Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:20 AM ET

Sponsor Check › Person

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Alex Johnson

Named as an officer, director or promoter on SEC Form D filings · NY, IN · Dec 17, 2024 → Mar 20, 2026

9deals (issuers)

$121.4Mreported sold

161investors

10Form D filings

2024–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alex Johnson is listed as an executive officer, director, and promoter on 10 SEC Form D filings by 9 issuers between May 2024 and Mar 2026. Largest by amount reported sold: PANOS Intermediate Holdings, LLC (Indianapolis, IN — industry reported as "Other" — 2024; $45.6M reported sold to 3 investors), Watershield TopCo, LLC (Indianapolis, IN — industry reported as "Other" — 2026; $21.1M reported sold to 25 investors), HSC TopCo, LLC (Indianapolis, IN — industry reported as "Other" — 2026; $18.7M reported sold to 27 investors), Sepratech TopCo, LLC (Indianapolis, IN — industry reported as "Other" — 2025; $14.6M reported sold to 23 investors), Alchemy TopCo, LLC (Indianapolis, IN — industry reported as "Other" — 2024; $13.2M reported sold to 27 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, director, and promoter, over about 2 years. Across those companies the filings report $121.4M sold in total.

Listed alongside Laurence Lederer (6 shared filings), Michael A. Foisy (6 shared filings), Devraj Roy (2 shared filings), Sean Greene (2 shared filings), Brian Loflin (1 shared filing) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alex. Each name links to their own page.

All 9 issuers belong to the sponsor group Hkw (49 issuers, $1.58B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Hkw has 49 companies on file and $1.58B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 50 bankruptcy cases matching the name listed in Key records below.

What this means 51 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Alex Johnson and found 6 differences: Form D filed 16 days after the first sale; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alex Johnson has not run yet — it is joining a line of 51,932 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

Continental Cable of v. Alex Johnson judgment

District Court, C.D. California · No. 2:94-cv-00455 · Filed Jan 21, 1994 · Closed Nov 9, 1994 · Nature of suit: 890 Other statutory actions

Role of Alex Johnson: Defendant · Outcome: Terminated 1994-11-09 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alex Johnson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

50 cases: 4 open, 46 closed (disposition not in docket feed)

Alex C Johnson open

United States Bankruptcy Court, N.D. Illinois · No. 25-13442 · Filed Aug 29, 2025

Role of Alex C Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Alex L. Johnson closed

United States Bankruptcy Court, M.D. Georgia · No. 23-50605 · Filed May 5, 2023 · Closed Mar 10, 2025

Role of Alex L. Johnson: Debtor · Outcome: Case closed 2025-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Alex J Johnson closed

United States Bankruptcy Court, S.D. Indiana · No. 23-70290 · Filed Apr 18, 2023 · Closed Aug 2, 2023

Role of Alex J Johnson: Debtor · Outcome: Case closed 2023-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IN)

Alex C Johnson open

United States Bankruptcy Court, N.D. Illinois · No. 23-04018 · Filed Mar 25, 2023

Role of Alex C Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Alex Johnson and Kimberly Johnson open

United States Bankruptcy Court, S.D. Georgia · No. 20-50181 · Filed Mar 6, 2020

Role of Alex Johnson and Kimberly Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Alex Johnson, Jr. open

United States Bankruptcy Court, W.D. Oklahoma · No. 20-10230 · Filed Jan 25, 2020

Role of Alex Johnson, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)

Alex B Johnson closed

United States Bankruptcy Court, S.D. California · No. 18-04610 · Filed Jul 31, 2018 · Closed Nov 13, 2018

Role of Alex B Johnson: Debtor · Outcome: Case closed 2018-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Alex A. Johnson closed

United States Bankruptcy Court, E.D. Virginia · No. 16-35819 · Filed Nov 29, 2016 · Closed Mar 20, 2017

Role of Alex A. Johnson: Debtor · Outcome: Case closed 2017-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

Alex Johnson, Jr. closed

United States Bankruptcy Court, M.D. North Carolina · No. 16-80430 · Filed May 17, 2016 · Closed Apr 17, 2020

Role of Alex Johnson, Jr.: Debtor · Outcome: Case closed 2020-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

