PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:41 AM ET

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AS
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Andre Stern

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), DE · Mar 22, 2010 → Dec 12, 2025

5deals (issuers)
$1.42Breported sold
128investors
25Form D filings
2010–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andre Stern is listed as a director on 25 SEC Form D filings by 5 issuers between Mar 2010 and Dec 2025: OxAM Quant Fund (International) Ltd (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2020; $655.8M reported sold to 42 investors), OxAM Quant Fund Ltd (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2012; $368.5M reported sold to 51 investors), OxAM Quant Fund (US) LLC (Wilmington, DE — pooled investment fund — 2013–2020; $353.2M reported sold to 33 investors), Oxford Logismos Fund (US) LLC (Wilmington, DE — pooled investment fund — 2024–2025; $40M reported sold to 1 investors) and OxFORD Epilego Fund (US) LLC (Wilmington, DE — pooled investment fund — 2021–2024; $2.25M reported sold to 1 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 15 years. Across those companies the filings report $1.42B sold in total.

Listed alongside Marc Nitsche (25 shared filings), Peter Fletcher (25 shared filings), Richard Thorp (24 shared filings), Francoise Henry (19 shared filings), OxFORD Asset Management LLP (10 shared filings, management entity) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andre. Each name links to their own page.

All 5 issuers belong to the sponsor group Oxam Quant (6 issuers, $1.41B reported sold, 2010–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Oxam Quant has 6 companies on file and $1.41B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 25 public filings for Andre Stern and found 10 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andre Stern has not run yet — it is joining a line of 38,646 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andre Stern..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Andre Stern — 4 worth asking about (compared 25 filings on Oct 24, 2026)

Worth asking · Mar 22, 2010 – Mar 22, 2011

Amount sold went down between filings — OxAM Quant Fund Ltd

The Mar 22, 2010 filing says $368,508,964 sold; the Mar 22, 2011 Form D/A says $118,323,317 sold — $250,185,647 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 22, 2010 ↗Form D/A (later) · Mar 22, 2011 ↗OxAM Quant Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Mar 22, 2010 – Mar 22, 2011

Investor count went down between filings — OxAM Quant Fund Ltd

The Mar 22, 2010 filing reports 51 investors; the Mar 22, 2011 Form D/A reports 6 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 22, 2010 ↗Form D/A (later) · Mar 22, 2011 ↗OxAM Quant Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · May 1, 2012 – Jun 10, 2013

Form D filed 405 days after the first sale — OxAM Quant Fund (International) Ltd

The filing says the first sale was May 1, 2012. The Form D was filed Jun 10, 2013 — 405 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 390 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 10, 2013 ↗OxAM Quant Fund (International) Ltd — PartnerFacts page ↗
Sources
Worth asking · May 1, 2012 – Jun 10, 2013

Form D filed 405 days after the first sale — OxAM Quant Fund (US) LLC

The filing says the first sale was May 1, 2012. The Form D was filed Jun 10, 2013 — 405 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 390 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 10, 2013 ↗OxAM Quant Fund (US) LLC — PartnerFacts page ↗
Sources
Note · Apr 27, 2004 – Mar 14, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — OxFORD Epilego Fund (US) LLC (latest filing Mar 14, 2024) · No amendment in the last 12 months on an offering that may still be open — OxAM Quant Fund (US) LLC (latest filing Jun 8, 2020) · No amendment in the last 12 months on an offering that may still be open — OxAM Quant Fund (International) Ltd (latest filing Jun 8, 2020) · No amendment in the last 12 months on an offering that may still be open — OxAM Quant Fund Ltd (latest filing Mar 22, 2012)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 14, 2024 ↗OxFORD Epilego Fund (US) LLC — PartnerFacts page ↗Form D/A · Jun 8, 2020 ↗OxAM Quant Fund (US) LLC — PartnerFacts page ↗
Sources
Note · Mar 22, 2011 – Mar 22, 2012

