity Event Fund, L.P.
File 021-175041
$0 (est.)$0$0 (est.)
The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value.
Anton Katz BrokerCheck CRD 1221289 ↗
via Saxony Securities, Inc (CRD 115547 ↗)
EDGAR ↗
Mar 25, 2014 D
Castlerigg Active Investment Fund, Ltd.
File 021-214182
$50,000 (est.)$0$0
The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value.
Anton Katz BrokerCheck CRD 1221289 ↗
via Saxony Securities, Inc (CRD 115547 ↗)
EDGAR ↗
Mar 25, 2014 D
Castlerigg Active Investment Fund, L.P.
File 021-214184
$50,000 (est.)$0$0
The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value.
Anton Katz BrokerCheck CRD 1221289 ↗
via Saxony Securities, Inc (CRD 115547 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 14

Every issuer that named Adam Hoffman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HH
Pooled Investment Fund · group: Hunting Hill

Hunting Hill Series Fund, LP - ETF & Index Opportunities Series

New York, NY · May 31, 2018 → May 10, 2022 · 5 filings
  • May 10, 2022 · D/A · $78,621,190 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 10, 2021 · D/A · $75,371,190 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 8, 2020 · D/A · $45,505,759 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 10, 2019 · D/A · $33,003,640 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 31, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗

Raised $78.6M from 15 investors as of the latest filing. Adam is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Pooled Investment Fund · group: Hunting Hill

Hunting Hill Series Fund, LP - Flagship Arbitrage Series

New York, NY · May 11, 2018 → May 10, 2022 · 5 filings
  • May 10, 2022 · D/A · $188,879,308 sold of Indefinite · 73 investors · min. $1,000,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 10, 2021 · D/A · $183,729,308 sold of Indefinite · 73 investors · min. $1,000,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 8, 2020 · D/A · $174,433,409 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 10, 2019 · D/A · $168,798,471 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 11, 2018 · D/A · $130,755,493 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗

Raised $224.7M from 76 investors as of the latest filing. Adam is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Pooled Investment Fund · group: Hunting Hill

Hunting Hill Offshore Fund, SPC - Flagship Arbitrage, SP

Grand Cayman, Cayman Islands (as filed: E9) · May 11, 2018 → May 10, 2022 · 5 filings
  • May 10, 2022 · D/A · $70,229,430 sold of Indefinite · 81 investors · min. $1,000,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 10, 2021 · D/A · $67,829,430 sold of Indefinite · 80 investors · min. $1,000,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 8, 2020 · D/A · $44,829,430 sold of Indefinite · 78 investors · min. $100,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 10, 2019 · D/A · $26,141,437 sold of Indefinite · 46 investors · min. $100,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 11, 2018 · D/A · $24,597,000 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗

Raised $70.2M from 81 investors as of the latest filing. Adam is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Pooled Investment Fund · group: Hunting Hill

Hunting Hill Offshore Fund, SPC - ETF & Index Opportunities SP

Grand Cayman, Cayman Islands (as filed: E9) · May 31, 2018 → May 10, 2022 · 5 filings
  • May 10, 2022 · D/A · $12,964,580 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 10, 2021 · D/A · $11,514,580 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 8, 2020 · D/A · $9,064,580 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 10, 2019 · D/A · $5,141,440 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗
  • May 31, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the investment manager of the issuer.) EDGAR ↗

Raised $13M from 8 investors as of the latest filing. Adam is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Pooled Investment Fund · group: Hunting Hill

Hunting Hill Crypto Opportunities Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 28, 2020 → Mar 1, 2022 · 3 filings
  • Mar 1, 2022 · D/A · $35,298,423 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Mar 1, 2021 · D/A · $13,753,385 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Feb 28, 2020 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $46.2M from 26 investors as of the latest filing. Adam is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Pooled Investment Fund · group: Hunting Hill

Hunting Hill Crypto Opportunities Fund LP

New York, NY · Feb 28, 2020 → Mar 1, 2022 · 3 filings
  • Mar 1, 2022 · D/A · $14,435,000 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Mar 1, 2021 · D/A · $11,635,000 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Feb 28, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $14.9M from 30 investors as of the latest filing. Adam is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Pooled Investment Fund · group: Hunting Hill

Hunting Hill Bitcoin Plus Fund, LP

New York, NY · Aug 3, 2020
  • Aug 3, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Adam is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Pooled Investment Fund · group: Hunting Hill

Hunting Hill Bitcoin Plus Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 3, 2020
  • Aug 3, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Hoffman is the Chief Compliance Officer of Hunting Hill Global Capital, LLC, the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Adam is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Castlerigg Merger Arbitrage

CASTLERIGG PARTNERS, L.P.

