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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:22 AM ET

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Andrew Schiff

Named as an officer, director or promoter on SEC Form D filings · NY, NJ · Jun 1, 2009 → Aug 25, 2026

8deals (issuers)
$378Mreported sold
94investors
15Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew Schiff is listed as an executive officer, director, and promoter on 15 SEC Form D filings by 8 issuers between Jun 2009 and Aug 2026. Largest by amount reported sold: Aisling Capital V, LP (New York, NY — pooled investment fund — 2019–2020; $144.2M reported sold to 25 investors), Aisling Capital IV, LP (New York, NY — pooled investment fund — 2015–2016; $143.1M reported sold to 14 investors), TRANSENTERIX INC (Morrisville, NC — other health care — 2009–2012; $40.1M reported sold to 15 investors), AGILE THERAPEUTICS INC (Princeton, NJ — pharmaceuticals — 2012–2015; $33.1M reported sold to 14 investors), Dynova Laboratories Inc (Morristown, NJ — other health care — 2009; $15M reported sold to 2 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $378M sold in total.

Listed alongside Steven Elms (5 shared filings), Abhijeet Lele (3 shared filings), Al Altomari (3 shared filings), David Milne (3 shared filings), John Onopchenko (3 shared filings) and 35 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

The issuers belong to 2 sponsor groups: Aisling (3 issuers, $287.3M reported sold, 2015–2026) and Transenterix (2 issuers, $2.95M reported sold, 2009–2017).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Andrew Schiff and found 11 differences: Bankruptcy case: DYNOVA LABORATORIES, INC; Andrew Schiff appears on 1 deal that stopped filing before reaching its target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew Schiff has not run yet — it is joining a line of 52,713 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Complaints Filed FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Andrew D. Schiff (Registered Representative, New York, New York)
As listed by the regulator: Andrew D. Schiff (Registered Representative, New York, New York) was fined $57,292.62 and barred from association with any NASD member in any capacity. The sanctions were based on findings that Schiff executed transactions in customer accounts without the customers’ knowledge, authorization or consent. Schiff appealed this action to the NBCC and the sanctions are not in effect pending consideration of the appeal. Order / docket ↗ Regulator's list ↗
same full name in the order; 5 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew Schiff..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Andrew Schiff (compared 15 filings on Oct 24, 2026)

Note · Jan 25, 2013 – Feb 7, 2017

Bankruptcy case: DYNOVA LABORATORIES, INC. — filed Jan 25, 2013

United States Bankruptcy Court, D. New Jersey docket "DYNOVA LABORATORIES, INC." filed Jan 25, 2013, closed Feb 7, 2017. Dynova Laboratories Inc (related issuer) is listed as Debtor ("DYNOVA LABORATORIES, INC."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Dynova Laboratories Inc — PartnerFacts page ↗
Sources
Note · Jul 18, 2016

Andrew Schiff appears on 1 deal that stopped filing before reaching its target

Aisling Capital IV, LP (last filing Jul 18, 2016; $143,100,000 sold of $400,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Aisling Capital IV, LP — PartnerFacts page ↗
Sources
Note · Aug 31, 2010 – Sep 17, 2010

Form D filed 17 days after the first sale — Planet Biopharmaceuticals, Inc.

The filing says the first sale was Aug 31, 2010. The Form D was filed Sep 17, 2010 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 17, 2010 ↗Planet Biopharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Apr 26, 2007 – Jun 25, 2020

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Aisling Capital V, LP (latest filing Jun 25, 2020) · No amendment in the last 12 months on an offering that may still be open — Aisling Capital IV, LP (latest filing Jul 18, 2016) · No amendment in the last 12 months on an offering that may still be open — AGILE THERAPEUTICS INC (latest filing Jul 31, 2012) · No amendment in the last 12 months on an offering that may still be open — TRANSENTERIX INC (latest filing Feb 9, 2012) · No amendment in the last 12 months on an offering that may still be open — Planet Biopharmaceuticals, Inc. (latest filing Sep 17, 2010) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 25, 2020 ↗Aisling Capital V, LP — PartnerFacts page ↗Form D/A · Jul 18, 2016 ↗Aisling Capital IV, LP — PartnerFacts page ↗
Sources
Note · Dec 14, 2011 – Feb 9, 2012