Alex D Johnson closed

United States Bankruptcy Court, N.D. Ohio · No. 16-30062 · Filed Jan 13, 2016 · Closed Dec 27, 2016

Role of Alex D Johnson: Debtor · Outcome: Case closed 2016-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Alex C Johnson, Jr. closed

United States Bankruptcy Court, N.D. Illinois · No. 15-31853 · Filed Sep 18, 2015 · Closed Jan 8, 2016

Role of Alex C Johnson, Jr.: Debtor · Outcome: Case closed 2016-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 14-33800 · Filed Nov 12, 2014 · Closed Mar 19, 2015

Role of Alex Johnson: Debtor · Outcome: Case closed 2015-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Alex Johnson and Tina Burton closed

United States Bankruptcy Court, E.D. Wisconsin · No. 14-27493 · Filed Jun 11, 2014 · Closed Oct 27, 2015

Role of Alex Johnson and Tina Burton: Debtor · Outcome: Case closed 2015-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Alex Johnson, Jr. and Isabella D Johnson closed

United States Bankruptcy Court, D. Nebraska · No. 14-80514 · Filed Mar 18, 2014 · Closed May 22, 2015

Role of Alex Johnson, Jr.: Debtor · Outcome: Case closed 2015-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings

Alex K Johnson closed

United States Bankruptcy Court, S.D. Mississippi · No. 12-51160 · Filed Jun 4, 2012 · Closed Nov 10, 2014

Role of Alex K Johnson: Debtor · Outcome: Case closed 2014-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)

Alex Johnson and Sharon Johnson closed

United States Bankruptcy Court, E.D. Michigan · No. 10-70636 · Filed Oct 4, 2010 · Closed Aug 1, 2017

Role of Alex Johnson and Sharon Johnson: Debtor · Outcome: Case closed 2017-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Alex C Johnson, Sr. closed

United States Bankruptcy Court, N.D. Illinois · No. 10-42256 · Filed Sep 21, 2010 · Closed Jan 28, 2011

Role of Alex C Johnson, Sr.: Debtor · Outcome: Case closed 2011-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Alex Johnson and Linda Johnson closed

United States Bankruptcy Court, C.D. California · No. 8:09-bk-14812 · Filed May 21, 2009 · Closed Nov 10, 2009

Role of Alex Johnson and Linda Johnson: Debtor · Outcome: Case closed 2009-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, S.D. Texas · No. 09-80151 · Filed Apr 29, 2009 · Closed Jul 8, 2015

Role of Alex Johnson: Debtor · Outcome: Case closed 2015-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Alex J. Johnson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 06-26563 · Filed Nov 17, 2006 · Closed Feb 26, 2007

Role of Alex J. Johnson: Debtor · Outcome: Case closed 2007-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Alex Johnson and Isabella Johnson closed

United States Bankruptcy Court, D. Nebraska · No. 06-81370 · Filed Sep 9, 2006 · Closed Nov 29, 2010

Role of Alex Johnson and Isabella Johnson: Debtor · Outcome: Case closed 2010-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings

Alex L. Johnson and Dorris A. Johnson closed

United States Bankruptcy Court, S.D. Georgia · No. 06-40901 · Filed Jul 7, 2006 · Closed Jul 28, 2011

Role of Alex L. Johnson and Dorris A. Johnson: Debtor · Outcome: Case closed 2011-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Alex Johnson and Donna M Puryear closed

United States Bankruptcy Court, D. New Jersey · No. 05-41495 · Filed Sep 23, 2005 · Closed Jan 10, 2006

Role of Alex Johnson and Donna M Puryear: Debtor · Outcome: Case closed 2006-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Alex Johnson, Sr. closed

United States Bankruptcy Court, M.D. Alabama · No. 05-30286 · Filed Feb 1, 2005 · Closed Jan 13, 2009

Role of Alex Johnson, Sr.: Debtor · Outcome: Case closed 2009-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, N.D. Illinois · No. 03-37047 · Filed Sep 9, 2003 · Closed Aug 9, 2004

Role of Alex Johnson: Debtor · Outcome: Case closed 2004-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Alex A. Johnson closed