New York, NY · Jul 30, 2014 → Aug 1, 2016 · 3 filings
  • Aug 1, 2016 · D/A · $969,659,093 sold of Indefinite · 184 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2015 · D/A · $969,659,093 sold of Indefinite · 184 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2014 · D/A · $969,659,093 sold of Indefinite · 184 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗

Raised $1.35B from 184 investors as of the latest filing. Adam is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Castlerigg Merger Arbitrage

Castlerigg Merger Arbitrage & Equity Event Fund, Ltd.

New York, NY · Mar 25, 2014 → Aug 1, 2016 · 4 filings
  • Aug 1, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager) EDGAR ↗
  • Jul 30, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager) EDGAR ↗
  • Jul 30, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager) EDGAR ↗
  • Mar 25, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Adam is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Castlerigg Merger Arbitrage

Castlerigg Merger Arbitrage & Equity Event Fund, L.P.

New York, NY · Jul 30, 2014 → Aug 1, 2016 · 3 filings
  • Aug 1, 2016 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2015 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2014 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗

Raised $1M from 1 investor as of the latest filing. Adam is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Castlerigg Merger Arbitrage

CASTLERIGG INTERNATIONAL LTD

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Jul 30, 2014 → Aug 1, 2016 · 3 filings
  • Aug 1, 2016 · D/A · $800,542,729 sold of Indefinite · 127 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2015 · D/A · $800,542,729 sold of Indefinite · 127 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2014 · D/A · $800,542,729 sold of Indefinite · 127 investors · min. $100,000 · role: Executive Officer (Chief Comlpiance Officer & General Counsel of Investment Manager, Sandell Asset Management Corp.) EDGAR ↗

Raised $800.5M from 127 investors as of the latest filing. Adam is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Castlerigg Merger Arbitrage

Castlerigg Active Investment Fund, Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 25, 2014 → Aug 1, 2016 · 5 filings
  • Aug 1, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 15, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Mar 25, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Adam is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Castlerigg Merger Arbitrage

Castlerigg Active Investment Fund, L.P.

New York, NY · Mar 25, 2014 → Aug 1, 2016 · 5 filings
  • Aug 1, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 30, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Jul 15, 2014 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp.) EDGAR ↗
  • Mar 25, 2014 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Chief Compliance Officer/General Counsel of affiliate of Managing Partner) EDGAR ↗

No sales reported yet as of the latest filing. Adam is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Adam Hoffman — CT, 1 issuer, Jul 25, 2024 → Jul 25, 2024 · no shared issuer

People around Adam 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Guren

Executive Officer, Director, Promoter · 28 shared filings (8 issuers) · also on 4 other issuers

Adam Guren is on 12 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Eric Sandell

Executive Officer, Promoter, Director · 23 shared filings (6 issuers) · also on 2 other issuers

Thomas Eric Sandell is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Borenstein

Executive Officer · 18 shared filings (6 issuers)

Daniel Borenstein is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Dozier Douglas

Executive Officer · 15 shared filings (3 issuers)

Listed on the same filings as Adam Hoffman. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Dozier, Jr.

Executive Officer, Director, Promoter · 13 shared filings (5 issuers) · also on 1 other issuer

Douglas Dozier, Jr. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jennifer Collins

Director · 10 shared filings (2 issuers) · also on 226 other issuers

Jennifer Collins is on 228 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Hardiman

Director · 10 shared filings (2 issuers) · also on 4 other issuers

Joe Hardiman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

HU
No photo found yet (own website and image search run after this page is viewed)
Person

Hilmi A. Unver

Director · 7 shared filings (2 issuers)

Listed on the same filings as Adam Hoffman. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Mignon

Director · 7 shared filings (2 issuers)

Listed on the same filings as Adam Hoffman. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Shreyas D Gupta

Director, Executive Officer · 7 shared filings (2 issuers)

Listed on the same filings as Adam Hoffman. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Bavaro

Executive Officer · 3 shared filings (3 issuers) · also on 10 other issuers

Anthony Bavaro is on 13 issuers in total — a repeat sponsor. Their page lists every one.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Laura McGeever

Director · 2 shared filings (1 issuer) · also on 31 other issuers

Laura McGeever is on 32 issuers in total — a repeat sponsor. Their page lists every one.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Leo Kassam

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Leo Kassam is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

HH
Sponsor group

Hunting Hill

11 issuers · 54 filings · $495.6M reported sold · 2012–2026

One team, 11 deal companies. Adam Hoffman is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Adam Hoffman.

CM
Sponsor group

Castlerigg Merger Arbitrage

8 issuers · 44 filings · $2.2B reported sold · 2010–2018

One team, 8 deal companies. Adam Hoffman is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Adam Hoffman.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 14 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Adam Hoffman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 14 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Adam Hoffman is listed on: none on file. No website or social profile named in CASTLERIGG PARTNERS, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #249,737 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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