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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:02 AM ET

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Andrew Spring

Named as an officer, director or promoter on SEC Form D filings · NY · Jul 11, 2011 → Oct 7, 2026

18deals (issuers)
$4.44Breported sold
1,037investors
43Form D filings
2011–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew Spring is listed as an executive officer, director, and promoter on 43 SEC Form D filings by 18 issuers between Jul 2011 and Oct 2026. Largest by amount reported sold: MidOcean Partners VI, L.P. (New York, NY — pooled investment fund — 2021–2022; $1.41B reported sold to 256 investors), MidOcean Partners V, L.P. (New York, NY — pooled investment fund — 2017; $692M reported sold to 101 investors), MidOcean Credit Opportunity Fund LP (New York, NY — pooled investment fund — 2012–2016; $613.8M reported sold to 377 investors), MidOcean Tactical Credit Fund IV A, LP (New York, NY — pooled investment fund — 2026; $464.5M reported sold to 36 investors), MidOcean Absolute Return Credit Fund LP (New York, NY — pooled investment fund — 2012–2016; $276.8M reported sold to 72 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer, director, and promoter, over about 15 years. Across those companies the filings report $4.44B sold in total.

Listed alongside J. Edward Virtue (35 shared filings), Steven Shenfeld (25 shared filings), John Cullinane (5 shared filings), Pearse Griffith (5 shared filings), Deborah Hodges (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

All 18 issuers belong to the sponsor group Midocean (19 issuers, $4.56B reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Midocean has 19 companies on file and $4.56B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 43 public filings for Andrew Spring and found 16 differences, 5 worth asking the sponsor about: Bankruptcy case: Andrew M. Spring and Jenny K Spring; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew Spring has not run yet — it is joining a line of 45,459 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew Spring..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Andrew M. Spring and Jenny K Spring closed
United States Bankruptcy Court, N.D. California · No. 06-51686 · Filed Aug 31, 2006 · Closed Nov 21, 2006
Role of Andrew M. Spring and Jenny K Spring: Debtor · Outcome: Case closed 2006-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Andrew Spring — 5 worth asking about (compared 43 filings on Oct 24, 2026)

Worth asking · Aug 31, 2006 – Nov 21, 2006

Bankruptcy case: Andrew M. Spring and Jenny K Spring — filed Aug 31, 2006

United States Bankruptcy Court, N.D. California docket "Andrew M. Spring and Jenny K Spring" filed Aug 31, 2006, closed Nov 21, 2006. Andrew Spring is listed as Debtor ("Andrew M. Spring and Jenny K Spring"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗
Sources
Worth asking · Nov 26, 2014 – Feb 10, 2016

Amount sold went down between filings — MidOcean Absolute Return Credit Fund LP

The Nov 26, 2014 filing says $276,770,075 sold; the Feb 10, 2016 Form D/A says $257,724,151 sold — $19,045,924 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 26, 2014 ↗Form D/A (later) · Feb 10, 2016 ↗MidOcean Absolute Return Credit Fund LP — PartnerFacts page ↗
Sources
Worth asking · Apr 1, 2013 – Nov 26, 2014

Amount sold went down between filings — MidOcean Credit Opportunity Offshore Fund, Ltd.

The Apr 1, 2013 filing says $177,075,000 sold; the Nov 26, 2014 Form D/A says $68,775,232 sold — $108,299,768 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 1, 2013 ↗Form D/A (later) · Nov 26, 2014 ↗MidOcean Credit Opportunity Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · May 31, 2016

Andrew Spring appears on 1 deal that stopped filing before reaching its target

MidOcean Tactical Credit Fund, LP (last filing May 31, 2016; $0 sold of $300,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

MidOcean Tactical Credit Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Sep 28, 2017 – Apr 28, 2026

5 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Heptagon Capital LLP — MidOcean Tactical Credit Fund IV A, LP · Paid seller listed without a CRD number: Heptagon Capital Limited — MidOcean Tactical Credit Fund III, LP · Paid seller listed without a CRD number: Magenta Capital Service Ltd. — MidOcean Partners VI, L.P. · Paid seller listed without a CRD number: POLARIS Investment Advisory AG — MidOcean Partners V, L.P. · Paid seller listed without a CRD number: Arrowpoint Advisers — MidOcean Partners V, L.P.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Apr 28, 2026 ↗BrokerCheck search: Heptagon Capital LLP ↗MidOcean Tactical Credit Fund IV A, LP — PartnerFacts page ↗Form D/A · May 31, 2023 ↗
Sources
Worth asking · Apr 1, 2009 – Apr 28, 2026

