Alexander Bafer is listed as an executive officer and director on 12 SEC Form D filings by 2 issuers between Feb 2010 and Feb 2023: FaceBank Group, Inc. (Boca Raton, FL — other technology — 2010–2020; $539.8M reported sold to 84 investors) and Brick Top Equity Group, Inc. (Boca Raton, FL — investing — 2023; $1.5M reported sold to 4 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $541.3M sold in total.
Listed alongside Frank Esposito (4 shared filings), John Textor (4 shared filings), Bradley Albert (3 shared filings), Justin Morris (3 shared filings), Christopher Leone (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alexander. Each name links to their own page.
All 2 issuers belong to the sponsor group Facebank (3 issuers, $13.7M reported sold, 2010–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Facebank has 3 companies on file and $13.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 12 public filings for Alexander Bafer and found 9 differences, 2 worth asking the sponsor about: Form D filed 123 days after the first sale; Form D filed 400 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.