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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:37 AM ET

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AW
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Alexander Ware

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 20, 2018 → Mar 17, 2026

2deals (issuers)
$50Mreported sold
46investors
9Form D filings
2018–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:37 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alexander Ware is listed as a director on 9 SEC Form D filings by 2 issuers between Oct 2016 and Mar 2026: MStar Holding Corp (Los Angeles, CA — industry reported as "Other" — 2018–2020; $40M reported sold to 14 investors) and BARFRESH FOOD GROUP INC. (Los Angeles, CA — industry reported as "Other" — 2016–2026; $10M reported sold to 32 investors).

What this means 2 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $50M sold in total.

Listed alongside JOSEPH M. CUGINE (7 shared filings), RICCARDO DELLE COSTE (7 shared filings), Arnold Tinter (6 shared filings), Isabelle Ortiz-Cochet (6 shared filings), Steven Lang (6 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alexander. Each name links to their own page.

1 of the issuers belongs to the sponsor group Fs Affiliates (15 issuers, $5.58B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Fs Affiliates has 15 companies on file and $5.58B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Alexander Ware and found 7 differences: Form D filed 43 days after the first sale; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alexander Ware has not run yet — it is joining a line of 19,456 names; searches run around the clock at the hosts' allowed rate. Searched so far: 32 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:37 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alexander Ware..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Alexander Ware closed
United States Bankruptcy Court, E.D. Michigan · No. 07-44135 · Filed Mar 2, 2007 · Closed Oct 21, 2009
Role of Alexander Ware: Debtor · Outcome: Case closed 2009-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:37 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Alexander Ware (compared 9 filings on Oct 24, 2026)

Note · Nov 23, 2016 – Jan 5, 2017

Form D filed 43 days after the first sale — BARFRESH FOOD GROUP INC.

The filing says the first sale was Nov 23, 2016. The Form D was filed Jan 5, 2017 — 43 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 28 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Oct 27, 2023 – Dec 21, 2023

Offering amount changed between filings — BARFRESH FOOD GROUP INC.

The Oct 27, 2023 filing says $1,880,000 offered; the Dec 21, 2023 Form D/A says $2,068,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Oct 23, 2023 – Dec 21, 2023

No amendment in the last 12 months on an offering that may still be open — BARFRESH FOOD GROUP INC. (latest filing Dec 21, 2023)

The latest filing for this offering is dated Dec 21, 2023 (first sale Oct 23, 2023). It reports $2,045,450 sold of $2,068,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · May 24, 2021 – Jun 7, 2021

No amendment in the last 12 months on an offering that may still be open — BARFRESH FOOD GROUP INC. (latest filing Jun 7, 2021)

The latest filing for this offering is dated Jun 7, 2021 (first sale May 24, 2021). It reports $6,679,610 sold of $7,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 12, 2016 – Jun 20, 2018

Alexander Ware is written 2 different ways on the filings

listed as "Alexander H. Ware" on 3 filings (from Oct 12, 2016), and "Alexander Ware" on 6 filings (from Jun 20, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Mar 8, 2012

Same name, different state: "Alexander H. Ware" (MN) is a separate record

This page covers filings where the address state is CA. A separate record, "Alexander H. Ware" with address state MN, is listed on 1 filing — most recently by MOBI, LLC (Mar 8, 2012). The two records do not overlap in time: this page runs Jun 20, 2018 to Mar 17, 2026; the other has one filing dated Mar 8, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 21, 2018 – Jun 7, 2021

Address moved from Beverly Hills, CA to Los Angeles, CA — BARFRESH FOOD GROUP INC.

