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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:39 AM ET

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Andy T. Pham

Named as an officer, director or promoter on SEC Form D filings · NV · Sep 28, 2010 → Oct 30, 2014

6deals (issuers)
$10.9Mreported sold
106investors
6Form D filings
2010–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andy T. Pham is listed as an executive officer on 6 SEC Form D filings by 6 issuers between Sep 2010 and Oct 2014. Largest by amount reported sold: Palantir Insider Stock Acquisitions, LLC (Las Vegas, NV — investing — 2014; $3.78M reported sold to 35 investors), VIP #3, LLC (Las Vegas, NV — commercial — 2010; $2.65M reported sold to 20 investors), Sunbelt Energy Partners #27 L.P. (Las Vegas, NV — oil and gas — 2014; $1.78M reported sold to 27 investors), Medical Breakthroughs Fund, LLC (Las Vegas, NV — other health care — 2014; $1.6M reported sold to 8 investors), Alibaba Insider Stock Acquisitions, LLC (Las Vegas, NV — investing — 2014; $845K reported sold to 15 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $10.9M sold in total.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

All 6 issuers belong to the sponsor group Group linked by Andy T. Pham (6 issuers, $10.9M reported sold, 2010–2014).

What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Andy T. Pham has 6 companies on file and $10.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Andy T. Pham and found 9 differences, 1 worth asking the sponsor about: 75% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andy T. Pham has not run yet — it is joining a line of 37,765 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andy T. Pham..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Andy Pham closed
United States Bankruptcy Court, S.D. Georgia · No. 14-11133 · Filed Jun 27, 2014 · Closed Nov 24, 2014
Role of Andy Pham: Debtor · Outcome: Case closed 2014-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Andy Pham and Oanh Pham closed
United States Bankruptcy Court, D. Minnesota · No. 11-41534 · Filed Mar 7, 2011 · Closed Jun 22, 2011
Role of Andy Pham and Oanh Pham: Debtor · Outcome: Case closed 2011-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state); middle initial differs
Andy H. Pham and Yvonne Pham closed
United States Bankruptcy Court, D. Massachusetts · No. 10-44518 · Filed Sep 10, 2010 · Closed Dec 23, 2010
Role of Andy H. Pham and Yvonne Pham: Debtor · Outcome: Case closed 2010-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Andy Pham closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-16049 · Filed Mar 24, 2005 · Closed Jul 22, 2005
Role of Andy Pham: Debtor · Outcome: Case closed 2005-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Andy Pham and Bich N. Dang closed
United States Bankruptcy Court, N.D. California · No. 04-56228 · Filed Oct 7, 2004 · Closed Jan 3, 2005
Role of Andy Pham and Bich N. Dang: Debtor · Outcome: Case closed 2005-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
Andy Pham closed
United States Bankruptcy Court, C.D. California · No. 8:04-bk-13205 · Filed May 14, 2004 · Closed Sep 14, 2004
Role of Andy Pham: Debtor · Outcome: Case closed 2004-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Andy Pham closed
United States Bankruptcy Court, S.D. Texas · No. 04-31460 · Filed Jan 30, 2004 · Closed May 21, 2004
Role of Andy Pham: Debtor · Outcome: Case closed 2004-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Andy Pham closed
United States Bankruptcy Court, C.D. California · No. 2:04-bk-11103 · Filed Jan 20, 2004 · Closed Jun 4, 2004
Role of Andy Pham: Debtor · Outcome: Case closed 2004-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Andy T. Pham — 1 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Oct 30, 2014

75% of the money raised went to insiders — ZocDoc Private Stock Acquisitions LLC

The Oct 30, 2014 Form D reports $200,000 sold and $150,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 30, 2014 ↗ZocDoc Private Stock Acquisitions LLC — PartnerFacts page ↗
Sources
Note · Oct 30, 2014

Andy T. Pham appears on 1 deal that stopped filing before reaching its target

ZocDoc Private Stock Acquisitions LLC (last filing Oct 30, 2014; $200,000 sold of $3,200,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

ZocDoc Private Stock Acquisitions LLC — PartnerFacts page ↗
Sources
Note · Dec 31, 2013 – Feb 6, 2014

Form D filed 37 days after the first sale — Sunbelt Energy Partners #27 L.P.