9 Form Ds were filed more than 15 days after the first sale

Form D filed 133 days after the first sale — MidOcean Tactical Credit Fund IV A, LP · Form D filed 1,381 days after the first sale — MidOcean Absolute Return Credit Offshore Fund Ltd. · Form D filed 2,507 days after the first sale — MidOcean Credit Opportunity Fund LP · Form D filed 2,506 days after the first sale — MidOcean Credit Opportunity Offshore Fund, Ltd. · Form D filed 1,835 days after the first sale — MidOcean Absolute Return Credit Fund LP · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Apr 28, 2026 ↗MidOcean Tactical Credit Fund IV A, LP — PartnerFacts page ↗Form D · Feb 11, 2016 ↗MidOcean Absolute Return Credit Offshore Fund Ltd. — PartnerFacts page ↗
Sources
Note · Apr 1, 2009 – May 31, 2023

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — MidOcean Tactical Credit Fund III, LP (latest filing May 31, 2023) · No amendment in the last 12 months on an offering that may still be open — MidOcean Partners VI, L.P. (latest filing Jul 15, 2022) · No amendment in the last 12 months on an offering that may still be open — MidOcean Partners V, L.P. (latest filing Sep 28, 2017) · No amendment in the last 12 months on an offering that may still be open — MidOcean Absolute Return Credit Offshore Fund Ltd. (latest filing Feb 11, 2016) · No amendment in the last 12 months on an offering that may still be open — MidOcean Credit Opportunity Fund LP (latest filing Feb 11, 2016) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 31, 2023 ↗MidOcean Tactical Credit Fund III, LP — PartnerFacts page ↗Form D/A · Jul 15, 2022 ↗MidOcean Partners VI, L.P. — PartnerFacts page ↗
Sources
Note · Oct 5, 2022 – Oct 5, 2023

Andrew Spring's role changed at MIDOCEAN CREDIT IDF I, LP: director → executive officer

The Oct 5, 2022 filing lists Andrew Spring as director; the Oct 5, 2023 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Oct 5, 2022 ↗Form D/A · Oct 5, 2023 ↗Andrew Spring — PartnerFacts page ↗MIDOCEAN CREDIT IDF I, LP — PartnerFacts page ↗
Sources
Note · Apr 1, 2013 – Nov 26, 2014

Minimum investment changed between filings — MidOcean Absolute Return Credit Fund LP

The Apr 1, 2013 filing lists a minimum of $35,000; the Nov 26, 2014 Form D/A lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 1, 2013 ↗Form D/A (later) · Nov 26, 2014 ↗MidOcean Absolute Return Credit Fund LP — PartnerFacts page ↗
Sources
Note · May 9, 2013 – Nov 26, 2014

Minimum investment changed between filings — MidOcean Absolute Return Credit Offshore Fund Ltd.

The May 9, 2013 filing lists a minimum of $500,000; the Nov 26, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 9, 2013 ↗Form D/A (later) · Nov 26, 2014 ↗MidOcean Absolute Return Credit Offshore Fund Ltd. — PartnerFacts page ↗
Sources
Note · Apr 1, 2013 – Nov 26, 2014

Minimum investment changed between filings — MidOcean Credit Opportunity Offshore Fund, Ltd.

The Apr 1, 2013 filing lists a minimum of $200,000; the Nov 26, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 1, 2013 ↗Form D/A (later) · Nov 26, 2014 ↗MidOcean Credit Opportunity Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Apr 1, 2013 – Nov 26, 2014

Minimum investment changed between filings — MidOcean Credit Opportunity Fund LP

The Apr 1, 2013 filing lists a minimum of $25,000; the Nov 26, 2014 Form D/A lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 1, 2013 ↗Form D/A (later) · Nov 26, 2014 ↗MidOcean Credit Opportunity Fund LP — PartnerFacts page ↗
Sources
Note · Mar 30, 2012 – Apr 1, 2013

Minimum investment changed between filings — MidOcean Absolute Return Credit Fund LP

The Mar 30, 2012 filing lists a minimum of $65,000; the Apr 1, 2013 Form D/A lists $35,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 30, 2012 ↗Form D/A (later) · Apr 1, 2013 ↗MidOcean Absolute Return Credit Fund LP — PartnerFacts page ↗
Sources
Note · Mar 30, 2012 – Apr 1, 2013

Minimum investment changed between filings — MidOcean Credit Opportunity Offshore Fund, Ltd.

The Mar 30, 2012 filing lists a minimum of $250,000; the Apr 1, 2013 Form D/A lists $200,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 30, 2012 ↗Form D/A (later) · Apr 1, 2013 ↗MidOcean Credit Opportunity Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · May 9, 2013 – Nov 26, 2014

Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — MidOcean Absolute Return Credit Offshore Fund Ltd.