The people listed on the Feb 21, 2018 filing give Beverly Hills, CA; on the Jun 7, 2021 filing they give Los Angeles, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 8 offerings report sales commissions totalling $927,850; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 17, 2026 D
BARFRESH FOOD GROUP INC.
File 021-576763
$135,100 (est.)$0$0Arcadia Securities, LLC BrokerCheck CRD 000044656 ↗
GVC Capital LLC BrokerCheck CRD 000038923 ↗
Lucid Capital Markets, LLC BrokerCheck CRD 000140345 ↗
EDGAR ↗
Dec 21, 2023 D/A
BARFRESH FOOD GROUP INC.
File 021-495838
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2021 D
BARFRESH FOOD GROUP INC.
File 021-401884
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2020 D
MStar Holding Corp
File 021-374329
$0$0$0None listed on this filingEDGAR ↗
Jun 20, 2018 D
MStar Holding Corp
File 021-314952
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2018 D
BARFRESH FOOD GROUP INC.
File 021-306131
$42,750 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 5, 2017 D
BARFRESH FOOD GROUP INC.
File 021-277640
$750,000 (est.)$0 (est.)$0 (est.)Rabo Securities USA Inc. BrokerCheck CRD 122657 ↗
Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗
EDGAR ↗
Oct 12, 2016 D
BARFRESH FOOD GROUP INC.
File 021-272249
$0 (est.)$0 (est.)$0 (est.)GVC CAPITAL LLC BrokerCheck CRD 38923 ↗
MAXIM GROUP LLC BrokerCheck CRD 120708 ↗
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Alexander Ware on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

BARFRESH FOOD GROUP INC.

Los Angeles, CA · Oct 12, 2016 → Mar 17, 2026 · 7 filings
  • Mar 17, 2026 · D · $7,278,000 sold of $8,000,000 · 18 investors · min. $30,000 · role: Director EDGAR ↗
  • Dec 21, 2023 · D/A · $2,045,450 sold of $2,068,000 · 8 investors · min. $17,000 · role: Director EDGAR ↗
  • Oct 27, 2023 · D · $1,389,500 sold of $1,880,000 · 8 investors · min. $17,000 · role: Director EDGAR ↗
  • Jun 7, 2021 · D · $6,679,610 sold of $7,500,000 · 11 investors · min. $5,400 · role: Director EDGAR ↗
  • Feb 21, 2018 · D · $4,110,000 sold of $4,110,000 · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 5, 2017 · D · $10,000,000 sold of $10,000,000 · 1 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Oct 12, 2016 · D · $3,000,000 sold of $3,000,000 · 27 investors · min. $7,000 · role: Director EDGAR ↗

Raised $10M from 32 investors (100% of the $8M target) as of the latest filing. Alexander is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Fs Affiliates

MStar Holding Corp

Los Angeles, CA · Jun 20, 2018 → Aug 27, 2020 · 2 filings
  • Aug 27, 2020 · D · $40,000,000 sold of $40,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 20, 2018 · D · $27,592,600 sold of $27,592,600 · 14 investors · min. $2,600 · role: Director EDGAR ↗

Raised $40M from 14 investors (100% of the $40M target) as of the latest filing. Alexander is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Alexander 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JOSEPH M. CUGINE

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

RICCARDO DELLE COSTE

Executive Officer, Director, Promoter · 7 shared filings (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Arnold Tinter

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Arnold Tinter is on 5 issuers in total — a repeat sponsor. Their page lists every one.

IC
No photo found yet (own website and image search run after this page is viewed)
Person

Isabelle Ortiz-Cochet

Director · 6 shared filings (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Lang

Director · 6 shared filings (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Justin B. Borus

Director · 3 shared filings (1 issuer) · also on 42 other issuers

Justin B. Borus is on 43 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

JOSEPH S. TESORIERO

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

ALICE ELLIOT

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Roger

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

TODD W HALLORAN

Executive Officer, Director · 2 shared filings (1 issuer) · also on 7 other issuers

TODD W HALLORAN is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jon D. Ralph

Executive Officer, Director · 2 shared filings (1 issuer) · also on 13 other issuers

Jon D. Ralph is on 14 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Hranicka

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Pulido

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN S. HWANG

Director, Executive Officer · 2 shared filings (1 issuer) · also on 5 other issuers

JOHN S. HWANG is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jann Ozzello Wilcox

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Pohlad

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alexander Ware. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony I. Biegel

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alexander Ware. Their page shows their other deals.

The team behind the deals

Sponsor group

Fs Affiliates

15 issuers · 21 filings · $5.58B reported sold · 2010–2026

One team, 15 deal companies. Alexander Ware is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alexander Ware.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alexander Ware by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alexander Ware is listed on: none on file. No website or social profile named in MStar Holding Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #211,163 of 374,652 in line (48 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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