United States Bankruptcy Court, W.D. Oklahoma · No. 03-18485 · Filed Aug 6, 2003 · Closed Jan 29, 2004

Role of Alex A. Johnson: Debtor · Outcome: Case closed 2004-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, M.D. North Carolina · No. 03-81207 · Filed Apr 4, 2003 · Closed Aug 11, 2003

Role of Alex Johnson: Debtor · Outcome: Case closed 2003-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, N.D. Ohio · No. 02-54961 · Filed Oct 25, 2002 · Closed Mar 19, 2003

Role of Alex Johnson: Debtor · Outcome: Case closed 2003-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Alex Johnson Iii closed

United States Bankruptcy Court, C.D. California · No. 6:01-bk-28099 · Filed Nov 1, 2001 · Closed Feb 27, 2002

Role of Alex Johnson Iii: Debtor · Outcome: Case closed 2002-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, N.D. Illinois · No. 01-26447 · Filed Jul 27, 2001 · Closed Nov 20, 2001

Role of Alex Johnson: Debtor · Outcome: Case closed 2001-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Alex Johnson and Sadie Marie Johnson closed

United States Bankruptcy Court, E.D. California · No. 00-15597 · Filed Jul 14, 2000 · Closed Oct 24, 2000

Role of Alex Johnson and Sadie Marie Johnson: Debtor · Outcome: Case closed 2000-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

ALEX L JOHNSON and DEBBIE J JOHNSON closed

United States Bankruptcy Court, E.D. Washington · No. 99-02860 · Filed May 7, 1999 · Closed Aug 25, 1999

Role of ALEX L JOHNSON and DEBBIE J JOHNSON: Debtor · Outcome: Case closed 1999-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)

Alex M. Johnson closed

United States Bankruptcy Court, S.D. California · No. 98-13997 · Filed Oct 13, 1998 · Closed Oct 18, 1999

Role of Alex M. Johnson: Debtor · Outcome: Case closed 1999-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, N.D. Illinois · No. 98-25721 · Filed Aug 17, 1998 · Closed Dec 6, 2001

Role of Alex Johnson: Debtor · Outcome: Case closed 2001-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Alex Johnson and Doris Johnson closed

United States Bankruptcy Court, D. New Jersey · No. 97-35357 · Filed May 19, 1997 · Closed Sep 18, 1997

Role of Alex Johnson and Doris Johnson: Debtor · Outcome: Case closed 1997-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

ALEX M JOHNSON and SHIRLEY A JOHNSON closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:96-bk-10530 · Filed Nov 19, 1996 · Closed Mar 14, 1997

Role of ALEX M JOHNSON and SHIRLEY A JOHNSON: Debtor · Outcome: Case closed 1997-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Alex Johnson and Tamara Mae Johnson closed

United States Bankruptcy Court, C.D. California · No. 6:96-bk-28519 · Filed Oct 31, 1996 · Closed Mar 12, 1997

Role of Alex Johnson and Tamara Mae Johnson: Debtor · Outcome: Case closed 1997-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, E.D. Michigan · No. 96-53659 · Filed Oct 15, 1996 · Closed Jun 13, 2000

Role of Alex Johnson: Debtor · Outcome: Case closed 2000-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Alex F. Johnson, Jr. closed

United States Bankruptcy Court, M.D. Louisiana · No. 96-10536 · Filed Apr 3, 1996 · Closed Mar 3, 1997

Role of Alex F. Johnson, Jr.: Debtor · Outcome: Case closed 1997-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, E.D. Michigan · No. 96-42043 · Filed Feb 16, 1996 · Closed Oct 22, 1996

Role of Alex Johnson: Debtor · Outcome: Case closed 1996-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Alex E. Johnson closed

United States Bankruptcy Court, N.D. Georgia · No. 96-40303 · Filed Feb 1, 1996 · Closed Jun 23, 2000

Role of Alex E. Johnson: Debtor · Outcome: Case closed 2000-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Alex Johnson, Sr. closed

United States Bankruptcy Court, M.D. Georgia · No. 95-51004 · Filed Apr 10, 1995 · Closed Nov 3, 1999

