PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:39 AM ET

Sponsor Check › Person

AB
No photo found yet (own website and image search run after this page is viewed)

Andrew Ball

Named as an officer, director or promoter on SEC Form D filings · NY · Aug 27, 2021 → Aug 21, 2026

6deals (issuers)
$630.1Mreported sold
31investors
31Form D filings
2021–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew Ball is listed as an executive officer on 31 SEC Form D filings by 6 issuers between Aug 2021 and Aug 2026. Largest by amount reported sold: RichBrook Offshore Segregated Portfolio D - Agency MBS (New York, NY — pooled investment fund — 2021–2026; $295M reported sold to 2 investors), RichBrook Offshore Segregated Portfolio A - Agency MBS (New York, NY — pooled investment fund — 2021–2026; $118.9M reported sold to 8 investors), RichBrook Fund, LP Portfolio E - Home Equity Access (New York, NY — pooled investment fund — 2024–2026; $100M reported sold to 1 investors), RichBrook Fund, LP Portfolio A - Agency MBS (New York, NY — pooled investment fund — 2021–2026; $69.2M reported sold to 6 investors), RichBrook Offshore Segregated Portfolio B - Illiquid MBS/ABS Fund (New York, NY — pooled investment fund — 2022–2026; $36M reported sold to 11 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $630.1M sold in total.

Listed alongside RichBrook Advisors, LP (31 shared filings, management entity), Vlad Kotlyarsky (31 shared filings), Alaina Danley (17 shared filings), Jonathan Bain (17 shared filings) and RichBrook GP, LLC (14 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

All 6 issuers belong to the sponsor group Richbrook (6 issuers, $630.1M reported sold, 2021–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Richbrook has 6 companies on file and $630.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 31 public filings for Andrew Ball and found 3 differences: Form D filed 52 days after the first sale; Same name, different state: "Andrew John Ball" (CA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew Ball has not run yet — it is joining a line of 37,702 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew Ball..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

ANDREW R BALL closed
United States Bankruptcy Court, D. Minnesota · No. 12-33692 · Filed Jun 20, 2012 · Closed Oct 9, 2012
Role of ANDREW R BALL: Debtor · Outcome: Case closed 2012-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
ANDREW VAN BALL closed
United States Bankruptcy Court, M.D. Tennessee · No. 1:10-bk-04207 · Filed Apr 20, 2010 · Closed Aug 4, 2010
Role of ANDREW VAN BALL: Debtor · Outcome: Case closed 2010-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Andrew Ball and Audrey Ball closed
United States Bankruptcy Court, E.D. California · No. 08-29584 · Filed Jul 15, 2008 · Closed Oct 31, 2008
Role of Andrew Ball and Audrey Ball: Debtor · Outcome: Case closed 2008-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Andrew D Ball closed
United States Bankruptcy Court, C.D. California · No. 8:07-bk-14524 · Filed Dec 28, 2007 · Closed Apr 22, 2008
Role of Andrew D Ball: Debtor · Outcome: Case closed 2008-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Andrew S. Ball and Deborah M. Ball closed
United States Bankruptcy Court, N.D. Ohio · No. 03-46560 · Filed Dec 29, 2003 · Closed Jul 3, 2006
Role of Andrew S. Ball and Deborah M. Ball: Debtor · Outcome: Case closed 2006-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Andrew S. Ball closed
United States Bankruptcy Court, N.D. California · No. 03-40982 · Filed Feb 19, 2003 · Closed Jun 4, 2003
Role of Andrew S. Ball: Debtor · Outcome: Case closed 2003-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Andrew S. Ball and Barbara J. Humble closed
United States Bankruptcy Court, N.D. Ohio · No. 98-53203 · Filed Oct 9, 1998 · Closed May 24, 2004
Role of Andrew S. Ball and Barbara J. Humble: Debtor · Outcome: Case closed 2004-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Andrew T. Ball and Belinda Lee Ball closed
United States Bankruptcy Court, E.D. Michigan · No. 96-55207 · Filed Nov 12, 1996 · Closed Apr 28, 1997
Role of Andrew T. Ball and Belinda Lee Ball: Debtor · Outcome: Case closed 1997-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
ANDREW P BALL and TRISHA K BALL closed
United States Bankruptcy Court, D. Minnesota · No. 94-31728 · Filed Apr 18, 1994 · Closed Aug 24, 1994
Role of ANDREW P BALL and TRISHA K BALL: Debtor · Outcome: Case closed 1994-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Andrew L. Ball closed
United States Bankruptcy Court, D. Maryland · No. 93-51907 · Filed Mar 18, 1993 · Closed Nov 4, 1993
Role of Andrew L. Ball: Debtor · Outcome: Case closed 1993-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)
Andrew L. Ball closed
United States Bankruptcy Court, N.D. Ohio · No. 91-12060 · Filed Apr 10, 1991 · Closed Aug 4, 1993
Role of Andrew L. Ball: Debtor · Outcome: Case closed 1993-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Andrew W. Ball closed
United States Bankruptcy Court, N.D. Georgia · No. 90-18842 · Filed Dec 31, 1990 · Closed May 16, 1991
Role of Andrew W. Ball: Debtor · Outcome: Case closed 1991-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Andrew Ball (compared 31 filings on Oct 24, 2026)

