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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:15 AM ET

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Alex Wormser

Named as an officer, director or promoter on SEC Form D filings · MA · Jun 15, 2009 → Dec 18, 2018

1deal (issuers)
$726Kreported sold
8investors
8Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alex Wormser is listed as an executive officer and director on 8 SEC Form D filings by 1 issuer between Jun 2009 and Dec 2018: WORMSER ENERGY SOLUTIONS, INC. (Lancaster, MA — other technology — 2009–2018; $726K reported sold to 8 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Donald Weeden (5 shared filings), Douglas M. Todd (3 shared filings), Eric Redman (3 shared filings), John Parkes (3 shared filings), Don Weeden (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alex. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 22 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back, including 7 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Alex Wormser and found 11 differences, 2 worth asking the sponsor about: 300% of the money raised went to insiders; Form D filed 206 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alex Wormser has not run yet — it is joining a line of 50,055 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

22 cases: 7 open, 13 dismissed, 2 closed (disposition not in docket feed)

Wormser v. State Farm Fire and Casualty Company open
District Court, W.D. North Carolina · No. 1:26-cv-00175 · Filed Jun 15, 2026
Role of Wormser: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in NC (not a filing state)
Wormser v. State Farm Fire and Casualty Company open
District Court, W.D. North Carolina · No. 1:26-cv-00174 · Filed Jun 15, 2026
Role of Wormser: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in NC (not a filing state)
Wormser Corporation v. HK Kolmar USA, LLC open
District Court, S.D. New York · No. 1:25-cv-00377 · Filed Jan 14, 2025 · Nature of suit: 190 Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of Wormser Corporation: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in NY (not a filing state)
HK Kolmar USA, LLC v. Wormser Corporation open
District Court, S.D. New York · No. 1:24-cv-09144 · Filed Nov 27, 2024
Role of Wormser Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in NY (not a filing state)
HK Kolmar USA, LLC v. Wormser Corporation open
District Court, S.D. New York · No. 1:24-cv-09144 · Filed Nov 27, 2024
Role of Wormser Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in NY (not a filing state)
HK Kolmar USA, LLC v. Wormser Corporation open
District Court, S.D. New York · No. 1:24-cv-09144 · Filed Nov 27, 2024
Role of Wormser Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in NY (not a filing state)
HK Kolmar USA, LLC v. Wormser Corporation open
District Court, S.D. New York · No. 1:24-cv-09144 · Filed Nov 27, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332df Diversity-Contract Default
Role of Wormser Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in NY (not a filing state)
Sales & Product Solutions, Inc. v. Wormser Corp. dismissed
District Court, N.D. Illinois · No. 1:14-cv-04673 · Filed Jun 20, 2014 · Closed Jan 15, 2015 · Nature of suit: 190 Other contract actions
Role of Wormser Corp.: Defendant · Outcome: Terminated 2015-01-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in IL (not a filing state)
Sales & Product Solutions, Inc. v. Wormser Corp. dismissed
District Court, N.D. Illinois · No. 1:14-cv-04281 · Filed Jun 10, 2014 · Closed Jun 20, 2014 · Nature of suit: 190 Other contract actions
Role of Wormser Corp.: Defendant · Outcome: Terminated 2014-06-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in IL (not a filing state)
Fake Bake LLC v. Wormser Corporation dismissed
District Court, W.D. Oklahoma · No. 5:13-cv-00059 · Filed Jan 17, 2013 · Closed Oct 25, 2013 · Nature of suit: 190 Other contract actions
Role of Wormser Corporation: Defendant · Outcome: Terminated 2013-10-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Wormser v. Creditors Financial Group, LLC dismissed
District Court, M.D. Florida · No. 8:11-cv-00082 · Filed Jan 12, 2011 · Closed Mar 1, 2011 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Wormser: Plaintiff · Outcome: Terminated 2011-03-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in FL (not a filing state)
Wormser, Kiely, Galef & Jacobs LLP v. Freedman dismissed
District Court, S.D. New York · No. 7:07-cv-02783 · Filed Apr 5, 2007 · Closed Jul 27, 2007 · Nature of suit: 190 Other contract actions
Role of Wormser, Kiely, Galef & Jacobs LLP: Plaintiff · Outcome: Terminated 2007-07-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); different first name (kiely); court in NY (not a filing state)