Role of Alex Johnson, Sr.: Debtor · Outcome: Case closed 1999-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Alex Johnson and Mary Albertha Johnson closed

United States Bankruptcy Court, D. South Carolina · No. 95-71626 · Filed Mar 29, 1995 · Closed Oct 17, 1995

Role of Alex Johnson and Mary Albertha Johnson: Debtor · Outcome: Case closed 1995-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)

Alex E. Johnson and Sherry L. Johnson closed

United States Bankruptcy Court, E.D. Louisiana · No. 91-10438 · Filed Feb 7, 1991 · Closed Jun 21, 1991

Role of Alex E. Johnson and Sherry L. Johnson: Debtor · Outcome: Case closed 1991-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)

ALEX K. JOHNSON and JOSEYPHINE P. JOHNSON closed

United States Bankruptcy Court, S.D. Mississippi · No. 90-07703 · Filed Mar 28, 1990 · Closed Aug 3, 1992

Role of ALEX K. JOHNSON and JOSEYPHINE P. JOHNSON: Debtor · Outcome: Case closed 1992-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)

Alex Johnson and Eva May Johnson closed

United States Bankruptcy Court, D. Connecticut · No. 89-20270 · Filed Mar 10, 1989 · Closed Aug 30, 1989

Role of Alex Johnson and Eva May Johnson: Debtor · Outcome: Case closed 1989-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)

ALEX JOHNSON closed

United States Bankruptcy Court, N.D. Florida · No. 88-04818 · Filed Nov 17, 1988 · Closed Feb 24, 1989

Role of ALEX JOHNSON: Debtor · Outcome: Case closed 1989-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Alex Johnson closed

United States Bankruptcy Court, C.D. California · No. 1:85-bk-04498 · Filed Apr 4, 1985 · Closed Mar 7, 1986

Role of Alex Johnson: Debtor · Outcome: Case closed 1986-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Alex Z Johnson closed

United States Bankruptcy Court, N.D. Illinois · No. 84-14884 · Filed Nov 21, 1984 · Closed May 13, 1986

Role of Alex Z Johnson: Debtor · Outcome: Case closed 1986-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Alex M Johnson closed

United States Bankruptcy Court, E.D. Kentucky · No. 84-30085 · Filed Apr 6, 1984 · Closed Jun 10, 1985

Role of Alex M Johnson: Debtor · Outcome: Case closed 1985-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Alex Johnson (compared 10 filings on Oct 24, 2026)

Note · Jun 23, 2025 – Jul 9, 2025

Form D filed 16 days after the first sale — HKW Sepratech Aggregator, LLC

The filing says the first sale was Jun 23, 2025. The Form D was filed Jul 9, 2025 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 9, 2025 ↗HKW Sepratech Aggregator, LLC — PartnerFacts page ↗

Sources

Form D · Jul 9, 2025 ↗ (Jul 9, 2025)
HKW Sepratech Aggregator, LLC — PartnerFacts page ↗ (Oct 31, 2025)

Note · Jun 23, 2025 – Jul 9, 2025

Form D filed 16 days after the first sale — Sepratech TopCo, LLC

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 9, 2025 ↗Sepratech TopCo, LLC — PartnerFacts page ↗

Sources

Form D · Jul 9, 2025 ↗ (Jul 9, 2025)
Sepratech TopCo, LLC — PartnerFacts page ↗ (Jul 9, 2025)

Note · Jul 9, 2025 – Oct 31, 2025

Offering amount changed between filings — HKW Sepratech Aggregator, LLC

The Jul 9, 2025 filing says $1,524,975 offered; the Oct 31, 2025 Form D/A says $2,124,975.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 9, 2025 ↗Form D/A (later) · Oct 31, 2025 ↗HKW Sepratech Aggregator, LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Jul 9, 2025 ↗ (Jul 9, 2025)
Form D/A (later) · Oct 31, 2025 ↗ (Oct 31, 2025)
HKW Sepratech Aggregator, LLC — PartnerFacts page ↗ (Oct 31, 2025)