Minimum investment changed between filings — OxAM Quant Fund Ltd

The Mar 22, 2011 filing lists a minimum of $100,000; the Mar 22, 2012 Form D/A lists $2,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 22, 2011 ↗Form D/A (later) · Mar 22, 2012 ↗OxAM Quant Fund Ltd — PartnerFacts page ↗
Sources
Note · Mar 22, 2010 – Jun 10, 2016

Andre Stern is written 2 different ways on the filings

listed as "Andre Stern" on 24 filings (from Mar 22, 2010), and "Andre J. Stern" on the Jun 10, 2016 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 22, 2010 ↗Form D/A · Jun 10, 2016 ↗Andre Stern — PartnerFacts page ↗
Sources
Note · Mar 12, 2021 – Mar 14, 2022

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — OxFORD Epilego Fund (US) LLC

The people listed on the Mar 12, 2021 filing give George Town, Grand Cayman, Cayman Islands (as filed: E9); on the Mar 14, 2022 filing they give Grand Cayman, Cayman Islands (as filed: E9). The address now on file (The Corporation Trust Center, 1209 Orange Street, Wilmington, DE) is a registered-agent or shared-office address used by 3 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Mar 12, 2021 ↗Form D/A · Mar 14, 2022 ↗OxFORD Epilego Fund (US) LLC — PartnerFacts page ↗
Sources
Note · Jun 10, 2013 – Jun 10, 2014

Address moved from Wilmington, DE to George Town, Grand Cayman, Cayman Islands (as filed: E9) — OxAM Quant Fund (US) LLC

The people listed on the Jun 10, 2013 filing give Wilmington, DE; on the Jun 10, 2014 filing they give George Town, Grand Cayman, Cayman Islands (as filed: E9). The address now on file (C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange St, Wilmington, DE) is a registered-agent or shared-office address used by 214 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jun 10, 2013 ↗Form D/A · Jun 10, 2014 ↗OxAM Quant Fund (US) LLC — PartnerFacts page ↗
Sources
Note · Mar 22, 2010 – Dec 12, 2025

Andre Stern is listed with 2 different address states: E9, DE

Cayman Islands (as filed: E9) on 24 filings (Mar 22, 2010 to Dec 12, 2025); DE on 1 filing (Jun 10, 2013).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 22, 2010 ↗Form D · Jun 10, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 12, 2025 D/A
Oxford Logismos Fund (US) LLC
File 021-532008
$0$0$0
The Investment Manager is entitled to a management fee as disclosed in the offering documents.
None listed on this filingEDGAR ↗
Mar 14, 2024 D/A
OxFORD Epilego Fund (US) LLC
File 021-392116
$0$0$0None listed on this filingEDGAR ↗
Jun 8, 2020 D/A
OxAM Quant Fund (US) LLC
File 021-197691
$0$0$0
The adviser has confirmed that no management fee will apply from 1 April 2020.
None listed on this filingEDGAR ↗
Jun 8, 2020 D/A
OxAM Quant Fund (International) Ltd
File 021-197692
$0$0$0
The adviser has confirmed that no management fee will apply from 1 April 2020.
None listed on this filingEDGAR ↗
Mar 22, 2012 D/A
OxAM Quant Fund Ltd
File 021-129913
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Andre Stern on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OL
Pooled Investment Fund · group: Oxam Quant

Oxford Logismos Fund (US) LLC

Wilmington, DE · Dec 13, 2024 → Dec 12, 2025 · 2 filings
  • Dec 12, 2025 · D/A · $40,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Dec 13, 2024 · D · $40,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $40M from 1 investor as of the latest filing. Andre is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OE
Pooled Investment Fund · group: Oxam Quant

OxFORD Epilego Fund (US) LLC

Wilmington, DE · Mar 12, 2021 → Mar 14, 2024 · 4 filings
  • Mar 14, 2024 · D/A · $2,252,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Mar 14, 2023 · D/A · $2,252,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Mar 14, 2022 · D/A · $2,252,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗
  • Mar 12, 2021 · D · $2,002,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of the Managing Member) EDGAR ↗

