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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:11 AM ET

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Andrew David Kaplan

Named as an officer, director or promoter on SEC Form D filings · FL · Jan 21, 2010 → Jan 21, 2010

1deal (issuers)
$0reported sold
0investors
1Form D filing
2010year on file
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Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew David Kaplan is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jan 2010: UNITED FINANCIAL GROUP INC /FL (Winter Park, FL — other banking and financial services — 2010).

What this means One deal on file with the SEC, filed Jan 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Harold Jordan Kaplan (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Andrew David Kaplan and found 5 differences: Same name, different state: "Andrew Kaplan" (NJ or NY or CO or A1) is a separate record; Same name, different state: "ANDREW KAPLAN" (CT) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew David Kaplan has not run yet — it is joining a line of 9,079 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew David Kaplan..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Andrew Kaplan closed
United States Bankruptcy Court, N.D. New York · No. 22-11034 · Filed Nov 8, 2022 · Closed Mar 21, 2023
Role of Andrew Kaplan: Debtor · Outcome: Case closed 2023-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Andrew P. Kaplan closed
United States Bankruptcy Court, D. Connecticut · No. 12-31719 · Filed Jul 25, 2012 · Closed Nov 21, 2012
Role of Andrew P. Kaplan: Debtor · Outcome: Case closed 2012-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 8 people with this name in Form D filings; court in CT (not a filing state); middle initial differs
Andrew P Kaplan and Cheryl A. Kaplan closed
United States Bankruptcy Court, N.D. Florida · No. 11-10508 · Filed Oct 20, 2011 · Closed Jan 30, 2014
Role of Andrew P Kaplan and Cheryl A. Kaplan: Debtor · Outcome: Case closed 2014-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Andrew J. Kaplan closed
United States Bankruptcy Court, D. New Hampshire · No. 04-12153 · Filed Jun 15, 2004 · Closed Nov 3, 2004
Role of Andrew J. Kaplan: Debtor · Outcome: Case closed 2004-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 8 people with this name in Form D filings; court in NH (not a filing state); middle initial differs
Andrew S. Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 02-19296 · Filed Dec 23, 2002 · Closed Mar 7, 2006
Role of Andrew S. Kaplan: Debtor · Outcome: Case closed 2006-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Andrew D. Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 01-18529 · Filed Nov 7, 2001 · Closed Apr 23, 2002
Role of Andrew D. Kaplan: Debtor · Outcome: Case closed 2002-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state)
Andrew S. Kaplan and Chaya R. Kaplan closed
United States Bankruptcy Court, S.D. Florida. · No. 99-42783 · Filed Dec 28, 1999 · Closed May 7, 2001
Role of Andrew S. Kaplan and Chaya R. Kaplan: Debtor · Outcome: Case closed 2001-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Andrew R. Kaplan closed
United States Bankruptcy Court, S.D. Florida. · No. 98-16540 · Filed Jul 20, 1998 · Closed Nov 12, 1998
Role of Andrew R. Kaplan: Debtor · Outcome: Case closed 1998-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Andrew David Kaplan (compared 1 filing on Oct 24, 2026)

Note · Mar 22, 2010 – Jan 21, 2026

Same name, different state: "Andrew Kaplan" (NJ or NY or CO or A1) is a separate record

This page covers filings where the address state is FL. A separate record, "Andrew Kaplan" with address state NJ or NY or CO or A1, is listed on 44 filings — most recently by Naked Revival Inc. (Mar 25, 2026). The two records do not overlap in time: this page has one filing dated Jan 21, 2010; the other runs Mar 22, 2010 to Jan 21, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Kaplan (NJ,NY,CO,A1) — PartnerFacts page ↗Form D · Mar 25, 2026 ↗Naked Revival Inc. — PartnerFacts page ↗Andrew David Kaplan (FL) — this page ↗
Sources
Note · Dec 31, 2018 – Oct 21, 2025