Offering amount changed between filings — TRANSENTERIX INC

The Dec 14, 2011 filing says $15,000,000 offered; the Feb 9, 2012 Form D/A says $16,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 14, 2011 ↗Form D/A (later) · Feb 9, 2012 ↗TRANSENTERIX INC — PartnerFacts page ↗
Sources
Note · Jun 1, 2009 – May 9, 2014

Andrew Schiff is written 3 different ways on the filings

listed as "Andrew Schiff, MD" on 2 filings (from Jun 1, 2009), and "Andrew Schiff" on 7 filings (from Oct 15, 2009), and "Andrew N. Schiff" on 6 filings (from May 9, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jun 1, 2009 ↗Form D · Oct 15, 2009 ↗Form D · May 9, 2014 ↗Andrew Schiff — PartnerFacts page ↗
Sources
Note · Aug 13, 2018 – Dec 4, 2024

Same name, different state: "Andrew Schiff" (PA) is a separate record

This page covers filings where the address state is NY or NJ. A separate record, "Andrew Schiff" with address state PA, is listed on 3 filings — most recently by Aclaris Therapeutics, Inc. (Dec 4, 2024). Both records have filings in the same period (Aug 13, 2018 to Dec 4, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Schiff (PA) — PartnerFacts page ↗Form D · Dec 4, 2024 ↗Aclaris Therapeutics, Inc. — PartnerFacts page ↗Andrew Schiff (NY,NJ) — this page ↗
Sources
Note · Mar 29, 2022

Same name, different state: "Andrew N. Schiff" (CA) is a separate record

This page covers filings where the address state is NY or NJ. A separate record, "Andrew N. Schiff" with address state CA, is listed on 1 filing — most recently by Dren Bio, Inc. (Mar 29, 2022). Both records have filings in the same period (Mar 29, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew N. Schiff (CA) — PartnerFacts page ↗Form D · Mar 29, 2022 ↗Dren Bio, Inc. — PartnerFacts page ↗Andrew Schiff (NY,NJ) — this page ↗
Sources
Note · Jun 1, 2011 – Mar 13, 2012

Same name, different state: "Andrew Schiff" (CA) is a separate record

This page covers filings where the address state is NY or NJ. A separate record, "Andrew Schiff" with address state CA, is listed on 2 filings — most recently by UPTAKE MEDICAL CORP (Mar 13, 2012). Both records have filings in the same period (Jun 1, 2011 to Mar 13, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Schiff (CA) — PartnerFacts page ↗Form D/A · Mar 13, 2012 ↗UPTAKE MEDICAL CORP — PartnerFacts page ↗Andrew Schiff (NY,NJ) — this page ↗
Sources
Note · Aug 5, 2009 – Oct 27, 2009

Same name, different state: "Andrew Schiff" (FL) is a separate record

This page covers filings where the address state is NY or NJ. A separate record, "Andrew Schiff" with address state FL, is listed on 3 filings — most recently by Sirion Holdings, Inc. (Oct 27, 2009). Both records have filings in the same period (Aug 5, 2009 to Oct 27, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Schiff (FL) — PartnerFacts page ↗Form D · Oct 27, 2009 ↗Sirion Holdings, Inc. — PartnerFacts page ↗Andrew Schiff (NY,NJ) — this page ↗
Sources
Note · Jun 1, 2009 – Aug 25, 2026