Win Choice Asia Investment Limited v. Wormser Company dismissed
District Court, C.D. California · No. 2:06-cv-00745 · Filed Feb 9, 2006 · Closed Feb 20, 2007 · Nature of suit: 190 Other contract actions
Role of Wormser Company: Defendant · Outcome: Terminated 2007-02-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in CA (not a filing state)
Brownstein v. Wormser Company dismissed
District Court, N.D. Illinois · No. 1:05-cv-02671 · Filed May 4, 2005 · Closed Jun 21, 2005 · Nature of suit: 190 Other contract actions
Role of Wormser Company: Defendant · Outcome: Terminated 2005-06-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in IL (not a filing state)
United Van Lines LLC v. Wormser Co dismissed
District Court, D. South Carolina · No. 7:05-cv-00260 · Filed Jan 26, 2005 · Closed Sep 12, 2005 · Nature of suit: 890 Other statutory actions
Role of Wormser Co: Defendant · Outcome: Terminated 2005-09-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in SC (not a filing state)
Wormser Company v. Brownstein dismissed
District Court, N.D. Illinois · No. 1:04-cv-07992 · Filed Dec 9, 2004 · Closed Jun 14, 2005 · Nature of suit: 190 Other contract actions
Role of Wormser Company: Plaintiff · Outcome: Terminated 2005-06-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in IL (not a filing state)
DIRECTV, INC. v. WORMSER closed
District Court, M.D. Florida · No. · Filed Aug 29, 2003 · Closed Nov 3, 2003 · Nature of suit: 890 Other statutory actions
Role of WORMSER: Defendant · Outcome: Terminated 2003-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in FL (not a filing state)
Directv, Inc. v. Wormser dismissed
District Court, M.D. Florida · No. 8:03-cv-01842 · Filed Aug 29, 2003 · Closed Nov 3, 2003 · Nature of suit: 890 Other statutory actions
Role of Wormser: Defendant · Outcome: Terminated 2003-11-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in FL (not a filing state)
Tropical Shipping v. Wormser Co closed
District Court, N.D. Illinois · No. 1:03-cv-00731 · Filed Jan 31, 2003 · Closed Jan 31, 2003
Role of Wormser Co: Defendant · Outcome: Terminated 2003-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in IL (not a filing state)
WORMSER CORPORATION v. JEVIC TRANSPORATION dismissed
District Court, D. New Jersey · No. 2:02-cv-02757 · Filed Jun 7, 2002 · Closed Mar 28, 2003 · Nature of suit: 450 Interstate commerce
Role of WORMSER CORPORATION: Plaintiff · Outcome: Terminated 2003-03-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in NJ (not a filing state)
Wormser Co v. Casa Skivvydoodles dismissed
District Court, N.D. Illinois · No. 1:01-cv-07291 · Filed Sep 20, 2001 · Closed Feb 15, 2002 · Nature of suit: 190 Other contract actions
Role of Wormser Co: Plaintiff · Outcome: Terminated 2002-02-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in IL (not a filing state)
Symtec Corp v. Wormser Engineering dismissed
District Court, M.D. Pennsylvania · No. 1:89-cv-00225 · Filed Feb 13, 1989 · Closed May 26, 1989 · Nature of suit: 190 Other contract actions
Role of Wormser Engineering: Defendant · Outcome: Terminated 1989-05-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alex Wormser..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Montgomery Ward LLC v. Wormser Company closed
United States Bankruptcy Court, D. Delaware · No. 02-09411 · Filed Sep 25, 2002 · Closed Jul 9, 2004
Role of Wormser Company: Defendant · Outcome: Case closed 2004-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in DE (not a filing state)
Garden Botanika Inc v. Wormser Corporation closed
United States Bankruptcy Court, W.D. Washington · No. 01-01270 · Filed Apr 18, 2001 · Closed Jun 13, 2002
Role of Wormser Corporation: Defendant · Outcome: Case closed 2002-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in WA (not a filing state)
Imagica Entertainment Inc. v. Wormser closed
United States Bankruptcy Court, M.D. Florida · No. 3:97-ap-00293 · Filed Aug 27, 1997 · Closed Mar 11, 1998
Role of Wormser: Defendant · Outcome: Case closed 1998-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in FL (not a filing state)
Imagica Entertaiment Inc. v. Wormser closed
United States Bankruptcy Court, M.D. Florida · No. 3:97-ap-00186 · Filed Jun 6, 1997 · Closed Mar 11, 1998
Role of Wormser: Defendant · Outcome: Case closed 1998-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in FL (not a filing state)
Wormser's Of Lafayette, Inc. closed
United States Bankruptcy Court, W.D. Louisiana · No. 82-50073 · Filed Feb 4, 1982 · Closed Jan 25, 1990
Role of Wormser's Of Lafayette, Inc.: Debtor · Outcome: Case closed 1990-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 32 federal dockets); surname only in the caption; court in LA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Alex Wormser — 2 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Jun 15, 2009

