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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:14 AM ET

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Anthony Cerami

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 17, 2014 → Nov 15, 2017

1deal (issuers)
$4.1Mreported sold
5investors
3Form D filings
2014–2017years on file
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Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Anthony Cerami is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Nov 2014 and Nov 2017: Araim Pharmaceuticals, Inc. (Tarrytown, NY — pharmaceuticals — 2014–2017; $4.1M reported sold to 5 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Ann Dunne (3 shared filings), John Macomber (3 shared filings), Michael Brines (3 shared filings), Rita Kirk (3 shared filings), Ferry Breedveld (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anthony. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Anthony Cerami and found 2 differences: Anthony Cerami's role changed at Araim Pharmaceuticals, Inc.: executive officer, director → director; Offering amount changed between filings.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Anthony Cerami has not run yet — it is joining a line of 10,271 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 2 open, 3 dismissed, 2 judgment

CERAMI v. PFIZER INC open
District Court, N.D. Florida · No. 3:25-cv-00687 · Filed May 22, 2025
Role of CERAMI: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in FL (not a filing state)
Cerami v. Davol, Inc. open
District Court, S.D. Ohio · No. 2:19-cv-03167 · Filed Jul 22, 2019 · Nature of suit: 367 Health care / pharm
Role of Cerami: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in OH (not a filing state)
GODDARD SYSTEMS, INC. v. CERAMI dismissed
District Court, E.D. Pennsylvania · No. 2:15-cv-00986 · Filed Feb 25, 2015 · Closed Jun 17, 2015 · Nature of suit: 196 Contract franchise
Role of CERAMI: Defendant · Outcome: Terminated 2015-06-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in PA (not a filing state)
Vacold LLC v. Cerami judgment
District Court, S.D. New York · No. 1:00-cv-04024 · Filed May 26, 2000 · Closed Dec 19, 2006 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Cerami: Defendant · Outcome: Terminated 2006-12-19 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (NY)
CERAMI SALES COMPANY v. L.F.I., INCORPORATED judgment
District Court, D. New Jersey · No. 2:98-cv-01057 · Filed Mar 11, 1998 · Closed Sep 21, 1998 · Nature of suit: 190 Other contract actions
Role of CERAMI SALES COMPANY: Plaintiff · Outcome: Terminated 1998-09-21 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in NJ (not a filing state)
GENERAL MOTORS CORP v. CERAMI dismissed
District Court, D. New Jersey · No. 2:96-cv-04817 · Filed Oct 16, 1996 · Closed Feb 27, 1997 · Nature of suit: 190 Other contract actions
Role of CERAMI: Defendant · Outcome: Terminated 1997-02-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in NJ (not a filing state)
DELVERDE FOODS U.S.A. v. CERAMI SALES CORP. dismissed
District Court, E.D. New York · No. · Filed Jul 12, 1989 · Closed Nov 15, 1989 · Nature of suit: 190 Other contract actions
Role of CERAMI SALES CORP.: Defendant · Outcome: Terminated 1989-11-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Anthony Cerami..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

The Cerami Investment Group, Inc., dba Ice & Juice closed
United States Bankruptcy Court, M.D. Florida · No. 6:18-bk-05100 · Filed Aug 23, 2018 · Closed May 20, 2020
Role of The Cerami Investment Group, Inc., dba Ice & Juice: Debtor · Outcome: Case closed 2020-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in FL (not a filing state)
Giuliano v. Cerami Sales Company, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 18-50546 · Filed Jun 19, 2018 · Closed Jul 25, 2018
Role of Cerami Sales Company, Inc.: Defendant · Outcome: Case closed 2018-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in DE (not a filing state)
Anthony M. Cerami, Jr. and Kristin M. Cerami closed
United States Bankruptcy Court, W.D. New York · No. 1-10-13312 · Filed Jul 28, 2010 · Closed Oct 16, 2015
Role of Anthony M. Cerami, Jr.: Debtor · Outcome: Case closed 2015-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); first name matches; court in the person's filing state (NY)
Sharon L. Cerami and Anthony M. Cerami Sr. closed
United States Bankruptcy Court, W.D. New York · No. 1-05-18307 · Filed Sep 21, 2005 · Closed Jan 17, 2006
Role of Anthony M. Cerami Sr.: Debtor · Outcome: Case closed 2006-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); first name matches; court in the person's filing state (NY)
Lubetkin v. Cerami Sales Co. closed
United States Bankruptcy Court, D. New Jersey · No. 04-02531 · Filed Sep 1, 2004 · Closed Apr 27, 2005
Role of Cerami Sales Co.: Defendant · Outcome: Case closed 2005-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in NJ (not a filing state)
Wegmans Food Markets, Inc. v. Cerami closed
United States Bankruptcy Court, W.D. New York · No. 2-02-02215 · Filed Aug 23, 2002 · Closed Jan 29, 2003
Role of Cerami: Defendant · Outcome: Case closed 2003-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (NY)
Anthony M. Cerami and Sharon L. Cerami closed
United States Bankruptcy Court, W.D. New York · No. 1-96-13887 · Filed Sep 3, 1996 · Closed Nov 5, 1999
Role of Anthony M. Cerami and Sharon L. Cerami: Debtor · Outcome: Case closed 1999-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); first name matches; court in the person's filing state (NY)
CERAMI'S NATCHEZ, INC. closed
United States Bankruptcy Court, S.D. Mississippi · No. 87-00197 · Filed Jan 30, 1987 · Closed Jun 6, 1988
Role of CERAMI'S NATCHEZ, INC.: Debtor · Outcome: Case closed 1988-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 21 federal dockets); surname only in the caption; court in MS (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Anthony Cerami (compared 3 filings on Oct 24, 2026)

Note · Nov 17, 2014 – Sep 13, 2017

Anthony Cerami's role changed at Araim Pharmaceuticals, Inc.: executive officer, director → director

The Nov 17, 2014 filing lists Anthony Cerami as executive officer, director; the Sep 13, 2017 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 17, 2014 ↗Form D · Sep 13, 2017 ↗Anthony Cerami — PartnerFacts page ↗Araim Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Sep 13, 2017 – Nov 15, 2017

Offering amount changed between filings — Araim Pharmaceuticals, Inc.

The Sep 13, 2017 filing says $4,002,429 offered; the Nov 15, 2017 Form D/A says $4,102,429.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 13, 2017 ↗Form D/A (later) · Nov 15, 2017 ↗Araim Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 15, 2017 D/A
Araim Pharmaceuticals, Inc.
File 021-294624
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2014 D
Araim Pharmaceuticals, Inc.
File 021-228442
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Anthony Cerami on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AP
Pharmaceuticals

Araim Pharmaceuticals, Inc.

Tarrytown, NY · Nov 17, 2014 → Nov 15, 2017 · 3 filings
  • Nov 15, 2017 · D/A · $4,102,429 sold of $4,102,429 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 13, 2017 · D · $4,002,429 sold of $4,002,429 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 17, 2014 · D · $4,000,000 sold of $4,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $4.1M from 5 investors (100% of the $4.1M target) as of the latest filing. Anthony is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Anthony 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Macomber

Director · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Cerami. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Brines

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Cerami. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rita Kirk

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Cerami. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Dunne

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Cerami. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald Bernstein

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Cerami. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Ferry Breedveld

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Cerami. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sidney Strickland

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Cerami. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Grundy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Cerami. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sarah Haley

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Cerami. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Anthony Cerami by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Anthony Cerami is listed on: none on file. No website or social profile named in Araim Pharmaceuticals, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #264,358 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Tarrytown, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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