ALEX YU is listed as a director on 3 SEC Form D filings by 2 issuers between Dec 2010 and Apr 2019: ICON AIRCRAFT INC (Vacaville, CA — industry reported as "Other" — 2019; $20M reported sold to 21 investors) and ZABU STUDIO, INC. (Los Altos, CA — other technology — 2010–2011; $950K reported sold to 8 investors).
What this means 2 separate companies raised money with this person listed as director, over about 9 years. Across those companies the filings report $20.9M sold in total.
Listed alongside BEN JAI (2 shared filings), MILTON SOONG (2 shared filings), Pin-Nan Tseng (2 shared filings), WEI-HWA HUANG (2 shared filings), Du Yang (1 shared filing) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ALEX. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for ALEX YU and found 7 differences, 1 worth asking the sponsor about: Form D filed 108 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.