300% of the money raised went to insiders — WORMSER ENERGY SOLUTIONS, INC.

The Jun 15, 2009 Form D reports $25,000 sold and $75,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Estimate of proceeds to be used to pay certain Executive Officers' salaries.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jun 15, 2009 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Worth asking · Jul 1, 2017 – Jan 23, 2018

Form D filed 206 days after the first sale — WORMSER ENERGY SOLUTIONS, INC.

The filing says the first sale was Jul 1, 2017. The Form D was filed Jan 23, 2018 — 206 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 191 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jan 23, 2018 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Note · Apr 15, 2010 – Dec 18, 2018

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — WORMSER ENERGY SOLUTIONS, INC. (latest filing Dec 18, 2018) · No amendment in the last 12 months on an offering that may still be open — WORMSER ENERGY SOLUTIONS, INC. (latest filing Jan 23, 2018) · No amendment in the last 12 months on an offering that may still be open — WORMSER ENERGY SOLUTIONS, INC. (latest filing Dec 10, 2010) · No amendment in the last 12 months on an offering that may still be open — WORMSER ENERGY SOLUTIONS, INC. (latest filing Sep 14, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 18, 2018 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗Form D · Jan 23, 2018 ↗Form D · Dec 10, 2010 ↗
Sources
Note · Dec 10, 2010 – Jan 23, 2018

Alex Wormser's role changed at WORMSER ENERGY SOLUTIONS, INC.: executive officer, director → director

The Dec 10, 2010 filing lists Alex Wormser as executive officer, director; the Jan 23, 2018 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 10, 2010 ↗Form D · Jan 23, 2018 ↗Alex Wormser — PartnerFacts page ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Note · Apr 23, 2010 – Sep 14, 2010

Offering amount changed between filings — WORMSER ENERGY SOLUTIONS, INC.

The Apr 23, 2010 filing says $150,001 offered; the Sep 14, 2010 Form D/A says $350,001.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 23, 2010 ↗Form D/A (later) · Sep 14, 2010 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Note · Jun 15, 2009 – Jan 12, 2010

Offering amount changed between filings — WORMSER ENERGY SOLUTIONS, INC.

The Jun 15, 2009 filing says $225,000 offered; the Jan 12, 2010 Form D says $325,002.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 15, 2009 ↗Form D (later) · Jan 12, 2010 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Note · Jun 15, 2009 – Jan 12, 2010

Minimum investment changed between filings — WORMSER ENERGY SOLUTIONS, INC.