Same name, different state: "ANDREW KAPLAN" (CT) is a separate record

This page covers filings where the address state is FL. A separate record, "ANDREW KAPLAN" with address state CT, is listed on 7 filings — most recently by EDUCATION GROWTH PARTNERS II, L.P. (Oct 21, 2025). The two records do not overlap in time: this page has one filing dated Jan 21, 2010; the other runs Dec 31, 2018 to Oct 21, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ANDREW KAPLAN (CT) — PartnerFacts page ↗Form D/A · Oct 21, 2025 ↗EDUCATION GROWTH PARTNERS II, L.P. — PartnerFacts page ↗Andrew David Kaplan (FL) — this page ↗
Sources
Note · Jul 12, 2016 – May 10, 2023

Same name, different state: "Andrew Kaplan" (MA) is a separate record

This page covers filings where the address state is FL. A separate record, "Andrew Kaplan" with address state MA, is listed on 7 filings — most recently by BCPE OceanDrive Holdings, LP (May 10, 2023). The two records do not overlap in time: this page has one filing dated Jan 21, 2010; the other runs Jul 12, 2016 to May 10, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Kaplan (MA) — PartnerFacts page ↗Form D · May 10, 2023 ↗BCPE OceanDrive Holdings, LP — PartnerFacts page ↗Andrew David Kaplan (FL) — this page ↗
Sources
Note · Jul 1, 2019 – Aug 26, 2020

Same name, different state: "Andrew Kaplan" (NV) is a separate record

This page covers filings where the address state is FL. A separate record, "Andrew Kaplan" with address state NV, is listed on 5 filings — most recently by U.S. GOLD CORP. (Aug 26, 2020). The two records do not overlap in time: this page has one filing dated Jan 21, 2010; the other runs Jul 1, 2019 to Aug 26, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Kaplan (NV) — PartnerFacts page ↗Form D · Aug 26, 2020 ↗U.S. GOLD CORP. — PartnerFacts page ↗Andrew David Kaplan (FL) — this page ↗
Sources
Note · Nov 9, 2017

Same name, different state: "Andrew Kaplan" (PA) is a separate record

This page covers filings where the address state is FL. A separate record, "Andrew Kaplan" with address state PA, is listed on 1 filing — most recently by elocal USA LLC (Nov 9, 2017). The two records do not overlap in time: this page has one filing dated Jan 21, 2010; the other has one filing dated Nov 9, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Kaplan (PA) — PartnerFacts page ↗Form D · Nov 9, 2017 ↗elocal USA LLC — PartnerFacts page ↗Andrew David Kaplan (FL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 21, 2010 D
UNITED FINANCIAL GROUP INC /FL
File 021-138050
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Andrew David Kaplan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UF
Other Banking and Financial Services

UNITED FINANCIAL GROUP INC /FL

Winter Park, FL · Jan 21, 2010
  • Jan 21, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Andrew Kaplan — NJ, NY, CO, British Columbia, Canada (as filed: A1), 9 issuers, Mar 22, 2010 → Jan 21, 2026 · no shared issuer
  • Andrew Marc Kaplan — CA, 4 issuers, Aug 30, 2013 → May 16, 2017 · no shared issuer
  • Andrew Kaplan — MA, 4 issuers, Jul 12, 2016 → May 10, 2023 · no shared issuer
  • ANDREW KAPLAN — CT, 3 issuers, Dec 31, 2018 → Oct 21, 2025 · no shared issuer
  • Andrew Kaplan — PA, 1 issuer, Nov 9, 2017 → Nov 9, 2017 · no shared issuer
  • Andrew Kaplan — NV, 1 issuer, Jul 1, 2019 → Aug 26, 2020 · no shared issuer
  • Andrew Kaplan — United Kingdom (as filed: X0), 1 issuer, May 7, 2021 → Apr 13, 2022 · no shared issuer

People around Andrew 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HK
No photo found yet (own website and image search run after this page is viewed)
Person

Harold Jordan Kaplan

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew David Kaplan. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew David Kaplan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew David Kaplan is listed on: none on file. No website or social profile named in UNITED FINANCIAL GROUP INC /FL's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #366,268 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Winter Park, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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