Note · Jul 16, 2025

Same name, different state: "Alex Johnson" (UT) is a separate record

This page covers filings where the address state is NY or IN. A separate record, "Alex Johnson" with address state UT, is listed on 1 filing — most recently by Velvet Ventures Series LLC (Jul 16, 2025). Both records have filings in the same period (Jul 16, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Alex Johnson (UT) — PartnerFacts page ↗Form D · Jul 16, 2025 ↗Velvet Ventures Series LLC — PartnerFacts page ↗Alex Johnson (NY,IN) — this page ↗

Sources

Alex Johnson (UT) — PartnerFacts page ↗ (Jul 16, 2025)
Form D · Jul 16, 2025 ↗ (Jul 16, 2025)
Velvet Ventures Series LLC — PartnerFacts page ↗ (Jul 16, 2025)
Alex Johnson (NY,IN) — this page ↗ (Mar 20, 2026)

Note · Jan 7, 2021

Same name, different state: "Alex Johnson" (IL) is a separate record

This page covers filings where the address state is NY or IN. A separate record, "Alex Johnson" with address state IL, is listed on 1 filing — most recently by LXG CHICAGO PARTNERS, LP (Jan 7, 2021). The two records do not overlap in time: this page runs Dec 17, 2024 to Mar 20, 2026; the other has one filing dated Jan 7, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Alex Johnson (IL) — PartnerFacts page ↗Form D · Jan 7, 2021 ↗LXG CHICAGO PARTNERS, LP — PartnerFacts page ↗Alex Johnson (NY,IN) — this page ↗

Sources

Alex Johnson (IL) — PartnerFacts page ↗ (Jan 7, 2021)
Form D · Jan 7, 2021 ↗ (Jan 7, 2021)
LXG CHICAGO PARTNERS, LP — PartnerFacts page ↗ (Jan 7, 2021)
Alex Johnson (NY,IN) — this page ↗ (Mar 20, 2026)

Note · May 21, 2024 – Mar 20, 2026

Alex Johnson is listed with 2 different address states: IN, NY

IN on 1 filing (May 21, 2024); NY on 9 filings (Dec 17, 2024 to Mar 20, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 21, 2024 ↗Form D · Dec 17, 2024 ↗

Sources

Form D · May 21, 2024 ↗ (May 21, 2024)
Form D · Dec 17, 2024 ↗ (Dec 17, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 9 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 20, 2026 D Watershield TopCo, LLC File 021-577179	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 19, 2026 D HKW Watershield Aggregator, LLC File 021-577010	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 4, 2026 D HSC TopCo, LLC File 021-575486	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 4, 2026 D HKW Ascend Aggregator, LLC File 021-575444	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 31, 2025 D/A HKW Sepratech Aggregator, LLC File 021-551177	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 9, 2025 D Sepratech TopCo, LLC File 021-551165	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 17, 2024 D Alchemy Sponsor Member Aggregator, LLC File 021-532291	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 17, 2024 D Alchemy TopCo, LLC File 021-532294	$0	$0	$0	None listed on this filing	EDGAR ↗
May 21, 2024 D PANOS Intermediate Holdings, LLC File 021-513908	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Alex Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other · group: Hkw

Watershield TopCo, LLC

Indianapolis, IN · Mar 20, 2026

Mar 20, 2026 · D · $21,125,001 sold of $21,125,001 · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $21.1M from 25 investors (100% of the $21.1M target) as of the latest filing. Alex is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Hkw

HKW Watershield Aggregator, LLC

Indianapolis, IN · Mar 19, 2026

Mar 19, 2026 · D · $2,250,000 sold of $2,250,000 · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.25M from 17 investors (100% of the $2.25M target) as of the latest filing. Alex is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Other · group: Hkw

HSC TopCo, LLC

Indianapolis, IN · Mar 4, 2026

Mar 4, 2026 · D · $18,675,001 sold of $18,675,001 · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $18.7M from 27 investors (100% of the $18.7M target) as of the latest filing. Alex is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Other · group: Hkw

HKW Ascend Aggregator, LLC

Indianapolis, IN · Mar 4, 2026

Mar 4, 2026 · D · $1,875,000 sold of $1,875,000 · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.88M from 15 investors (100% of the $1.88M target) as of the latest filing. Alex is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Other · group: Hkw

