PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:28 AM ET

Sponsor Check › Person

JM
No photo found yet (own website and image search run after this page is viewed)

James Martha

Named as an officer, director or promoter on SEC Form D filings · IL, CT, NY · Apr 25, 2016 → Jan 19, 2023

9deals (issuers)
$940.4Mreported sold
205investors
11Form D filings
2016–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Martha is listed as an executive officer and director on 11 SEC Form D filings by 9 issuers between May 2011 and Jan 2023. Largest by amount reported sold: CASA Partners IX LP (New York, NY — pooled investment fund — 2021–2022; $301.6M reported sold to 35 investors), CASA Partners VII, LP (New York, NY — pooled investment fund — 2016–2017; $245.4M reported sold to 5 investors), CASA Partners VI, LP (Hartford, CT — pooled investment fund — 2013; $150M reported sold to 2 investors), NORTH AMERICAN PROPERTY FUND, L.P. (Chicago, IL — pooled investment fund — 2015; $111.9M reported sold to 4 investors), CASA Partners VIII, LP (New York, NY — pooled investment fund — 2018; $100M reported sold to 2 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $940.4M sold in total.

Listed alongside Mike Schwaab (9 shared filings), Brian Eby (7 shared filings), TERRY D. SENGER (6 shared filings), A.J. Richard (5 shared filings), Nuveen Alternatives Advisors LLC (4 shared filings, management entity) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

All 9 issuers belong to the sponsor group Casa (20 issuers, $3.33B reported sold, 2010–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Casa has 20 companies on file and $3.33B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 11 public filings for James Martha and found 4 differences: James Martha appears on 2 deals that stopped filing before reaching their target; Form D filed 20 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Martha has not run yet — it is joining a line of 54,689 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Martha..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for James Martha (compared 11 filings on Oct 24, 2026)

Note · May 5, 2011 – Sep 23, 2013

James Martha appears on 2 deals that stopped filing before reaching their target

CASA Partners VI, LP (last filing Sep 23, 2013; $150,000,000 sold of $500,000,000); CASA PARTNERS V, L.P. (last filing May 5, 2011; $30,000,000 sold of $500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

CASA Partners VI, LP — PartnerFacts page ↗CASA PARTNERS V, L.P. — PartnerFacts page ↗
Sources
Note · Mar 7, 2018 – Mar 27, 2018

Form D filed 20 days after the first sale — CASA Partners VIII, LP

The filing says the first sale was Mar 7, 2018. The Form D was filed Mar 27, 2018 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 27, 2018 ↗CASA Partners VIII, LP — PartnerFacts page ↗
Sources
Note · Sep 30, 2005 – Apr 15, 2022

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CASA Partners IX LP (latest filing Apr 15, 2022) · No amendment in the last 12 months on an offering that may still be open — CASA Partners VIII Investors, LP (latest filing Jun 6, 2018) · No amendment in the last 12 months on an offering that may still be open — CASA Partners VIII, LP (latest filing Mar 27, 2018) · No amendment in the last 12 months on an offering that may still be open — CASA Partners VII, LP (latest filing Apr 24, 2017) · No amendment in the last 12 months on an offering that may still be open — CASA Partners VII Operating Partnership, LP (latest filing Apr 7, 2017) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 15, 2022 ↗CASA Partners IX LP — PartnerFacts page ↗Form D · Jun 6, 2018 ↗CASA Partners VIII Investors, LP — PartnerFacts page ↗
Sources
Note · May 5, 2011 – Jan 19, 2023

James Martha is listed with 3 different address states: IL, CT, NY

IL on 2 filings (May 5, 2011 to Mar 13, 2015); CT on 1 filing (Sep 23, 2013); NY on 8 filings (Apr 25, 2016 to Jan 19, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 5, 2011 ↗Form D · Sep 23, 2013 ↗Form D · Apr 25, 2016 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 9 offerings report sales commissions totalling $31,250; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 19, 2023 D
CASA Partners IX Holdings LLC
File 021-471119
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Apr 15, 2022 D/A
CASA Partners IX LP
File 021-396126
$0$0$0
Affiliates of the General Partner may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
None no CRD number reported
via Nuveen Securities, LLC (CRD 469 ↗)
EDGAR ↗
Jun 6, 2018 D
CASA Partners VIII Investors, LP
File 021-314000
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2018 D
CASA Partners VIII, LP
File 021-308605
$0$0$0None listed on this filingEDGAR ↗
Apr 24, 2017 D/A
CASA Partners VII, LP
File 021-262003
$0$0$0N/A no CRD number reportedEDGAR ↗
Apr 7, 2017 D
CASA Partners VII Operating Partnership, LP
File 021-284266
$0$0$0N/A no CRD number reportedEDGAR ↗
Mar 13, 2015 D/A
NORTH AMERICAN PROPERTY FUND, L.P.
File 021-82320
$0 (est.)$0$0 (est.)TEACHERS PERSONAL INVESTORS SERVICES INC. BrokerCheck CRD 36130 ↗
via TEACHERS PERSONAL INVESTORS SERVICES INC. (CRD 36130 ↗)
EDGAR ↗
Sep 23, 2013 D
CASA Partners VI, LP
File 021-203356
$0$0$0 (est.)Henderson Global Investors Equity Planning Inc. BrokerCheck CRD 101640 ↗EDGAR ↗
May 5, 2011 D
CASA PARTNERS V, L.P.
File 021-159331
$25,000$0$0 (est.)HENDERSON GLOBAL INVESTORS EQUITY PLANNING INC. BrokerCheck CRD 101640 ↗
via HENDERSON GLOBAL INVESTORS EQUITY PLANNING INC. (CRD 101640 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named James Martha on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CP
REITS and Finance · group: Casa