Andrew Schiff is listed with 2 different address states: NY, NJ

NY on 13 filings (Jun 1, 2009 to Aug 25, 2026); NJ on 2 filings (May 9, 2014 to Feb 6, 2015).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Jun 1, 2009 ↗Form D · May 9, 2014 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 11 offerings report sales commissions totalling $6,193,000; 0 report finder's fees; 4 report proceeds to related persons totalling $775,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 25, 2026 D
Aisling Arcturus Partners LP
File 021-595256
$0 (est.)$0 (est.)$50,000 (est.)
Organizational Expenses will be reimbursed to the Investment Manager and General Partner. A management fee will be paid to the Investment Manager in accordance with the Issuer's offering documents.
None listed on this filingEDGAR ↗
Jun 25, 2020 D/A
Aisling Capital V, LP
File 021-343023
$123,000 (est.)$0 (est.)$0 (est.)
The Issuer will pay a customary management fee to its investment manager, an entity ultimately controlled by certain individuals listed in Item 3 above.
Probitas Partners no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
Jul 18, 2016 D/A
Aisling Capital IV, LP
File 021-248934
$5,470,000 (est.)$0$0
The Issuer will pay a customary management fee to its investment manager, an entity ultimately controlled by certain individuals listed in Item 3 above.
Sagent Advisors, LLC BrokerCheck CRD 129919 ↗
via SAGENT ADVISORS, LLC (CRD 129919 ↗)
EDGAR ↗
Feb 6, 2015 D
AGILE THERAPEUTICS INC
File 021-233635
$600,000$0$0William Blair & Company, L.L.C. BrokerCheck CRD 1252 ↗EDGAR ↗
May 9, 2014 D
AGILE THERAPEUTICS INC
File 021-217112
$0$0$300,000None listed on this filingEDGAR ↗
Jul 31, 2012 D
AGILE THERAPEUTICS INC
File 021-182009
$0$0$350,000 (est.)None listed on this filingEDGAR ↗
Feb 9, 2012 D/A
TRANSENTERIX INC
File 021-170015
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2011 D
ARMGO PHARMA INC
File 021-164880
$0$0$0None listed on this filingEDGAR ↗
Sep 17, 2010 D
Planet Biopharmaceuticals, Inc.
File 021-147909
$0$0$75,000None listed on this filingEDGAR ↗
Dec 4, 2009 D/A
Dynova Laboratories Inc
File 021-103294
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2009 D
TRANSENTERIX INC
File 021-113162
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Andrew Schiff on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AA
Pooled Investment Fund · group: Aisling

Aisling Arcturus Partners LP

New York, NY · Aug 25, 2026
  • Aug 25, 2026 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Manager of the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Aisling

Aisling Capital V, LP

New York, NY · Jun 27, 2019 → Jun 25, 2020 · 2 filings
  • Jun 25, 2020 · D/A · $144,154,915 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Jun 27, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $144.2M from 25 investors as of the latest filing. Andrew is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Aisling

Aisling Capital IV, LP

New York, NY · Oct 7, 2015 → Jul 18, 2016 · 2 filings
  • Jul 18, 2016 · D/A · $143,100,000 sold of $400,000,000 · 14 investors · min. $1 · role: Executive Officer (Member of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Oct 7, 2015 · D · $0 sold of $400,000,000 · 0 investors · min. $1 · role: Executive Officer (Member of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $143.1M from 14 investors (36% of the $400M target) as of the latest filing. Andrew is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Pharmaceuticals

AGILE THERAPEUTICS INC

Princeton, NJ · Jul 31, 2012 → Feb 6, 2015 · 3 filings
  • Feb 6, 2015 · D · $20,000,000 sold of $20,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 9, 2014 · D · $3,000,000 sold of $3,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 31, 2012 · D · $23,676,000 sold of $40,675,995 · 13 investors · min. $831 · role: Director EDGAR ↗

Raised $33.1M from 14 investors (100% of the $20M target) as of the latest filing. Andrew is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other Health Care · group: Transenterix

TRANSENTERIX INC

Morrisville, NC · Oct 15, 2009 → Feb 9, 2012 · 3 filings
  • Feb 9, 2012 · D/A · $15,179,413 sold of $16,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 14, 2011 · D · $14,890,158 sold of $15,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 15, 2009 · D · $40,150,000 sold of $55,149,995 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40.1M from 15 investors (100% of the $16M target) as of the latest filing. Andrew is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AP
Pharmaceuticals

ARMGO PHARMA INC

Tarrytown, NY · Aug 24, 2011
  • Aug 24, 2011 · D · $1,000,000 sold of $1,000,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1M from 21 investors (100% of the $1M target) as of the latest filing. Andrew is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PB
Other Health Care

Planet Biopharmaceuticals, Inc.