The filing says the first sale was Dec 31, 2013. The Form D was filed Feb 6, 2014 — 37 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 22 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 6, 2014 ↗Sunbelt Energy Partners #27 L.P. — PartnerFacts page ↗
Sources
Note · Oct 17, 2014 – Oct 30, 2014

No amendment in the last 12 months on an offering that may still be open — ZocDoc Private Stock Acquisitions LLC (latest filing Oct 30, 2014)

The latest filing for this offering is dated Oct 30, 2014 (first sale Oct 17, 2014). It reports $200,000 sold of $3,200,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 30, 2014 ↗ZocDoc Private Stock Acquisitions LLC — PartnerFacts page ↗
Sources
Note · May 7, 2014 – May 15, 2014

No amendment in the last 12 months on an offering that may still be open — Alibaba Insider Stock Acquisitions, LLC (latest filing May 15, 2014)

The latest filing for this offering is dated May 15, 2014 (first sale May 7, 2014). It reports $845,000 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 15, 2014 ↗Alibaba Insider Stock Acquisitions, LLC — PartnerFacts page ↗
Sources
Note · Mar 10, 2014 – Mar 12, 2014

No amendment in the last 12 months on an offering that may still be open — Palantir Insider Stock Acquisitions, LLC (latest filing Mar 12, 2014)

The latest filing for this offering is dated Mar 12, 2014 (first sale Mar 10, 2014). It reports $3,782,500 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 12, 2014 ↗Palantir Insider Stock Acquisitions, LLC — PartnerFacts page ↗
Sources
Note · Aug 15, 2025 – May 4, 2026

Same name, different state: "Andy Pham" (AZ) is a separate record

This page covers filings where the address state is NV. A separate record, "Andy Pham" with address state AZ, is listed on 2 filings — most recently by Perplexity AI Insider Stock Acquisitions, LLC (May 4, 2026). The two records do not overlap in time: this page runs Sep 28, 2010 to Oct 30, 2014; the other runs Aug 15, 2025 to May 4, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andy Pham (AZ) — PartnerFacts page ↗Form D · May 4, 2026 ↗Perplexity AI Insider Stock Acquisitions, LLC — PartnerFacts page ↗Andy T. Pham (NV) — this page ↗
Sources
Note · Mar 21, 2019

Same name, different state: "Andy T. Pham" (ID) is a separate record

This page covers filings where the address state is NV. A separate record, "Andy T. Pham" with address state ID, is listed on 1 filing — most recently by New Transport Technologies 2 LLC (Mar 21, 2019). The two records do not overlap in time: this page runs Sep 28, 2010 to Oct 30, 2014; the other has one filing dated Mar 21, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andy T. Pham (ID) — PartnerFacts page ↗Form D · Mar 21, 2019 ↗New Transport Technologies 2 LLC — PartnerFacts page ↗Andy T. Pham (NV) — this page ↗
Sources
Note · Apr 20, 2015 – Aug 18, 2016

Same name, different state: "Andy T. Pham" (CA) is a separate record

This page covers filings where the address state is NV. A separate record, "Andy T. Pham" with address state CA, is listed on 3 filings — most recently by New Transport Technologies LLC (Aug 18, 2016). The two records do not overlap in time: this page runs Sep 28, 2010 to Oct 30, 2014; the other runs Apr 20, 2015 to Aug 18, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andy T. Pham (CA) — PartnerFacts page ↗Form D · Aug 18, 2016 ↗New Transport Technologies LLC — PartnerFacts page ↗Andy T. Pham (NV) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 6 offerings report sales commissions; 0 report finder's fees; 6 report proceeds to related persons totalling $693,430. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 30, 2014 D
ZocDoc Private Stock Acquisitions LLC
File 021-227362
$0$0$150,000 (est.)None listed on this filingEDGAR ↗
May 15, 2014 D
Alibaba Insider Stock Acquisitions, LLC
File 021-217458
$0$0$50,000 (est.)None listed on this filingEDGAR ↗
Mar 12, 2014 D
Palantir Insider Stock Acquisitions, LLC
File 021-213359
$0$0$200,000 (est.)None listed on this filingEDGAR ↗
Feb 6, 2014 D
Sunbelt Energy Partners #27 L.P.
File 021-211437
$0$0$50,000 (est.)None listed on this filingEDGAR ↗
Feb 3, 2014 D
Medical Breakthroughs Fund, LLC
File 021-211153
$0$0$78,430None listed on this filingEDGAR ↗
Sep 28, 2010 D
VIP #3, LLC
File 021-148230
$0$0$165,000
Realty due diligence and consulting fees are payable to the issuer's Manager, Sunbelt XI Properties Management LLC, an entity for which Andy T. Pham is the Manager.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Andy T. Pham on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ZP
Investing · group: Group linked by Andy T. Pham