CASA Partners IX Holdings LLC

New York, NY · Jan 19, 2023
  • Jan 19, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. James is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Casa

CASA Partners IX LP

New York, NY · Apr 16, 2021 → Apr 15, 2022 · 2 filings
  • Apr 15, 2022 · D/A · $301,648,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner of each Issuer) EDGAR ↗
  • Apr 16, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner of each Issuer) EDGAR ↗

Raised $301.6M from 35 investors as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Casa

CASA Partners VIII Investors, LP

New York, NY · Jun 6, 2018
  • Jun 6, 2018 · D · $1,050,000 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $1.05M from 19 investors as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Casa

CASA Partners VIII, LP

New York, NY · Mar 27, 2018
  • Mar 27, 2018 · D · $100,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner of the Issuer) EDGAR ↗

Raised $100M from 2 investors as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Casa

CASA Partners VII, LP

New York, NY · Apr 25, 2016 → Apr 24, 2017 · 2 filings
  • Apr 24, 2017 · D/A · $245,375,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Apr 25, 2016 · D · $225,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $245.4M from 5 investors as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Casa

CASA Partners VII Operating Partnership, LP

Hartford, CT · Apr 7, 2017
  • Apr 7, 2017 · D · $300,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗

Raised $300K from 12 investors as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NA
Pooled Investment Fund · group: Casa

NORTH AMERICAN PROPERTY FUND, L.P.

Chicago, IL · Mar 13, 2015
  • Mar 13, 2015 · D/A · $111,900,394 sold of Indefinite · 4 investors · min. $415,714 · role: Executive Officer (PRESIDENT OF GLOBAL INVESTORS GP IV, L.L.C., THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $111.9M from 4 investors as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Casa

CASA Partners VI, LP

Hartford, CT · Sep 23, 2013
  • Sep 23, 2013 · D · $150,000,000 sold of $500,000,000 · 2 investors · min. $50,000,000 · role: Executive Officer EDGAR ↗

Raised $150M from 2 investors (30% of the $500M target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Casa

CASA PARTNERS V, L.P.

Chicago, IL · May 5, 2011
  • May 5, 2011 · D · $30,000,000 sold of $500,000,000 · 1 investors · min. $25,000,000 · role: Executive Officer EDGAR ↗

Raised $30M from 1 investor (6% of the $500M target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around James 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

NA
Management entity

Nuveen Alternatives Advisors LLC

Executive Officer · 4 shared filings (3 issuers) · also on 34 other issuers

Nuveen Alternatives Advisors LLC is on 37 issuers in total — a repeat sponsor. Their page lists every one.

TC
Management entity

TIAA-CREF Alternatives Advisors, LLC

Executive Officer, Promoter · 3 shared filings (2 issuers) · also on 7 other issuers

TIAA-CREF Alternatives Advisors, LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CP
Management entity

CASA Partners VII GP, LLC

Executive Officer · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James Martha. Their page shows their other deals.

CP
Management entity

CASA Partners VIII GP, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Martha. Their page shows their other deals.

CP
Management entity

CASA Partners IX GP LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Martha. Their page shows their other deals.

JR
Management entity

J. RICHARD

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Martha. Their page shows their other deals.

JR
Management entity

J. Richard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Martha. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Schwaab

Executive Officer, Director · 9 shared filings (7 issuers)

Mike Schwaab is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Eby

Executive Officer · 7 shared filings (5 issuers) · also on 1 other issuer

Brian Eby is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

TERRY D. SENGER

Executive Officer · 6 shared filings (5 issuers)

TERRY D. SENGER is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

A.J. Richard

Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as James Martha. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

SUSAN MOTOWIDLAK

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as James Martha. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

SEAN DWYER

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Martha. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS SAYERS

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Martha. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Grimaldi

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Anthony Grimaldi is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jenny Du

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as James Martha. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Miller

Executive Officer · 1 shared filing (1 issuer) · also on 22 other issuers

William Miller is on 23 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

C
Sponsor group

Casa

20 issuers · 35 filings · $3.33B reported sold · 2010–2023

One team, 20 deal companies. James Martha is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Martha.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 9 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): CASA Partners IX LP, CASA Partners VIII Investors, LP, CASA Partners VIII, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Martha by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Martha is listed on: none on file. No website or social profile named in CASA Partners VII, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #272,298 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗Connecticut Judicial Branch case look-up ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗Connecticut Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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