Danbury, CT · Sep 17, 2010
  • Sep 17, 2010 · D · $1,500,000 sold of $1,656,600 · 3 investors · min. $30,000 · role: Director EDGAR ↗

Raised $1.5M from 3 investors (91% of the $1.66M target) as of the latest filing. Andrew is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DL
Other Health Care

Dynova Laboratories Inc

Morristown, NJ · Jun 1, 2009 → Dec 4, 2009 · 2 filings
  • Dec 4, 2009 · D/A · $15,000,000 sold of $25,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 1, 2009 · D/A · $11,000,000 sold of $25,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $15M from 2 investors (60% of the $25M target) as of the latest filing. Andrew is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Andrew Schiff — CA, 2 issuers, Jun 1, 2011 → Mar 13, 2012 · no shared issuer
  • Andrew Schiff — FL, 1 issuer, Aug 5, 2009 → Oct 27, 2009 · no shared issuer
  • Andrew Schiff — PA, 1 issuer, Aug 13, 2018 → Dec 4, 2024 · no shared issuer
  • Andrew N. Schiff — CA, 1 issuer, Mar 29, 2022 → Mar 29, 2022 · no shared issuer

People around Andrew 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AC
Management entity

Aisling Capital

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

MC
Management entity

Menemsha Capital Partners

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

AC
Management entity

Aisling Capital Partners IV LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

AC
Management entity

Aisling Capital Partners V LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

AC
Management entity

Aisling Capital Management, LP

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Elms

Executive Officer, Promoter · 5 shared filings (3 issuers) · also on 8 other issuers

Steven Elms is on 11 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William N. Starling

Director · 3 shared filings (1 issuer) · also on 10 other issuers

William N. Starling is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

John Onopchenko

Director · 3 shared filings (1 issuer) · also on 4 other issuers

John Onopchenko is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Al Altomari

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Hong

Director · 3 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Todd M. Pope

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Rieke

Director · 3 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Milne

Director · 3 shared filings (1 issuer) · also on 12 other issuers

David Milne is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Abhijeet Lele

Director · 3 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Scott M. Coiante

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Purcell

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lynne Millheiser Swanbeck

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Dougherty

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Dennis Dougherty is on 8 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lorenzo Pellegrini

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

PV
No photo found yet (own website and image search run after this page is viewed)
Person

Paul La Violette

Director · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Katie MacFarlane

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Garner

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William T. McKee

Director · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Y. Sun, MD

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Marks

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

FM
No photo found yet (own website and image search run after this page is viewed)
Person

Fred McCoy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Scott L. Glenn

Director · 1 shared filing (1 issuer) · also on 12 other issuers

Scott L. Glenn is on 13 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Cole

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

FD
No photo found yet (own website and image search run after this page is viewed)
Person

Francesca DiNota

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William Goldberg

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

BZ
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Zbar

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Fuchsberg

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul A. Marks

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kat Larson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sapan Shah

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Garheng Kong

Director · 1 shared filing (1 issuer) · also on 27 other issuers

Garheng Kong is on 28 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hubbard

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Katen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James P. Tursi

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Schiff. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Aisling

3 issuers · 5 filings · $287.3M reported sold · 2015–2026

One team, 3 deal companies. Andrew Schiff is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Schiff.

T
Sponsor group

Transenterix

2 issuers · 12 filings · $2.95M reported sold · 2009–2017

One team, 2 deal companies. Andrew Schiff is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Schiff.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Aisling Arcturus Partners LP, Aisling Capital IV, LP, Dynova Laboratories Inc.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew Schiff by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew Schiff is listed on: none on file. No website or social profile named in TRANSENTERIX INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #327,249 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Morrisville, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗New Jersey state courts — find the court ↗North Carolina eCourts portal ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗New Jersey Secretary of State business search ↗North Carolina Secretary of State business search ↗Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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