Anthony Grimaldi is listed as an executive officer and director on 8 SEC Form D filings by 8 issuers between Sep 2010 and Mar 2019. Largest by amount reported sold: U.S. Cities Multifamily Fund LP (New York, NY — pooled investment fund — 2019; $2.24B reported sold to 21 investors), CASA Partners VIII Investors, LP (New York, NY — pooled investment fund — 2018; $1.05M reported sold to 19 investors), T-C 501 Boylston Street LLC (New York, NY — reits and finance — 2019; $125K reported sold to 125 investors), T-C 888 Brannan Owner LLC (New York, NY — reits and finance — 2015; $125K reported sold to 125 investors), T-C Republic Square REIT LLC (New York, NY — reits and finance — 2015; $124K reported sold to 124 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $2.24B sold in total.
The issuers belong to 4 sponsor groups: Tiaa (10 issuers, $827K reported sold, 2013–2021), Th Real Estate U S Strategic Industrial (5 issuers, $176.9M reported sold, 2010–2021), Casa (20 issuers, $3.33B reported sold, 2010–2023) and Nuveen Alternatives (34 issuers, $8.2B reported sold, 2011–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Anthony Grimaldi and found 7 differences, 4 worth asking the sponsor about: Bankruptcy case: Lois Grimaldi and Anthony J Grimaldi; Bankruptcy case: Anthony J Grimaldi and Catherine C Grimaldi; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.