PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:07 AM ET

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Anne Yip

Named as an officer, director or promoter on SEC Form D filings · CA · May 25, 2012 → May 29, 2013

4deals (issuers)
$948.7Mreported sold
208investors
8Form D filings
2012–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Anne Yip is listed as an executive officer on 8 SEC Form D filings by 4 issuers between May 2012 and May 2013: Buena Vista Asian Opportunities Offshore Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2013; $405M reported sold to 66 investors), Buena Vista Asian Opportunities Fund, L.P. (San Francisco, CA — pooled investment fund — 2012–2013; $305.2M reported sold to 76 investors), BUENA VISTA OFFSHORE FUND HG, LTD (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2013; $130.9M reported sold to 27 investors) and BUENA VISTA HG FUND, L P (San Francisco, CA — pooled investment fund — 2012–2013; $107.5M reported sold to 39 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer. Across those companies the filings report $948.7M sold in total.

Listed alongside Buena Vista Fund Management, LLC (8 shared filings, management entity), Eric WF Chan (8 shared filings), Robert M. Rosner (8 shared filings), Scott H. Setrakian (4 shared filings), Thomas K. Ryan (3 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anne. Each name links to their own page.

All 4 issuers belong to the sponsor group Buena Vista (6 issuers, $1.24B reported sold, 2009–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Buena Vista has 6 companies on file and $1.24B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 8 public filings for Anne Yip and found 2 differences, 1 worth asking the sponsor about: 4 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Anne Yip has not run yet — it is joining a line of 47,368 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Anne Yip..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Anne Yip — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Aug 9, 1994 – May 9, 2012

12 bankruptcy cases name the subject or team members

Bankruptcy case: Buena Vista LLC — filed Sep 29, 2011 · Bankruptcy case: Rancho Buena Vista Estates LLC — filed Jan 31, 2011 · Bankruptcy case: Rancho Buena Vista Estates LLC — filed Jan 3, 2011 · Bankruptcy case: Buena Vista Lofts LLC — filed Oct 6, 2005 · Bankruptcy case: Buena Vista Lake Properties — filed Apr 12, 1999 · and 7 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Buena Vista Fund Management, LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Worth asking · May 29, 2013 – May 29, 2014

4 people are no longer listed on a later amendment

Anne Yip is no longer listed on the May 29, 2014 amendment — Buena Vista Asian Opportunities Offshore Fund, Ltd. · Anne Yip is no longer listed on the May 29, 2014 amendment — Buena Vista Asian Opportunities Fund, L.P. · Anne Yip is no longer listed on the May 29, 2014 amendment — BUENA VISTA HG FUND, L P · Anne Yip is no longer listed on the May 29, 2014 amendment — BUENA VISTA OFFSHORE FUND HG, LTD

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · May 29, 2013 ↗Form D/A · May 29, 2014 ↗Anne Yip — PartnerFacts page ↗Buena Vista Asian Opportunities Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 29, 2013 D/A
BUENA VISTA OFFSHORE FUND HG, LTD
File 021-89046
$0$0$0None listed on this filingEDGAR ↗
May 29, 2013 D/A
BUENA VISTA HG FUND, L P
File 021-89201
$0$0$0None listed on this filingEDGAR ↗
May 29, 2013 D/A
Buena Vista Asian Opportunities Fund, L.P.
File 021-160305
$0$0$0None listed on this filingEDGAR ↗
May 29, 2013 D/A
Buena Vista Asian Opportunities Offshore Fund, Ltd.
File 021-164325
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Anne Yip on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BV
Pooled Investment Fund · group: Buena Vista

Buena Vista Asian Opportunities Offshore Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · May 25, 2012 → May 29, 2013 · 2 filings
  • May 29, 2013 · D/A · $4,125,421 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • May 25, 2012 · D/A · $3,325,421 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $405M from 66 investors as of the latest filing. Anne is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BV
Pooled Investment Fund · group: Buena Vista

BUENA VISTA OFFSHORE FUND HG, LTD

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · May 25, 2012 → May 29, 2013 · 2 filings
  • May 29, 2013 · D/A · $107,953,113 sold of Indefinite · 17 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • May 25, 2012 · D/A · $107,953,113 sold of Indefinite · 17 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $130.9M from 27 investors as of the latest filing. Anne is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BV
Pooled Investment Fund · group: Buena Vista

BUENA VISTA HG FUND, L P

San Francisco, CA · May 25, 2012 → May 29, 2013 · 2 filings
  • May 29, 2013 · D/A · $99,221,448 sold of Indefinite · 38 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • May 25, 2012 · D/A · $98,721,448 sold of Indefinite · 37 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $107.5M from 39 investors as of the latest filing. Anne is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BV
Pooled Investment Fund · group: Buena Vista

Buena Vista Asian Opportunities Fund, L.P.

San Francisco, CA · May 25, 2012 → May 29, 2013 · 2 filings
  • May 29, 2013 · D/A · $75,840,170 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • May 25, 2012 · D/A · $54,587,408 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $305.2M from 76 investors as of the latest filing. Anne is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Anne 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BV
Management entity

Buena Vista Fund Management, LLC

Promoter, Executive Officer · 8 shared filings (4 issuers) · also on 2 other issuers

Buena Vista Fund Management, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Eric WF Chan

Executive Officer, Director · 8 shared filings (4 issuers) · also on 2 other issuers

Eric WF Chan is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert M. Rosner

Executive Officer, Director · 8 shared filings (4 issuers) · also on 2 other issuers

Robert M. Rosner is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott H. Setrakian

Director · 4 shared filings (2 issuers)

Listed on the same filings as Anne Yip. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas K. Ryan

Director · 3 shared filings (2 issuers)

Listed on the same filings as Anne Yip. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Bartfeld

Director · 2 shared filings (2 issuers) · also on 4 other issuers

Jeffrey Bartfeld is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

BV
Sponsor group

Buena Vista

6 issuers · 41 filings · $1.24B reported sold · 2009–2022

One team, 6 deal companies. Anne Yip is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Anne Yip.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Anne Yip by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Anne Yip is listed on: none on file. No website or social profile named in BUENA VISTA OFFSHORE FUND HG, LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #286,563 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Camana Bay, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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