Raised $2.25M from 1 investor as of the latest filing. Andre is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OQ
Pooled Investment Fund · group: Oxam Quant

OxAM Quant Fund (US) LLC

Wilmington, DE · Jun 10, 2013 → Jun 8, 2020 · 8 filings
  • Jun 8, 2020 · D/A · $353,181,102 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗
  • Jun 7, 2019 · D/A · $353,181,102 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗
  • Jun 8, 2018 · D/A · $353,181,102 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗
  • Jun 9, 2017 · D/A · $353,181,102 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗
  • Jun 10, 2016 · D/A · $345,201,102 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗
  • Jun 10, 2015 · D/A · $315,716,102 sold of Indefinite · 31 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗
  • Jun 10, 2014 · D/A · $285,616,102 sold of Indefinite · 30 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗
  • Jun 10, 2013 · D · $246,155,000 sold of Indefinite · 19 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $353.2M from 33 investors as of the latest filing. Andre is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OQ
Pooled Investment Fund · group: Oxam Quant

OxAM Quant Fund (International) Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 10, 2013 → Jun 8, 2020 · 8 filings
  • Jun 8, 2020 · D/A · $655,792,880 sold of Indefinite · 42 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 7, 2019 · D/A · $655,792,880 sold of Indefinite · 42 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 8, 2018 · D/A · $650,492,880 sold of Indefinite · 40 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 9, 2017 · D/A · $650,492,880 sold of Indefinite · 40 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 10, 2016 · D/A · $625,492,880 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 10, 2015 · D/A · $547,692,880 sold of Indefinite · 32 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 10, 2014 · D/A · $501,722,880 sold of Indefinite · 32 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 10, 2013 · D · $61,489,000 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗

Raised $655.8M from 42 investors as of the latest filing. Andre is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OQ
Pooled Investment Fund · group: Oxam Quant

OxAM Quant Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 22, 2010 → Mar 22, 2012 · 3 filings
  • Mar 22, 2012 · D/A · $358,397,197 sold of Indefinite · 25 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Mar 22, 2011 · D/A · $118,323,317 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2010 · D/A · $368,508,964 sold of Indefinite · 51 investors · min. $100,000 · role: Director EDGAR ↗

Raised $368.5M from 51 investors as of the latest filing. Andre is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Andre 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

OA
Management entity

OxFORD Asset Management LLP

Promoter · 10 shared filings (3 issuers)

Listed on the same filings as Andre Stern. Their page shows their other deals.

JO
Management entity

J. OxFord Asset Management LLP

Promoter · 8 shared filings (2 issuers)

Listed on the same filings as Andre Stern. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Nitsche

Director · 25 shared filings (5 issuers) · also on 1 other issuer

Marc Nitsche is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Fletcher

Director · 25 shared filings (5 issuers)

Peter Fletcher is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Thorp

Director · 24 shared filings (5 issuers)

Richard Thorp is on 5 issuers in total — a repeat sponsor. Their page lists every one.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Francoise Henry

Director · 19 shared filings (3 issuers) · also on 3 other issuers

Francoise Henry is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Bruhl

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andre Stern. Their page shows their other deals.

The team behind the deals

OQ
Sponsor group

Oxam Quant

6 issuers · 27 filings · $1.41B reported sold · 2010–2025

One team, 6 deal companies. Andre Stern is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andre Stern.

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 5 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Oxford Logismos Fund (US) LLC, OxFORD Epilego Fund (US) LLC, OxAM Quant Fund (International) Ltd.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andre Stern by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andre Stern is listed on: none on file. No website or social profile named in OxAM Quant Fund Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #342,542 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Delaware CourtConnect ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Delaware Secretary of State business search ↗OpenCorporates ↗

Change history

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