Alexander Singh is listed as an executive officer on 8 SEC Form D filings by 2 issuers between Mar 2011 and Mar 2014: WEST FACE LONG TERM OPPORTUNITIES FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2014; $1.62B reported sold to 109 investors) and West Face Long Term Opportunities (USA) LP (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2011–2014; $914.1M reported sold to 100 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $2.53B sold in total.
Listed alongside Gregory Boland (8 shared filings), Peter Fraser (8 shared filings), Thomas P. Dea (8 shared filings), West Face Capital, Inc. (8 shared filings, management entity), Anthony Griffin (7 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alexander. Each name links to their own page.
All 2 issuers belong to the sponsor group West Face (8 issuers, $2.79B reported sold, 2009–2018).
What this means A sponsor group is one team that sets up a new company for each deal. West Face has 8 companies on file and $2.79B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for Alexander Singh and found 5 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Alexander Singh is no longer listed on the Mar 16, 2015 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.