Andy Levine is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Jan 2010 and Oct 2012: GI DYNAMICS, INC. (Boston, MA — biotechnology — 2010; $37.5M reported sold to 13 investors) and EndoCellutions, Inc. (Marshfield, MA — other health care — 2010–2012; $600K reported sold to 17 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 2 years. Across those companies the filings report $38.1M sold in total.
1 of the issuers belongs to the sponsor group Gi Dynamics (3 issuers, $2.58M reported sold, 2010–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Gi Dynamics has 3 companies on file and $2.58M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Andy Levine and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Industry group changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.