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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:25 AM ET

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AC
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Andy Chen

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 9, 2016 → May 13, 2026

2deals (issuers)
$4.7Mreported sold
7investors
2Form D filings
2016–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andy Chen is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Jun 2016 and May 2026: Unacast, Inc. (New York, NY — other technology — 2016; $4.7M reported sold to 7 investors) and ProfitBoost Solutions Inc (New York, NY — pooled investment fund — 2026).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $4.7M sold in total.

Listed alongside Jon Oyvind Eriksen (1 shared filing), Kjartan Slette (1 shared filing), Thomas Walle (1 shared filing), Tom Henriksson (1 shared filing) and Yefei Li (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andy. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 SEC release, 2 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Andy Chen and found 5 differences: Same name, different state: "Andy T Chen" (CA) is a separate record; Same name, different state: "Andy Chen" (CA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andy Chen has not run yet — it is joining a line of 15,868 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Andy Chen v. Jim Robertson closed
District Court, C.D. California · No. 2:20-cv-07558 · Filed Aug 18, 2020 · Closed May 31, 2023
Role of Andy Chen: Plaintiff · Outcome: Terminated 2023-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Andy Shin Fong Chen, et al. Litigation release
SEC · Mar 15, 2017 · Parties as named in the release: Andy Shin Fong Chen, et al. Read the release ↗
person name; common name
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andy Chen..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Andy Chen closed
United States Bankruptcy Court, N.D. California · No. 05-53268 · Filed May 27, 2005 · Closed Aug 30, 2005
Role of Andy Chen: Debtor · Outcome: Case closed 2005-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
Andy C Chen closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-16671 · Filed Mar 12, 2001 · Closed Jul 20, 2001
Role of Andy C Chen: Debtor · Outcome: Case closed 2001-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Andy Chen (compared 2 filings on Oct 24, 2026)

Note · Oct 31, 2025 – Feb 13, 2026

Same name, different state: "Andy T Chen" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Andy T Chen" with address state CA, is listed on 2 filings — most recently by Outcast Ventures I, LP (Feb 13, 2026). Both records have filings in the same period (Oct 31, 2025 to Feb 13, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andy T Chen (CA) — PartnerFacts page ↗Form D · Feb 13, 2026 ↗Outcast Ventures I, LP — PartnerFacts page ↗Andy Chen (NY) — this page ↗
Sources
Note · May 29, 2024 – Dec 27, 2024

Same name, different state: "Andy Chen" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Andy Chen" with address state CA, is listed on 3 filings — most recently by Verse Enterprises, Inc. (Dec 27, 2024). Both records have filings in the same period (May 29, 2024 to Dec 27, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andy Chen (CA) — PartnerFacts page ↗Form D · Dec 27, 2024 ↗Verse Enterprises, Inc. — PartnerFacts page ↗Andy Chen (NY) — this page ↗
Sources
Note · Nov 8, 2013 – Jul 13, 2018

Same name, different state: "Andy Chen" (NJ) is a separate record

This page covers filings where the address state is NY. A separate record, "Andy Chen" with address state NJ, is listed on 3 filings — most recently by Nile Global Frontier Fund LLC (Jul 13, 2018). Both records have filings in the same period (Jun 9, 2016 to Jul 13, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andy Chen (NJ) — PartnerFacts page ↗Form D/A · Jul 13, 2018 ↗Nile Global Frontier Fund LLC — PartnerFacts page ↗Andy Chen (NY) — this page ↗
Sources
Note · May 27, 2015

Same name, different state: "Andy Chen" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "Andy Chen" with address state TX, is listed on 1 filing — most recently by Nobilis Health Corp. (May 27, 2015). The two records do not overlap in time: this page runs Jun 9, 2016 to May 13, 2026; the other has one filing dated May 27, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andy Chen (TX) — PartnerFacts page ↗Form D · May 27, 2015 ↗Nobilis Health Corp. — PartnerFacts page ↗Andy Chen (NY) — this page ↗
Sources
Note · May 4, 2010 – Aug 24, 2011

Same name, different state: "Andy C.F. Chen" (WA) is a separate record

This page covers filings where the address state is NY. A separate record, "Andy C.F. Chen" with address state WA, is listed on 3 filings — most recently by REGAL FINANCIAL BANCORP INC (Aug 24, 2011). The two records do not overlap in time: this page runs Jun 9, 2016 to May 13, 2026; the other runs May 4, 2010 to Aug 24, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andy C.F. Chen (WA) — PartnerFacts page ↗Form D · Aug 24, 2011 ↗REGAL FINANCIAL BANCORP INC — PartnerFacts page ↗Andy Chen (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 13, 2026 D
ProfitBoost Solutions Inc
File 021-583838
$0$0$0NA no CRD number reportedEDGAR ↗
Jun 9, 2016 D
Unacast, Inc.
File 021-264695
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Andy Chen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PS
Pooled Investment Fund

ProfitBoost Solutions Inc

New York, NY · May 13, 2026
  • May 13, 2026 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (CFO) EDGAR ↗

No sales reported yet as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

U
Other Technology

Unacast, Inc.

New York, NY · Jun 9, 2016
  • Jun 9, 2016 · D · $4,696,140 sold of $4,696,140 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.7M from 7 investors (100% of the $4.7M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Andy Chen — CA, 1 issuer, May 29, 2024 → Dec 27, 2024 · no shared issuer
  • Andy C.F. Chen — WA, 1 issuer, May 4, 2010 → Aug 24, 2011 · no shared issuer
  • Andy Chen — NJ, 1 issuer, Nov 8, 2013 → Jul 13, 2018 · no shared issuer
  • Andy Chen — TX, 1 issuer, May 27, 2015 → May 27, 2015 · no shared issuer
  • Andy T Chen — CA, 1 issuer, Oct 31, 2025 → Feb 13, 2026 · no shared issuer

People around Andy 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Walle

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andy Chen. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Oyvind Eriksen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andy Chen. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kjartan Slette

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andy Chen. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Henriksson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andy Chen. Their page shows their other deals.

YL
No photo found yet (own website and image search run after this page is viewed)
Person

Yefei Li

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andy Chen. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andy Chen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andy Chen is listed on: none on file. No website or social profile named in Unacast, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #287,392 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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