Note · Sep 1, 2024 – Oct 23, 2024

Form D filed 52 days after the first sale — RichBrook Fund, LP Portfolio E - Home Equity Access

The filing says the first sale was Sep 1, 2024. The Form D was filed Oct 23, 2024 — 52 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 37 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 23, 2024 ↗RichBrook Fund, LP Portfolio E - Home Equity Access — PartnerFacts page ↗
Sources
Note · Aug 20, 2019

Same name, different state: "Andrew John Ball" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Andrew John Ball" with address state CA, is listed on 1 filing — most recently by Dwight Holdings LLC (Aug 20, 2019). The two records do not overlap in time: this page runs Aug 27, 2021 to Aug 21, 2026; the other has one filing dated Aug 20, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew John Ball (CA) — PartnerFacts page ↗Form D · Aug 20, 2019 ↗Dwight Holdings LLC — PartnerFacts page ↗Andrew Ball (NY) — this page ↗
Sources
Note · Jul 2, 2018

Same name, different state: "ANDREW DEREK BALL" (X0) is a separate record

This page covers filings where the address state is NY. A separate record, "ANDREW DEREK BALL" with address state X0, is listed on 1 filing — most recently by NORTHEDGE CAPITAL SME FUND I, LP (Jul 2, 2018). The two records do not overlap in time: this page runs Aug 27, 2021 to Aug 21, 2026; the other has one filing dated Jul 2, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ANDREW DEREK BALL (X0) — PartnerFacts page ↗Form D · Jul 2, 2018 ↗NORTHEDGE CAPITAL SME FUND I, LP — PartnerFacts page ↗Andrew Ball (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 21, 2026 D/A
RichBrook Offshore Segregated Portfolio A - Agency MBS
File 021-411559
$0$0$0None listed on this filingEDGAR ↗
Aug 21, 2026 D/A
RichBrook Fund, LP Portfolio A - Agency MBS
File 021-411555
$0$0$0None listed on this filingEDGAR ↗
Aug 21, 2026 D/A
RichBrook Offshore Segregated Portfolio D - Agency MBS
File 021-420566
$0$0$0None listed on this filingEDGAR ↗
Aug 21, 2026 D/A
RichBrook Fund, LP Portfolio B - Illiquid MBS/ABS
File 021-459883
$0$0$0None listed on this filingEDGAR ↗
Aug 21, 2026 D/A
RichBrook Offshore Segregated Portfolio B - Illiquid MBS/ABS Fund
File 021-459884
$0$0$0None listed on this filingEDGAR ↗
Aug 21, 2026 D/A
RichBrook Fund, LP Portfolio E - Home Equity Access
File 021-527605
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Andrew Ball on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RF
Pooled Investment Fund · group: Richbrook

RichBrook Fund, LP Portfolio E - Home Equity Access

New York, NY · Oct 23, 2024 → Aug 21, 2026 · 3 filings
  • Aug 21, 2026 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Aug 22, 2025 · D/A · $75,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Oct 23, 2024 · D · $10,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Andrew is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RO
Pooled Investment Fund · group: Richbrook

RichBrook Offshore Segregated Portfolio B - Illiquid MBS/ABS Fund

New York, NY · Sep 26, 2022 → Aug 21, 2026 · 5 filings
  • Aug 21, 2026 · D/A · $36,000,078 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 22, 2025 · D/A · $36,000,078 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 23, 2024 · D/A · $30,999,078 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 24, 2023 · D/A · $25,999,078 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Sep 26, 2022 · D · $25,300,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗

Raised $36M from 11 investors as of the latest filing. Andrew is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RF
Pooled Investment Fund · group: Richbrook

RichBrook Fund, LP Portfolio B - Illiquid MBS/ABS

New York, NY · Sep 26, 2022 → Aug 21, 2026 · 5 filings
  • Aug 21, 2026 · D/A · $11,002,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Aug 22, 2025 · D/A · $11,002,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Aug 23, 2024 · D/A · $10,002,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Aug 24, 2023 · D/A · $10,002,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Sep 26, 2022 · D · $9,700,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗

Raised $11M from 3 investors as of the latest filing. Andrew is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RO
Pooled Investment Fund · group: Richbrook

RichBrook Offshore Segregated Portfolio D - Agency MBS

New York, NY · Nov 9, 2021 → Aug 21, 2026 · 6 filings
  • Aug 21, 2026 · D/A · $295,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 22, 2025 · D/A · $295,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 23, 2024 · D/A · $295,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 24, 2023 · D/A · $275,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Nov 9, 2022 · D/A · $125,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Nov 9, 2021 · D · $100,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗

Raised $295M from 2 investors as of the latest filing. Andrew is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RO
Pooled Investment Fund · group: Richbrook

RichBrook Offshore Segregated Portfolio A - Agency MBS

New York, NY · Aug 27, 2021 → Aug 21, 2026 · 6 filings
  • Aug 21, 2026 · D/A · $118,900,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 22, 2025 · D/A · $118,900,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 23, 2024 · D/A · $118,900,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 24, 2023 · D/A · $103,900,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 26, 2022 · D/A · $77,000,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗
  • Aug 27, 2021 · D · $71,000,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Partner of the Issuer's Investment Manager) EDGAR ↗

Raised $118.9M from 8 investors as of the latest filing. Andrew is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RF
Pooled Investment Fund · group: Richbrook

RichBrook Fund, LP Portfolio A - Agency MBS

New York, NY · Aug 27, 2021 → Aug 21, 2026 · 6 filings
  • Aug 21, 2026 · D/A · $69,200,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Aug 22, 2025 · D/A · $69,200,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Aug 23, 2024 · D/A · $69,200,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Aug 24, 2023 · D/A · $55,200,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Aug 26, 2022 · D/A · $46,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗
  • Aug 27, 2021 · D · $44,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗

Raised $69.2M from 6 investors as of the latest filing. Andrew is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • ANDREW DEREK BALL — United Kingdom (as filed: X0), 1 issuer, Jul 2, 2018 → Jul 2, 2018 · no shared issuer
  • Andrew John Ball — CA, 1 issuer, Aug 20, 2019 → Aug 20, 2019 · no shared issuer

People around Andrew 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RA
Management entity

RichBrook Advisors, LP

Promoter · 31 shared filings (6 issuers)

RichBrook Advisors, LP is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RG
Management entity

RichBrook GP, LLC

Promoter · 14 shared filings (3 issuers)

Listed on the same filings as Andrew Ball. Their page shows their other deals.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Vlad Kotlyarsky

Executive Officer · 31 shared filings (6 issuers)

Vlad Kotlyarsky is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Bain

Director · 17 shared filings (3 issuers) · also on 43 other issuers

Jonathan Bain is on 46 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Alaina Danley

Director · 17 shared filings (3 issuers) · also on 102 other issuers

Alaina Danley is on 105 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

R
Sponsor group

Richbrook

6 issuers · 31 filings · $630.1M reported sold · 2021–2026

One team, 6 deal companies. Andrew Ball is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Ball.

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 6 of the 6 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): RichBrook Offshore Segregated Portfolio A - Agency MBS, RichBrook Fund, LP Portfolio A - Agency MBS, RichBrook Offshore Segregated Portfolio D - Agency MBS, RichBrook Offshore Segregated Portfolio B - Illiquid MBS/ABS Fund, RichBrook Fund, LP Portfolio B - Illiquid MBS/ABS, RichBrook Fund, LP Portfolio E - Home Equity Access.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew Ball by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew Ball is listed on: none on file. No website or social profile named in RichBrook Offshore Segregated Portfolio D - Agency MBS's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #11,566 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Andrew Ball appears on a new Form D, or when a court case or SEC action is matched to them. See plans →