The people listed on the May 9, 2013 filing give New York, NY; on the Nov 26, 2014 filing they give Grand Cayman, Cayman Islands (as filed: E9). The address now on file (C/O Midocean Partners, 320 Park Avenue, Suite 1600, New York, NY) is a registered-agent or shared-office address used by 76 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · May 9, 2013 ↗Form D/A · Nov 26, 2014 ↗MidOcean Absolute Return Credit Offshore Fund Ltd. — PartnerFacts page ↗
Sources
Note · Mar 30, 2012 – Apr 1, 2013

Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — MidOcean Credit Opportunity Offshore Fund, Ltd.

The people listed on the Mar 30, 2012 filing give New York, NY; on the Apr 1, 2013 filing they give Grand Cayman, Cayman Islands (as filed: E9). The address now on file (C/O Midocean Partners, 320 Park Avenue, Suite 1600, New York, NY) is a registered-agent or shared-office address used by 76 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Mar 30, 2012 ↗Form D/A · Apr 1, 2013 ↗MidOcean Credit Opportunity Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 22 offerings report sales commissions totalling $1,804,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 7, 2026 D/A
MIDOCEAN CREDIT IDF I, LP
File 021-279269
$0$0$0 (est.)
MidOcean Credit Fund Management LP, the Investment Manager of the Issuer, is entitled to receive a quarterly management fee equal to a specified percentage of the Issuer's net asset value as set forth in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Apr 29, 2026 D
MidOcean Torque, L.P.
File 021-582320
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. An affiliate of the general partner is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's offering materials.
Piper Sandler & Co. BrokerCheck CRD 665 ↗EDGAR ↗
Apr 28, 2026 D
MidOcean Tactical Credit Fund IV A, LP
File 021-582004
$4,000 (est.)$0$0Heptagon Capital LLP no CRD number reportedEDGAR ↗
Oct 23, 2025 D
MidOcean Structured Equity Solutions Fund A, LP
File 021-561740
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2023 D
MidOcean Tactical Credit Fund III Offshore, LP
File 021-499871
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2023 D
MidOcean Partners VI Executive, L.P.
File 021-485452
$0$0$0None listed on this filingEDGAR ↗
May 31, 2023 D/A
MidOcean Tactical Credit Fund III, LP
File 021-447493
$0$0$0 (est.)
An affiliate of the general partner is entitled to a performance allocation. An affiliate of the general partner is also entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's offering materials.
Heptagon Capital Limited no CRD number reportedEDGAR ↗
Jul 15, 2022 D/A
MidOcean Partners VI, L.P.
File 021-405023
$0 (est.)$0$0 (est.)
An affiliate of the general partner is entitled to a performance allocation. An affiliate of the general partner is also entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's offering materials.
PROBITAS FUNDS GROUP, LLC BrokerCheck CRD 115876 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Magenta Capital Service Ltd. no CRD number reported		EDGAR ↗
May 10, 2018 D
MidOcean Tactical Credit Fund II, L.P.
File 021-312106
$0$0$0 (est.)
The general partner is entitled to a performance allocation and the general partner or an affiliate thereof is entitled to a management fee. The performance allocation and management fee are fully disclosed in the Issuer's confidential offering materials
None listed on this filingEDGAR ↗
Sep 28, 2017 D
MidOcean Partners V, L.P.
File 021-295583
$1,800,000 (est.)$0$0 (est.)
An affiliate of the general partner is entitled to a performance allocation. An affiliate of the general partner is also entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's offering materials.
POLARIS Investment Advisory AG no CRD number reported
Arrowpoint Advisers no CRD number reported
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
May 31, 2016 D
MidOcean Tactical Credit Fund, LP
File 021-264138
$0$0$0 (est.)
The general partner is entitled to a performance allocation and the general partner or an affiliate thereof is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials
None listed on this filingEDGAR ↗
Feb 11, 2016 D
MidOcean Credit Opportunity Fund LP
File 021-257237
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Stifel Nicholaus BrokerCheck CRD 793 ↗		EDGAR ↗
Feb 11, 2016 D
MidOcean Absolute Return Credit Offshore Fund Ltd.
File 021-257239
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 10, 2016 D/A
MidOcean Absolute Return Credit Fund LP
File 021-175969
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 10, 2016 D
MidOcean Absolute Return Credit Fund LP
File 021-257226
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 10, 2016 D
MidOcean Credit Opportunity Offshore Fund, Ltd.
File 021-257224
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Sifel Nicholas BrokerCheck CRD 793 ↗		EDGAR ↗
Jun 17, 2015 D
MidOcean Partners III-P, L.P.
File 021-241924
$0$0$0 (est.)
The general partner or an affiliate thereof is entitled to a performance allocation.
None listed on this filingEDGAR ↗
Apr 14, 2015 D
MidOcean Partners IV, L.P.
File 021-237973
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 26, 2014 D/A
MidOcean Credit Opportunity Fund LP
File 021-175970
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Barclays Capital Inc. BrokerCheck CRD 19714 ↗EDGAR ↗
Nov 26, 2014 D/A
MidOcean Credit Opportunity Offshore Fund, Ltd.
File 021-175971
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Barclays Capital Inc. BrokerCheck CRD 19714 ↗EDGAR ↗
Nov 26, 2014 D/A
MidOcean Absolute Return Credit Offshore Fund Ltd.
File 021-196231
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 11, 2011 D
MidOcean PPL Holdings Corp.
File 021-162586
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named Andrew Spring on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MC
Pooled Investment Fund · group: Midocean