The Jun 15, 2009 filing lists a minimum of $25,000; the Jan 12, 2010 Form D lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 15, 2009 ↗Form D (later) · Jan 12, 2010 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Note · Jun 15, 2009 – Jan 12, 2010

Reported revenue range changed between filings — WORMSER ENERGY SOLUTIONS, INC.

"No Revenues" (Jun 15, 2009); then "Decline to Disclose" (Jan 12, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 15, 2009 ↗Form D · Jan 12, 2010 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Note · Jan 23, 2018 – Aug 29, 2018

Address moved from Marblehead, MA to Lancaster, MA — WORMSER ENERGY SOLUTIONS, INC.

The people listed on the Jan 23, 2018 filing give Marblehead, MA; on the Aug 29, 2018 filing they give Lancaster, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 23, 2018 ↗Form D · Aug 29, 2018 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Note · Dec 10, 2010 – Jan 23, 2018

Address moved from Beverly, MA to Marblehead, MA — WORMSER ENERGY SOLUTIONS, INC.

The people listed on the Dec 10, 2010 filing give Beverly, MA; on the Jan 23, 2018 filing they give Marblehead, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 10, 2010 ↗Form D · Jan 23, 2018 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Note · Jan 12, 2010 – Apr 23, 2010

Address moved from Salem, MA to Beverly, MA — WORMSER ENERGY SOLUTIONS, INC.

The people listed on the Jan 12, 2010 filing give Salem, MA; on the Apr 23, 2010 filing they give Beverly, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 12, 2010 ↗Form D · Apr 23, 2010 ↗WORMSER ENERGY SOLUTIONS, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 18, 2018 D
WORMSER ENERGY SOLUTIONS, INC.
File 021-328211
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 29, 2018 D
WORMSER ENERGY SOLUTIONS, INC.
File 021-320319
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 23, 2018 D
WORMSER ENERGY SOLUTIONS, INC.
File 021-303886
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 10, 2010 D
WORMSER ENERGY SOLUTIONS, INC.
File 021-151733
$0$0$0None listed on this filingEDGAR ↗
Sep 14, 2010 D/A
WORMSER ENERGY SOLUTIONS, INC.
File 021-141041
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2010 D
WORMSER ENERGY SOLUTIONS, INC.
File 021-118641
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Alex Wormser on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WE
Other Technology

WORMSER ENERGY SOLUTIONS, INC.

Lancaster, MA · Jun 15, 2009 → Dec 18, 2018 · 8 filings
  • Dec 18, 2018 · D · $200,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 29, 2018 · D · $300,000 sold of $300,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 23, 2018 · D · $726,232 sold of $926,232 · 8 investors · min. $5,000 · role: Director EDGAR ↗
  • Dec 10, 2010 · D · $130,000 sold of $300,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 14, 2010 · D/A · $324,801 sold of $350,001 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 23, 2010 · D · $150,001 sold of $150,001 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 12, 2010 · D · $325,002 sold of $325,002 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 15, 2009 · D · $25,000 sold of $225,000 · 1 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $726K from 8 investors (100% of the $500K target) as of the latest filing. Alex is listed as director, executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Alex 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Weeden

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Alex Wormser. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Parkes

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Alex Wormser. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas M. Todd

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alex Wormser. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Redman

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alex Wormser. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Don Weeden

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alex Wormser. Their page shows their other deals.

NC
No photo found yet (own website and image search run after this page is viewed)
Person

Norman E. Chamberlin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alex Wormser. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

George McClelland

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Alex Wormser. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Cathyann Swindlehurst

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Wormser. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

ARTHUR I STRANG

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Wormser. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alex Wormser by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alex Wormser is listed on: none on file. No website or social profile named in WORMSER ENERGY SOLUTIONS, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #242,955 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Lancaster, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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