HKW Sepratech Aggregator, LLC

Indianapolis, IN · Jul 9, 2025 → Oct 31, 2025 · 2 filings

Oct 31, 2025 · D/A · $2,124,975 sold of $2,124,975 · 14 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
Jul 9, 2025 · D · $1,524,975 sold of $1,524,975 · 10 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $2.12M from 14 investors (100% of the $2.12M target) as of the latest filing. Alex is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other · group: Hkw

Sepratech TopCo, LLC

Indianapolis, IN · Jul 9, 2025

Jul 9, 2025 · D · $14,622,316 sold of $14,622,316 · 23 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $14.6M from 23 investors (100% of the $14.6M target) as of the latest filing. Alex is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗

Sources

Other · group: Hkw

Alchemy TopCo, LLC

Indianapolis, IN · Dec 17, 2024

Dec 17, 2024 · D · $13,165,000 sold of $13,165,000 · 27 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $13.2M from 27 investors (100% of the $13.2M target) as of the latest filing. Alex is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗

Sources

Other · group: Hkw

Alchemy Sponsor Member Aggregator, LLC

Indianapolis, IN · Dec 17, 2024

Dec 17, 2024 · D · $1,960,000 sold of $1,960,000 · 10 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $1.96M from 10 investors (100% of the $1.96M target) as of the latest filing. Alex is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Other · group: Hkw

PANOS Intermediate Holdings, LLC

Indianapolis, IN · May 21, 2024

May 21, 2024 · D · $45,644,202 sold of $45,644,202 · 3 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $45.6M from 3 investors (100% of the $45.6M target) as of the latest filing. Alex is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Alex Johnson — IL, 1 issuer, Jan 7, 2021 → Jan 7, 2021 · no shared issuer
Alex Johnson — UT, 1 issuer, Jul 16, 2025 → Jul 16, 2025 · no shared issuer

People around Alex 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael A. Foisy

Executive Officer, Director, Promoter · 6 shared filings (5 issuers) · also on 15 other issuers

Michael A. Foisy is on 20 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Laurence Lederer

Executive Officer, Director, Promoter · 6 shared filings (5 issuers)

Laurence Lederer is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Devraj Roy

Executive Officer, Director, Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sean Greene

Director · 2 shared filings (2 issuers)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Frank L Smiddy

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert A Sigel

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gregory C. Foy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Darcy Zbinovec

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Raymond

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Craig Morroni

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Laurence Lederder

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Zach Nichols

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick Troy

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brian Loflin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Matt Leinauer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Hansen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Greg Foy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Heil

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alex Johnson. Their page shows their other deals.