MIDOCEAN CREDIT IDF I, LP

New York, NY · Jan 26, 2017 → Oct 7, 2026 · 11 filings
  • Oct 7, 2026 · D/A · $102,934,901 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Oct 7, 2025 · D/A · $100,829,960 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Oct 7, 2024 · D/A · $99,751,060 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Oct 5, 2023 · D/A · $96,001,060 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Oct 5, 2022 · D/A · $96,001,060 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of General Partner of General Partner and Investment Manager of Issuer) EDGAR ↗
  • Oct 5, 2021 · D/A · $95,902,060 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of General Partner of General Partner and Investment Manager of Issuer) EDGAR ↗
  • Jan 29, 2021 · D/A · $95,902,060 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of General Partner of General Partner and Investment Manager of Issuer) EDGAR ↗
  • Jan 28, 2020 · D/A · $95,902,060 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of General Partner of General Partner and Investment Manager of Issuer) EDGAR ↗
  • Jan 28, 2019 · D/A · $94,766,060 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of General Partner of General Partner and Investment Manager of Issuer) EDGAR ↗
  • Jan 26, 2018 · D/A · $87,600,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of General Partner of General Partner and Investment Manager of Issuer) EDGAR ↗
  • Jan 26, 2017 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗

Raised $102.9M from 2 investors as of the latest filing. Andrew is listed as executive officer, director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MT
Pooled Investment Fund · group: Midocean

MidOcean Torque, L.P.

New York, NY · Apr 29, 2026
  • Apr 29, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director, Promoter (Director of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MT
Pooled Investment Fund · group: Midocean

MidOcean Tactical Credit Fund IV A, LP

New York, NY · Apr 28, 2026
  • Apr 28, 2026 · D · $464,475,000 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $464.5M from 36 investors as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Midocean

MidOcean Structured Equity Solutions Fund A, LP

New York, NY · Oct 23, 2025
  • Oct 23, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MT
Pooled Investment Fund · group: Midocean

MidOcean Tactical Credit Fund III Offshore, LP

New York, NY · Dec 15, 2023
  • Dec 15, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: Midocean

MidOcean Partners VI Executive, L.P.

New York, NY · Jun 28, 2023
  • Jun 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MT
Pooled Investment Fund · group: Midocean

MidOcean Tactical Credit Fund III, LP

New York, NY · May 31, 2022 → May 31, 2023 · 2 filings
  • May 31, 2023 · D/A · $242,852,000 sold of Indefinite · 40 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗
  • May 31, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

Raised $242.9M from 40 investors as of the latest filing. Andrew is listed as director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: Midocean

MidOcean Partners VI, L.P.

New York, NY · Jul 1, 2021 → Jul 15, 2022 · 2 filings
  • Jul 15, 2022 · D/A · $1,407,071,667 sold of Indefinite · 256 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗
  • Jul 1, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

Raised $1.41B from 256 investors as of the latest filing. Andrew is listed as director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MT
Pooled Investment Fund · group: Midocean

MidOcean Tactical Credit Fund II, L.P.

New York, NY · May 10, 2018
  • May 10, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: Midocean

MidOcean Partners V, L.P.