ZocDoc Private Stock Acquisitions LLC

Las Vegas, NV · Oct 30, 2014
  • Oct 30, 2014 · D · $200,000 sold of $3,200,000 · 1 investors · min. $200,000 · role: Executive Officer (Manager of Managing Member, STM 2, LLC) EDGAR ↗

Raised $200K from 1 investor (6% of the $3.2M target) as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Investing · group: Group linked by Andy T. Pham

Alibaba Insider Stock Acquisitions, LLC

Las Vegas, NV · May 15, 2014
  • May 15, 2014 · D · $845,000 sold of $1,000,000 · 15 investors · min. $2,000 · role: Executive Officer (Manager, STM LLC (Manager of Issuer)) EDGAR ↗

Raised $845K from 15 investors (85% of the $1M target) as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Investing · group: Group linked by Andy T. Pham

Palantir Insider Stock Acquisitions, LLC

Las Vegas, NV · Mar 12, 2014
  • Mar 12, 2014 · D · $3,782,500 sold of $4,000,000 · 35 investors · min. $25,000 · role: Executive Officer (Manager of Managing Member, Sunbelt IV Technologies Management LLC) EDGAR ↗

Raised $3.78M from 35 investors (95% of the $4M target) as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SE
Oil and Gas · group: Group linked by Andy T. Pham

Sunbelt Energy Partners #27 L.P.

Las Vegas, NV · Feb 6, 2014
  • Feb 6, 2014 · D · $1,782,500 sold of $1,782,500 · 27 investors · min. $25,000 · role: Executive Officer (General Partner) EDGAR ↗

Raised $1.78M from 27 investors (100% of the $1.78M target) as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MB
Other Health Care · group: Group linked by Andy T. Pham

Medical Breakthroughs Fund, LLC

Las Vegas, NV · Feb 3, 2014
  • Feb 3, 2014 · D · $1,600,000 sold of $1,600,000 · 8 investors · min. $200,000 · role: Executive Officer (Manager) EDGAR ↗

Raised $1.6M from 8 investors (100% of the $1.6M target) as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

V3
Commercial · group: Group linked by Andy T. Pham

VIP #3, LLC

Las Vegas, NV · Sep 28, 2010
  • Sep 28, 2010 · D · $2,650,000 sold of $2,650,000 · 20 investors · min. $200,000 · role: Executive Officer (Mr. Pham is the Manager for Sunbelt XI Properties Management LLC, the entity that is Manager for the issuer.) EDGAR ↗

Raised $2.65M from 20 investors (100% of the $2.65M target) as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Andy T. Pham — CA, 3 issuers, Apr 20, 2015 → Aug 18, 2016 · no shared issuer
  • Andy Pham — AZ, 2 issuers, Aug 15, 2025 → May 4, 2026 · no shared issuer
  • Andy T. Pham — ID, 1 issuer, Mar 21, 2019 → Mar 21, 2019 · no shared issuer

People around Andy 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

The team behind the deals

GL
Sponsor group

Group linked by Andy T. Pham

6 issuers · 6 filings · $10.9M reported sold · 2010–2014

One team, 6 deal companies. Andy T. Pham is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andy T. Pham.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andy T. Pham by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andy T. Pham is listed on: none on file. No website or social profile named in Palantir Insider Stock Acquisitions, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,721 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Las Vegas, NV). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Clark County NV District Court portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Nevada Secretary of State business search ↗OpenCorporates ↗

Change history

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