The team behind the deals

Sponsor group

Hkw

49 issuers · 77 filings · $1.58B reported sold · 2009–2026

ST Sweet Tooth Holdings, LLC Manufacturing · $8.8M sold · 2023
CW Champion Wellness Holdings, LLC Other Health Care · $18.3M sold · 2024
SI Synergy IOM Holdings, LLC Other Technology · $8.36M sold · 2020
WT Watershield TopCo, LLC Other · $21.1M sold · 2026 · listed
HW HKW Watershield Aggregator, LLC Other · $2.25M sold · 2026 · listed
HT HSC TopCo, LLC Other · $18.7M sold · 2026 · listed
HA HKW Ascend Aggregator, LLC Other · $1.88M sold · 2026 · listed
HS HKW Sepratech Aggregator, LLC Other · $2.12M sold · 2025 · listed
ST Sepratech TopCo, LLC Other · $14.6M sold · 2025 · listed
ET Encore TopCo, LLC Other Technology · $70.8M sold · 2023
KR Kelly Roofing Holdings, LLC Other Real Estate · $10.4M sold · 2020
AT Alchemy TopCo, LLC Other · $13.2M sold · 2024 · listed
AS Alchemy Sponsor Member Aggregator, LLC Other · $1.96M sold · 2024 · listed
CH Command Holdings, LLC Business Services · $8.48M sold · 2019
PI PANOS Intermediate Holdings, LLC Other · $45.6M sold · 2024 · listed
EH EarthWay Holdings, LLC Other · $6.95M sold · 2023
HG HKW GC Holdings, Inc. Other · $41.5M sold · 2022
CH CIS Holdings, Inc. Other Technology · $44.5M sold · 2021
TT Technical Toolboxes Holding Corp. Other Technology · $24M sold · 2022
RA Renovate America Holdings, LLC Other · $35.5M sold · 2021
IH Infab HoldCo, Inc. Other Health Care · $36.5M sold · 2020
HC HKW CAPITAL PARTNERS V, L.P. Pooled Investment Fund · $298.7M sold · 2017
HC HKW CAPITAL PARTNERS V-A, L.P. Pooled Investment Fund · $298.7M sold · 2017
MH MDME Holdings, LLC Pooled Investment Fund · $7.6M sold · 2018
IH IW Holdings, LLC Retailing · $2M sold · 2018
CH CTS HoldCo, L.P. Other Technology · $26M sold · 2018
GH GCR Holdings, Inc. Other Technology · $59.1M sold · 2018
AH AVG Holdings, Inc. Other Health Care · $14M sold · 2017
PH PANOS Holdings, Inc. Other · $39.5M sold · 2016
GH Gatekeeper Holdings, Inc. Other · $32M sold · 2016
PH PIL Holdings, Inc. Other · $57.5M sold · 2015
XT Xirgo Technologies Intermediate Holdings, LLC Other Technology · $60.6M sold · 2016
PS ProAct Services Corp Environmental Services · $14.3M sold · 2014
WR Workhorse Rail, LLC Manufacturing · $26.3M sold · 2014
HC HKW CAPITAL PARTNERS IV-B, L.P. Pooled Investment Fund · 2014
CV Corporate Visions, Inc. Business Services · $16.4M sold · 2010
TH TCE Holding Co Oil and Gas · $78.5M sold · 2013
T TCSafety Inc Other · $33.3M sold · 2013
MH MTI Holdings LLC Manufacturing · $19.1M sold · 2013
HC HKW CAPITAL PARTNERS IV-A, L.P. Pooled Investment Fund · $127.3M sold · 2012
HC HKW CAPITAL PARTNERS IV, L.P. Pooled Investment Fund · $127.3M sold · 2012
CH CLS Holdings Corp Business Services · $1M sold · 2012
AE A.E. Company, Inc. Manufacturing · $35.3M sold · 2009
KR K R Drenth Trucking Inc Other · $26.2M sold · 2010
HC HKW CAPITAL PARTNERS III-A SUPPLEMENTAL L.P. Pooled Investment Fund · 2010
HC HKW CAPITAL PARTNERS III SUPPLEMENTAL L.P. Pooled Investment Fund · 2010
SA SPECIAL APPLICATIONS TECHNOLOGY INC Manufacturing · $1.95M sold · 2009
NA NaturMed, Inc., an Indiana Corp Manufacturing · $15.1M sold · 2010
V Visioneering Inc Manufacturing · $3.86M sold · 2009

One team, 49 deal companies. Alex Johnson is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alex Johnson.

Same business address

7 other issuers file from the same address

FNEX Ventures LLC - Series 105 Indianapolis, IN · 2026
Bussert Medical, Inc. Indianapolis, IN · 2019
Encore TopCo, LLC Indianapolis, IN · 2023
PinkDx, Inc. Indianapolis, IN · 2023
FNEX Venture Series 103, a series of FNEX Ventures, LLC Indianapolis, IN · 2021
Formulary Insights, LLC Indianapolis, IN · 2021
NCD 2955 Indy IN LLC Indianapolis, IN · 2021

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alex Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alex Johnson is listed on: none on file. No website or social profile named in PANOS Intermediate Holdings, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #98,970 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Indianapolis, IN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Alex Johnson

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Form D filed 16 days after the first sale — HKW Sepratech Aggregator, LLC

Form D filed 16 days after the first sale — Sepratech TopCo, LLC

Offering amount changed between filings — HKW Sepratech Aggregator, LLC

Same name, different state: "Alex Johnson" (UT) is a separate record

Same name, different state: "Alex Johnson" (IL) is a separate record

Alex Johnson is listed with 2 different address states: IN, NY

5. Money to insiders

Deals 9

People around Alex 18

The team behind the deals

7 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person