New York, NY · Sep 28, 2017
  • Sep 28, 2017 · D · $692,000,000 sold of Indefinite · 101 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

Raised $692M from 101 investors as of the latest filing. Andrew is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MT
Pooled Investment Fund · group: Midocean

MidOcean Tactical Credit Fund, LP

New York, NY · May 31, 2016
  • May 31, 2016 · D · $0 sold of $300,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Midocean

MidOcean Credit Opportunity Fund LP

New York, NY · Mar 30, 2012 → Feb 11, 2016 · 5 filings
  • Feb 11, 2016 · D · $613,818,804 sold of Indefinite · 368 investors · min. $150,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗
  • Nov 26, 2014 · D/A · $569,778,835 sold of Indefinite · 377 investors · min. $150,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗
  • Nov 26, 2014 · D/A · $503,346,195 sold of Indefinite · 292 investors · min. $150,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗
  • Apr 1, 2013 · D/A · $329,822,199 sold of Indefinite · 97 investors · min. $25,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗
  • Mar 30, 2012 · D · $263,335,000 sold of Indefinite · 79 investors · min. $25,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗

Raised $613.8M from 377 investors as of the latest filing. Andrew is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Midocean

MidOcean Absolute Return Credit Offshore Fund Ltd.

New York, NY · May 9, 2013 → Feb 11, 2016 · 3 filings
  • Feb 11, 2016 · D · $222,445,460 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 26, 2014 · D/A · $182,433,806 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗
  • May 9, 2013 · D · $38,900,000 sold of Indefinite · 10 investors · min. $500,000 · role: Director EDGAR ↗

Raised $222.4M from 41 investors as of the latest filing. Andrew is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Midocean

MidOcean Absolute Return Credit Fund LP

New York, NY · Mar 30, 2012 → Feb 10, 2016 · 5 filings
  • Feb 10, 2016 · D · $276,770,075 sold of Indefinite · 40 investors · min. $150,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗
  • Feb 10, 2016 · D/A · $257,724,151 sold of Indefinite · 72 investors · min. $150,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗
  • Nov 26, 2014 · D/A · $276,770,075 sold of Indefinite · 69 investors · min. $150,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗
  • Apr 1, 2013 · D/A · $141,850,000 sold of Indefinite · 36 investors · min. $35,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗
  • Mar 30, 2012 · D · $77,315,000 sold of Indefinite · 10 investors · min. $65,000 · role: Director (Director of General Partner of General Partner of Issuer) EDGAR ↗

Raised $276.8M from 72 investors as of the latest filing. Andrew is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Midocean

MidOcean Credit Opportunity Offshore Fund, Ltd.

New York, NY · Mar 30, 2012 → Feb 10, 2016 · 4 filings
  • Feb 10, 2016 · D · $201,148,075 sold of Indefinite · 65 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 26, 2014 · D/A · $68,775,232 sold of Indefinite · 99 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 1, 2013 · D/A · $177,075,000 sold of Indefinite · 32 investors · min. $200,000 · role: Director EDGAR ↗
  • Mar 30, 2012 · D · $15,375,000 sold of Indefinite · 8 investors · min. $250,000 · role: Director EDGAR ↗

Raised $201.1M from 99 investors as of the latest filing. Andrew is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: Midocean

MidOcean Partners III-P, L.P.

New York, NY · Jun 17, 2015
  • Jun 17, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: Midocean

MidOcean Partners IV, L.P.

New York, NY · Apr 14, 2015
  • Apr 14, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Other · group: Midocean

MidOcean PPL Holdings Corp.

New York, NY · Jul 11, 2011
  • Jul 11, 2011 · D · $213,000,000 sold of $213,500,000 · 13 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $213M from 13 investors (100% of the $213.5M target) as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Andrew 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

J. Edward Virtue

Executive Officer, Director, Promoter · 35 shared filings (15 issuers)

J. Edward Virtue is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Shenfeld

Executive Officer, Director · 25 shared filings (7 issuers) · also on 1 other issuer

Steven Shenfeld is on 8 issuers in total — a repeat sponsor. Their page lists every one.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Pearse Griffith

Director · 5 shared filings (2 issuers) · also on 86 other issuers

Pearse Griffith is on 88 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Cullinane

Director · 5 shared filings (2 issuers) · also on 28 other issuers

John Cullinane is on 30 issuers in total — a repeat sponsor. Their page lists every one.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

James Edward Virtue

Director, Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Andrew Spring. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Deborah Hodges

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Andrew Spring. Their page shows their other deals.

FS
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Schiff

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Spring. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Damion Brown

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Spring. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael R. Apfel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Spring. Their page shows their other deals.

The team behind the deals

M
Sponsor group

Midocean

19 issuers · 44 filings · $4.56B reported sold · 2011–2026

One team, 19 deal companies. Andrew Spring is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Spring.

Same business address

30 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 18 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew Spring by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew Spring is listed on: none on file. No website or social profile named in MidOcean Partners V, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #265,305 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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